Flaherty & Crumrine PREFERRED & INCOME OPPORTUNITY FUND INC
PFO- Exchange
- NYSE
- SEC CIK
- 0000882071
No open-market purchases or sales by Flaherty & Crumrine PREFERRED & INCOME OPPORTUNITY FUND INC insiders were filed in the last 90 days; 49 institutions reported holding it in 13F filings for Q2 2026, worth $37.3M in total; no superinvestor holds it.
13F holders, Q4 2024
Institutional positions in Flaherty & Crumrine PREFERRED & INCOME OPPORTUNITY FUND INC as of Dec 31, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 44
- −3 vs. Q3 2024
- Shares held
- 2.99M
- +457.6K (+18.1%) vs. Q3 2024
- Total value
- $26.9M
- +$3.23M (+13.6%) vs. Q3 2024
- New holders
- 6
- 13 more added
- Sold out
- 9
- 10 more reduced
Compare with Q3 2024: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting PFO on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 49 | $37.3M |
| Q1 2026 | 52 | $39.9M |
| Q4 2025 | 45 | $41.1M |
| Q3 2025 | 45 | $39.0M |
| Q2 2025 | 47 | $28.6M |
| Q1 2025 | 46 | $28.2M |
| Q4 2024 | 44 | $26.9M |
| Q3 2024 | 47 | $23.7M |
| Q2 2024 | 48 | $17.6M |
| Q1 2024 | 43 | $15.5M |
| Q4 2023 | 47 | $14.6M |
| Q3 2023 | 41 | $10.9M |
| Q2 2023 | 37 | $9.91M |
| Q1 2023 | 37 | $9.91M |
| Q4 2022 | 43 | $8.08M |
| Q3 2022 | 42 | $9.84M |
| Q2 2022 | 41 | $9.15M |
| Q1 2022 | 38 | $11.2M |
| Q4 2021 | 41 | $12.0M |
| Q3 2021 | 40 | $11.0M |
| Q2 2021 | 39 | $12.0M |
| Q1 2021 | 41 | $11.6M |
Institutions, Q4 2024
Shares, value and share of portfolio for each institution holding Flaherty & Crumrine PREFERRED & INCOME OPPORTUNITY FUND INC; share changes are against Q3 2024.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Bessemer Group Inc | 443 | $4.00K | 0.00% | +7+1.6% | Added |
| Royal Bank of Canada | 950 | $9.00K | 0.00% | −152−13.8% | Reduced |
| CoreCap Advisors, LLC | 1,000 | $9.01K | 0.00% | 00.0% | Unchanged |
| Federation des caisses Desjardins du Quebec | 1,300 | $11.7K | 0.00% | 00.0% | Unchanged |
| West Branch Capital LLC | 2,213 | $19.9K | 0.01% | +34+1.6% | Added |
| S.A. Mason LLC | 3,500 | $31.5K | 0.02% | 00.0% | Unchanged |
| UBS Group AG | 7,337 | $66.1K | 0.00% | +337+4.8% | Added |
| The PNC Financial Services Group, Inc. | 8,480 | $76.4K | 0.00% | 00.0% | Unchanged |
| Resonant Capital Advisors, LLC | 10,000 | $90.1K | 0.01% | 00.0% | Unchanged |
| Byrne Financial Freedom, LLC | 10,200 | $91.9K | 0.04% | +10,200 | New |
| Citadel Advisors LLC | 10,715 | $96.5K | 0.00% | +10,715 | New |
| Mosaic Family Wealth Partners, LLC | 11,824 | $106.5K | 0.02% | 00.0% | Unchanged |
| Millennium Management LLC | 12,552 | $113.1K | 0.00% | 00.0% | Unchanged |
| Invesco Ltd. | 12,587 | $113.4K | 0.00% | +12,587 | New |
| Jag Capital Management, LLC | 12,700 | $114.4K | 0.02% | 00.0% | Unchanged |
| SPC Financial, Inc. | 13,400 | $120.7K | 0.01% | 00.0% | Unchanged |
| Apella Capital, LLC | 15,066 | $135.7K | 0.01% | 00.0% | Unchanged |
| Catalina Capital Group, LLC | 18,855 | $169.9K | 0.06% | 00.0% | Unchanged |
| HighTower Advisors, LLC | 19,176 | $172.8K | 0.00% | −1,877−8.9% | Reduced |
| Bank of America Corp | 21,790 | $196.3K | 0.00% | +1,500+7.4% | Added |
| Advisor Group Holdings, Inc. | 25,070 | $225.9K | 0.00% | +375+1.5% | Added |
| Basepoint Wealth LLC | 26,893 | $242.3K | 0.19% | −1,347−4.8% | Reduced |
| GWM Advisors LLC | 28,372 | $255.6K | 0.00% | −1,600−5.3% | Reduced |
| Clifford Swan Investment Counsel LLC | 29,500 | $265.8K | 0.01% | 00.0% | Unchanged |
| Wells Fargo & Company | 33,668 | $303.3K | 0.00% | +10,886+47.8% | Added |
| Sowell Financial Services LLC | 39,073 | $352.0K | 0.02% | 00.0% | Unchanged |
| Thomas J. Herzfeld Advisors, Inc. | 39,919 | $359.7K | 0.12% | +17,377+77.1% | Added |
| CNH Partners LLC | 41,344 | $372.5K | 0.01% | −32,035−43.7% | Reduced |
| Independent Advisor Alliance | 45,150 | $406.8K | 0.01% | +45,150 | New |
| LPL Financial LLC | 49,630 | $447.2K | 0.00% | +11,435+29.9% | Added |
| Consolidated Portfolio Review Corp | 59,058 | $532.1K | 0.08% | −29,012−32.9% | Reduced |
| Napa Wealth Management | 62,424 | $562.4K | 0.24% | −34,623−35.7% | Reduced |
| D.A. Davidson & Co. | 65,549 | $590.6K | 0.00% | −1,885−2.8% | Reduced |
| Summit X, LLC | 70,257 | $633.0K | 0.14% | −13,789−16.4% | Reduced |
| Ewing Morris & Co. Investment Partners Ltd. | 75,690 | $682.0K | 0.24% | +75,690 | New |
| Cambridge Investment Research Advisors, Inc. | 76,955 | $693.0K | 0.00% | +3,473+4.7% | Added |
| Noble Wealth Management PBC | 83,760 | $754.7K | 0.52% | +83,760 | New |
| Envestnet Asset Management Inc | 116,029 | $1.05M | 0.00% | +78,044+205.5% | Added |
| Morgan Stanley | 136,518 | $1.23M | 0.00% | +24,793+22.2% | Added |
| Matisse Capital | 170,775 | $1.54M | 0.78% | 00.0% | Unchanged |
| Rivernorth Capital Management, LLC | 192,068 | $1.73M | 0.08% | +121,629+172.7% | Added |
| Private Advisor Group, LLC | 192,929 | $1.74M | 0.01% | −8,653−4.3% | Reduced |
| Sit Investment Associates Inc | 542,802 | $4.89M | 0.11% | +250,024+85.4% | Added |
| CIBC Private Wealth Group, LLC | 588,511 | $5.34M | 0.01% | 00.0% | Unchanged |
| Bulldog Investors, LLP | 0 | $0 | 0.00% | −47,814−100.0% | Sold out |
| Robinson Capital Management, LLC | 0 | $0 | 0.00% | −37,950−100.0% | Sold out |
| Landscape Capital Management, L.L.C. | 0 | $0 | 0.00% | −23,729−100.0% | Sold out |
| Arlington Capital Management, Inc. | 0 | $0 | 0.00% | −17,375−100.0% | Sold out |
| Innova Wealth Partners | 0 | $0 | 0.00% | −17,375−100.0% | Sold out |
| ORBA Wealth Advisors, L.L.C. | 0 | $0 | 0.00% | −14,000−100.0% | Sold out |
| Stifel Financial Corp | 0 | $0 | 0.00% | −10,760−100.0% | Sold out |
| Blue Bell Private Wealth Management, LLC | 0 | $0 | 0.00% | −3,668−100.0% | Sold out |
| Atticus Wealth Management, LLC | 0 | $0 | 0.00% | −2,746−100.0% | Sold out |