Flaherty & Crumrine PREFERRED & INCOME OPPORTUNITY FUND INC
PFO- Exchange
- NYSE
- SEC CIK
- 0000882071
No open-market purchases or sales by Flaherty & Crumrine PREFERRED & INCOME OPPORTUNITY FUND INC insiders were filed in the last 90 days; 49 institutions reported holding it in 13F filings for Q2 2026, worth $37.3M in total; no superinvestor holds it.
13F holders, Q2 2025
Institutional positions in Flaherty & Crumrine PREFERRED & INCOME OPPORTUNITY FUND INC as of Jun 30, 2025. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 47
- +2 vs. Q1 2025
- Shares held
- 3.09M
- +120.9K (+4.1%) vs. Q1 2025
- Total value
- $28.6M
- +$1.32M (+4.8%) vs. Q1 2025
- New holders
- 9
- 16 more added
- Sold out
- 7
- 10 more reduced
1 institution that held it in Q1 2025 haven't filed for Q2 2025 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q1 2025: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting PFO on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 49 | $37.3M |
| Q1 2026 | 52 | $39.9M |
| Q4 2025 | 45 | $41.1M |
| Q3 2025 | 45 | $39.0M |
| Q2 2025 | 47 | $28.6M |
| Q1 2025 | 46 | $28.2M |
| Q4 2024 | 44 | $26.9M |
| Q3 2024 | 47 | $23.7M |
| Q2 2024 | 48 | $17.6M |
| Q1 2024 | 43 | $15.5M |
| Q4 2023 | 47 | $14.6M |
| Q3 2023 | 41 | $10.9M |
| Q2 2023 | 37 | $9.91M |
| Q1 2023 | 37 | $9.91M |
| Q4 2022 | 43 | $8.08M |
| Q3 2022 | 42 | $9.84M |
| Q2 2022 | 41 | $9.15M |
| Q1 2022 | 38 | $11.2M |
| Q4 2021 | 41 | $12.0M |
| Q3 2021 | 40 | $11.0M |
| Q2 2021 | 39 | $12.0M |
| Q1 2021 | 41 | $11.6M |
Institutions, Q2 2025
Shares, value and share of portfolio for each institution holding Flaherty & Crumrine PREFERRED & INCOME OPPORTUNITY FUND INC; share changes are against Q1 2025.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Blue Bell Private Wealth Management, LLC | 1,000 | $9.25K | 0.00% | +1,000 | New |
| Federation des caisses Desjardins du Quebec | 1,300 | $12.0K | 0.00% | 00.0% | Unchanged |
| Royal Bank of Canada | 1,600 | $15.0K | 0.00% | +550+52.4% | Added |
| West Branch Capital LLC | 2,271 | $21.0K | 0.01% | +30+1.3% | Added |
| Allworth Financial LP | 2,510 | $23.2K | 0.00% | +2,510 | New |
| Thomas J. Herzfeld Advisors, Inc. | 2,868 | $26.5K | 0.01% | +3+0.1% | Added |
| S.A. Mason LLC | 3,500 | $32.4K | 0.02% | 00.0% | Unchanged |
| Ameritas Advisory Services, LLC | 3,500 | $32.4K | 0.00% | +3,500 | New |
| CoreCap Advisors, LLC | 4,200 | $38.9K | 0.00% | +3,200+320.0% | Added |
| Raymond James Financial Inc | 5,308 | $49.1K | 0.00% | +5,308 | New |
| UBS Group AG | 7,121 | $65.9K | 0.00% | −2,309−24.5% | Reduced |
| Byrne Financial Freedom, LLC | 10,200 | $94.3K | 0.05% | 00.0% | Unchanged |
| Consolidated Portfolio Review Corp | 10,607 | $98.1K | 0.01% | −40,665−79.3% | Reduced |
| Susquehanna International Group, LLP | 10,654 | $98.5K | 0.00% | +10,654 | New |
| Commonwealth Equity Services, LLC | 11,301 | $105.0K | 0.00% | +11,301 | New |
| Mosaic Family Wealth Partners, LLC | 11,824 | $109.4K | 0.01% | 00.0% | Unchanged |
| Advisor Group Holdings, Inc. | 11,988 | $110.9K | 0.00% | −14,882−55.4% | Reduced |
| Jag Capital Management, LLC | 12,700 | $117.5K | 0.01% | 00.0% | Unchanged |
| SPC Financial, Inc. | 13,400 | $124.0K | 0.01% | 00.0% | Unchanged |
| Cetera Investment Advisers | 14,085 | $130.3K | 0.00% | +45+0.3% | Added |
| Clifford Swan Investment Counsel LLC | 15,000 | $138.8K | 0.00% | −14,500−49.2% | Reduced |
| Apella Capital, LLC | 15,066 | $139.4K | 0.00% | 00.0% | Unchanged |
| HighTower Advisors, LLC | 15,803 | $146.2K | 0.00% | +25+0.2% | Added |
| Catalina Capital Group, LLC | 18,855 | $174.4K | 0.12% | 00.0% | Unchanged |
| Basepoint Wealth LLC | 20,354 | $188.3K | 0.15% | +286+1.4% | Added |
| Bank of America Corp | 21,464 | $198.5K | 0.00% | −326−1.5% | Reduced |
| GWM Advisors LLC | 31,081 | $287.5K | 0.00% | +2,709+9.5% | Added |
| Smith Asset Management Co., LLC | 32,193 | $297.8K | 0.26% | +32,193 | New |
| Sowell Financial Services LLC | 39,073 | $361.4K | 0.01% | 00.0% | Unchanged |
| Wolverine Asset Management LLC | 39,431 | $364.7K | 0.01% | +39,431 | New |
| Wells Fargo & Company | 42,482 | $393.0K | 0.00% | −1,532−3.5% | Reduced |
| Baird Financial Group, Inc. | 42,878 | $396.6K | 0.00% | +11,682+37.4% | Added |
| Invesco Ltd. | 43,592 | $403.2K | 0.00% | +6,372+17.1% | Added |
| LPL Financial LLC | 46,557 | $430.7K | 0.00% | +10,712+29.9% | Added |
| Napa Wealth Management | 55,056 | $509.3K | 0.24% | −530−1.0% | Reduced |
| Summit X, LLC | 57,112 | $528.3K | 0.10% | −5,320−8.5% | Reduced |
| Cambridge Investment Research Advisors, Inc. | 65,942 | $610.0K | 0.00% | −3,447−5.0% | Reduced |
| Ewing Morris & Co. Investment Partners Ltd. | 75,690 | $700.1K | 0.31% | 00.0% | Unchanged |
| Mustico Financial Group, Inc. | 75,568 | $701.8K | 0.70% | +75,568 | New |
| D.A. Davidson & Co. | 77,228 | $714.4K | 0.01% | +13,701+21.6% | Added |
| Morgan Stanley | 111,328 | $1.03M | 0.00% | −24,444−18.0% | Reduced |
| Envestnet Asset Management Inc | 138,408 | $1.28M | 0.00% | +6,058+4.6% | Added |
| Matisse Capital | 170,775 | $1.58M | 0.75% | 00.0% | Unchanged |
| Private Advisor Group, LLC | 189,408 | $1.75M | 0.01% | +1,245+0.7% | Added |
| Rivernorth Capital Management, LLC | 247,722 | $2.29M | 0.13% | +4,305+1.8% | Added |
| CIBC Private Wealth Group, LLC | 588,511 | $5.44M | 0.01% | 00.0% | Unchanged |
| Sit Investment Associates Inc | 669,332 | $6.19M | 0.13% | +61,115+10.0% | Added |
| CNH Partners LLC | 0 | $0 | 0.00% | −25,750−100.0% | Sold out |
| Vanguard Capital Wealth Advisors | 0 | $0 | 0.00% | −14,000−100.0% | Sold out |
| Citadel Advisors LLC | 0 | $0 | 0.00% | −11,873−100.0% | Sold out |
| Resonant Capital Advisors, LLC | 0 | $0 | 0.00% | −10,000−100.0% | Sold out |
| The PNC Financial Services Group, Inc. | 0 | $0 | 0.00% | −8,480−100.0% | Sold out |
| Rossby Financial, LCC | 0 | $0 | 0.00% | −3,129−100.0% | Sold out |
| Greykasell Wealth Strategies, Inc. | 0 | $0 | 0.00% | −1,439−100.0% | Sold out |
| Noble Wealth Management PBC | – | – | – | – | Not filed |