Flaherty & Crumrine PREFERRED & INCOME OPPORTUNITY FUND INC
PFO- Exchange
- NYSE
- SEC CIK
- 0000882071
No open-market purchases or sales by Flaherty & Crumrine PREFERRED & INCOME OPPORTUNITY FUND INC insiders were filed in the last 90 days; 49 institutions reported holding it in 13F filings for Q2 2026, worth $37.3M in total; no superinvestor holds it.
13F holders, Q2 2025
Institutional positions in Flaherty & Crumrine PREFERRED & INCOME OPPORTUNITY FUND INC as of Jun 30, 2025. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 47
- +2 vs. Q1 2025
- Shares held
- 3.09M
- +120.9K (+4.1%) vs. Q1 2025
- Total value
- $28.6M
- +$1.32M (+4.8%) vs. Q1 2025
- New holders
- 9
- 16 more added
- Sold out
- 7
- 10 more reduced
1 institution that held it in Q1 2025 haven't filed for Q2 2025 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q1 2025: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting PFO on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 49 | $37.3M |
| Q1 2026 | 52 | $39.9M |
| Q4 2025 | 45 | $41.1M |
| Q3 2025 | 45 | $39.0M |
| Q2 2025 | 47 | $28.6M |
| Q1 2025 | 46 | $28.2M |
| Q4 2024 | 44 | $26.9M |
| Q3 2024 | 47 | $23.7M |
| Q2 2024 | 48 | $17.6M |
| Q1 2024 | 43 | $15.5M |
| Q4 2023 | 47 | $14.6M |
| Q3 2023 | 41 | $10.9M |
| Q2 2023 | 37 | $9.91M |
| Q1 2023 | 37 | $9.91M |
| Q4 2022 | 43 | $8.08M |
| Q3 2022 | 42 | $9.84M |
| Q2 2022 | 41 | $9.15M |
| Q1 2022 | 38 | $11.2M |
| Q4 2021 | 41 | $12.0M |
| Q3 2021 | 40 | $11.0M |
| Q2 2021 | 39 | $12.0M |
| Q1 2021 | 41 | $11.6M |
Institutions, Q2 2025
Shares, value and share of portfolio for each institution holding Flaherty & Crumrine PREFERRED & INCOME OPPORTUNITY FUND INC; share changes are against Q1 2025.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Sit Investment Associates Inc | 669,332 | $6.19M | 0.13% | +61,115+10.0% | Added |
| CIBC Private Wealth Group, LLC | 588,511 | $5.44M | 0.01% | 00.0% | Unchanged |
| Rivernorth Capital Management, LLC | 247,722 | $2.29M | 0.13% | +4,305+1.8% | Added |
| Private Advisor Group, LLC | 189,408 | $1.75M | 0.01% | +1,245+0.7% | Added |
| Matisse Capital | 170,775 | $1.58M | 0.75% | 00.0% | Unchanged |
| Envestnet Asset Management Inc | 138,408 | $1.28M | 0.00% | +6,058+4.6% | Added |
| Morgan Stanley | 111,328 | $1.03M | 0.00% | −24,444−18.0% | Reduced |
| D.A. Davidson & Co. | 77,228 | $714.4K | 0.01% | +13,701+21.6% | Added |
| Mustico Financial Group, Inc. | 75,568 | $701.8K | 0.70% | +75,568 | New |
| Ewing Morris & Co. Investment Partners Ltd. | 75,690 | $700.1K | 0.31% | 00.0% | Unchanged |
| Cambridge Investment Research Advisors, Inc. | 65,942 | $610.0K | 0.00% | −3,447−5.0% | Reduced |
| Summit X, LLC | 57,112 | $528.3K | 0.10% | −5,320−8.5% | Reduced |
| Napa Wealth Management | 55,056 | $509.3K | 0.24% | −530−1.0% | Reduced |
| LPL Financial LLC | 46,557 | $430.7K | 0.00% | +10,712+29.9% | Added |
| Invesco Ltd. | 43,592 | $403.2K | 0.00% | +6,372+17.1% | Added |
| Baird Financial Group, Inc. | 42,878 | $396.6K | 0.00% | +11,682+37.4% | Added |
| Wells Fargo & Company | 42,482 | $393.0K | 0.00% | −1,532−3.5% | Reduced |
| Wolverine Asset Management LLC | 39,431 | $364.7K | 0.01% | +39,431 | New |
| Sowell Financial Services LLC | 39,073 | $361.4K | 0.01% | 00.0% | Unchanged |
| Smith Asset Management Co., LLC | 32,193 | $297.8K | 0.26% | +32,193 | New |
| GWM Advisors LLC | 31,081 | $287.5K | 0.00% | +2,709+9.5% | Added |
| Bank of America Corp | 21,464 | $198.5K | 0.00% | −326−1.5% | Reduced |
| Basepoint Wealth LLC | 20,354 | $188.3K | 0.15% | +286+1.4% | Added |
| Catalina Capital Group, LLC | 18,855 | $174.4K | 0.12% | 00.0% | Unchanged |
| HighTower Advisors, LLC | 15,803 | $146.2K | 0.00% | +25+0.2% | Added |
| Apella Capital, LLC | 15,066 | $139.4K | 0.00% | 00.0% | Unchanged |
| Clifford Swan Investment Counsel LLC | 15,000 | $138.8K | 0.00% | −14,500−49.2% | Reduced |
| Cetera Investment Advisers | 14,085 | $130.3K | 0.00% | +45+0.3% | Added |
| SPC Financial, Inc. | 13,400 | $124.0K | 0.01% | 00.0% | Unchanged |
| Jag Capital Management, LLC | 12,700 | $117.5K | 0.01% | 00.0% | Unchanged |
| Advisor Group Holdings, Inc. | 11,988 | $110.9K | 0.00% | −14,882−55.4% | Reduced |
| Mosaic Family Wealth Partners, LLC | 11,824 | $109.4K | 0.01% | 00.0% | Unchanged |
| Commonwealth Equity Services, LLC | 11,301 | $105.0K | 0.00% | +11,301 | New |
| Susquehanna International Group, LLP | 10,654 | $98.5K | 0.00% | +10,654 | New |
| Consolidated Portfolio Review Corp | 10,607 | $98.1K | 0.01% | −40,665−79.3% | Reduced |
| Byrne Financial Freedom, LLC | 10,200 | $94.3K | 0.05% | 00.0% | Unchanged |
| UBS Group AG | 7,121 | $65.9K | 0.00% | −2,309−24.5% | Reduced |
| Raymond James Financial Inc | 5,308 | $49.1K | 0.00% | +5,308 | New |
| CoreCap Advisors, LLC | 4,200 | $38.9K | 0.00% | +3,200+320.0% | Added |
| S.A. Mason LLC | 3,500 | $32.4K | 0.02% | 00.0% | Unchanged |
| Ameritas Advisory Services, LLC | 3,500 | $32.4K | 0.00% | +3,500 | New |
| Thomas J. Herzfeld Advisors, Inc. | 2,868 | $26.5K | 0.01% | +3+0.1% | Added |
| Allworth Financial LP | 2,510 | $23.2K | 0.00% | +2,510 | New |
| West Branch Capital LLC | 2,271 | $21.0K | 0.01% | +30+1.3% | Added |
| Royal Bank of Canada | 1,600 | $15.0K | 0.00% | +550+52.4% | Added |
| Federation des caisses Desjardins du Quebec | 1,300 | $12.0K | 0.00% | 00.0% | Unchanged |
| Blue Bell Private Wealth Management, LLC | 1,000 | $9.25K | 0.00% | +1,000 | New |
| CNH Partners LLC | 0 | $0 | 0.00% | −25,750−100.0% | Sold out |
| Vanguard Capital Wealth Advisors | 0 | $0 | 0.00% | −14,000−100.0% | Sold out |
| Citadel Advisors LLC | 0 | $0 | 0.00% | −11,873−100.0% | Sold out |
| Resonant Capital Advisors, LLC | 0 | $0 | 0.00% | −10,000−100.0% | Sold out |
| The PNC Financial Services Group, Inc. | 0 | $0 | 0.00% | −8,480−100.0% | Sold out |
| Rossby Financial, LCC | 0 | $0 | 0.00% | −3,129−100.0% | Sold out |
| Greykasell Wealth Strategies, Inc. | 0 | $0 | 0.00% | −1,439−100.0% | Sold out |
| Noble Wealth Management PBC | – | – | – | – | Not filed |