Flaherty & Crumrine PREFERRED & INCOME OPPORTUNITY FUND INC
PFO- Exchange
- NYSE
- SEC CIK
- 0000882071
No open-market purchases or sales by Flaherty & Crumrine PREFERRED & INCOME OPPORTUNITY FUND INC insiders were filed in the last 90 days; 49 institutions reported holding it in 13F filings for Q2 2026, worth $37.3M in total; no superinvestor holds it.
13F holders, Q4 2024
Institutional positions in Flaherty & Crumrine PREFERRED & INCOME OPPORTUNITY FUND INC as of Dec 31, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 44
- −3 vs. Q3 2024
- Shares held
- 2.99M
- +457.6K (+18.1%) vs. Q3 2024
- Total value
- $26.9M
- +$3.23M (+13.6%) vs. Q3 2024
- New holders
- 6
- 13 more added
- Sold out
- 9
- 10 more reduced
Compare with Q3 2024: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting PFO on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 49 | $37.3M |
| Q1 2026 | 52 | $39.9M |
| Q4 2025 | 45 | $41.1M |
| Q3 2025 | 45 | $39.0M |
| Q2 2025 | 47 | $28.6M |
| Q1 2025 | 46 | $28.2M |
| Q4 2024 | 44 | $26.9M |
| Q3 2024 | 47 | $23.7M |
| Q2 2024 | 48 | $17.6M |
| Q1 2024 | 43 | $15.5M |
| Q4 2023 | 47 | $14.6M |
| Q3 2023 | 41 | $10.9M |
| Q2 2023 | 37 | $9.91M |
| Q1 2023 | 37 | $9.91M |
| Q4 2022 | 43 | $8.08M |
| Q3 2022 | 42 | $9.84M |
| Q2 2022 | 41 | $9.15M |
| Q1 2022 | 38 | $11.2M |
| Q4 2021 | 41 | $12.0M |
| Q3 2021 | 40 | $11.0M |
| Q2 2021 | 39 | $12.0M |
| Q1 2021 | 41 | $11.6M |
Institutions, Q4 2024
Shares, value and share of portfolio for each institution holding Flaherty & Crumrine PREFERRED & INCOME OPPORTUNITY FUND INC; share changes are against Q3 2024.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| CIBC Private Wealth Group, LLC | 588,511 | $5.34M | 0.01% | 00.0% | Unchanged |
| Sit Investment Associates Inc | 542,802 | $4.89M | 0.11% | +250,024+85.4% | Added |
| Private Advisor Group, LLC | 192,929 | $1.74M | 0.01% | −8,653−4.3% | Reduced |
| Rivernorth Capital Management, LLC | 192,068 | $1.73M | 0.08% | +121,629+172.7% | Added |
| Matisse Capital | 170,775 | $1.54M | 0.78% | 00.0% | Unchanged |
| Morgan Stanley | 136,518 | $1.23M | 0.00% | +24,793+22.2% | Added |
| Envestnet Asset Management Inc | 116,029 | $1.05M | 0.00% | +78,044+205.5% | Added |
| Noble Wealth Management PBC | 83,760 | $754.7K | 0.52% | +83,760 | New |
| Cambridge Investment Research Advisors, Inc. | 76,955 | $693.0K | 0.00% | +3,473+4.7% | Added |
| Ewing Morris & Co. Investment Partners Ltd. | 75,690 | $682.0K | 0.24% | +75,690 | New |
| Summit X, LLC | 70,257 | $633.0K | 0.14% | −13,789−16.4% | Reduced |
| D.A. Davidson & Co. | 65,549 | $590.6K | 0.00% | −1,885−2.8% | Reduced |
| Napa Wealth Management | 62,424 | $562.4K | 0.24% | −34,623−35.7% | Reduced |
| Consolidated Portfolio Review Corp | 59,058 | $532.1K | 0.08% | −29,012−32.9% | Reduced |
| LPL Financial LLC | 49,630 | $447.2K | 0.00% | +11,435+29.9% | Added |
| Independent Advisor Alliance | 45,150 | $406.8K | 0.01% | +45,150 | New |
| CNH Partners LLC | 41,344 | $372.5K | 0.01% | −32,035−43.7% | Reduced |
| Thomas J. Herzfeld Advisors, Inc. | 39,919 | $359.7K | 0.12% | +17,377+77.1% | Added |
| Sowell Financial Services LLC | 39,073 | $352.0K | 0.02% | 00.0% | Unchanged |
| Wells Fargo & Company | 33,668 | $303.3K | 0.00% | +10,886+47.8% | Added |
| Clifford Swan Investment Counsel LLC | 29,500 | $265.8K | 0.01% | 00.0% | Unchanged |
| GWM Advisors LLC | 28,372 | $255.6K | 0.00% | −1,600−5.3% | Reduced |
| Basepoint Wealth LLC | 26,893 | $242.3K | 0.19% | −1,347−4.8% | Reduced |
| Advisor Group Holdings, Inc. | 25,070 | $225.9K | 0.00% | +375+1.5% | Added |
| Bank of America Corp | 21,790 | $196.3K | 0.00% | +1,500+7.4% | Added |
| HighTower Advisors, LLC | 19,176 | $172.8K | 0.00% | −1,877−8.9% | Reduced |
| Catalina Capital Group, LLC | 18,855 | $169.9K | 0.06% | 00.0% | Unchanged |
| Apella Capital, LLC | 15,066 | $135.7K | 0.01% | 00.0% | Unchanged |
| SPC Financial, Inc. | 13,400 | $120.7K | 0.01% | 00.0% | Unchanged |
| Jag Capital Management, LLC | 12,700 | $114.4K | 0.02% | 00.0% | Unchanged |
| Invesco Ltd. | 12,587 | $113.4K | 0.00% | +12,587 | New |
| Millennium Management LLC | 12,552 | $113.1K | 0.00% | 00.0% | Unchanged |
| Mosaic Family Wealth Partners, LLC | 11,824 | $106.5K | 0.02% | 00.0% | Unchanged |
| Citadel Advisors LLC | 10,715 | $96.5K | 0.00% | +10,715 | New |
| Byrne Financial Freedom, LLC | 10,200 | $91.9K | 0.04% | +10,200 | New |
| Resonant Capital Advisors, LLC | 10,000 | $90.1K | 0.01% | 00.0% | Unchanged |
| The PNC Financial Services Group, Inc. | 8,480 | $76.4K | 0.00% | 00.0% | Unchanged |
| UBS Group AG | 7,337 | $66.1K | 0.00% | +337+4.8% | Added |
| S.A. Mason LLC | 3,500 | $31.5K | 0.02% | 00.0% | Unchanged |
| West Branch Capital LLC | 2,213 | $19.9K | 0.01% | +34+1.6% | Added |
| Federation des caisses Desjardins du Quebec | 1,300 | $11.7K | 0.00% | 00.0% | Unchanged |
| CoreCap Advisors, LLC | 1,000 | $9.01K | 0.00% | 00.0% | Unchanged |
| Royal Bank of Canada | 950 | $9.00K | 0.00% | −152−13.8% | Reduced |
| Bessemer Group Inc | 443 | $4.00K | 0.00% | +7+1.6% | Added |
| Bulldog Investors, LLP | 0 | $0 | 0.00% | −47,814−100.0% | Sold out |
| Robinson Capital Management, LLC | 0 | $0 | 0.00% | −37,950−100.0% | Sold out |
| Landscape Capital Management, L.L.C. | 0 | $0 | 0.00% | −23,729−100.0% | Sold out |
| Arlington Capital Management, Inc. | 0 | $0 | 0.00% | −17,375−100.0% | Sold out |
| Innova Wealth Partners | 0 | $0 | 0.00% | −17,375−100.0% | Sold out |
| ORBA Wealth Advisors, L.L.C. | 0 | $0 | 0.00% | −14,000−100.0% | Sold out |
| Stifel Financial Corp | 0 | $0 | 0.00% | −10,760−100.0% | Sold out |
| Blue Bell Private Wealth Management, LLC | 0 | $0 | 0.00% | −3,668−100.0% | Sold out |
| Atticus Wealth Management, LLC | 0 | $0 | 0.00% | −2,746−100.0% | Sold out |