Flaherty & Crumrine PREFERRED & INCOME OPPORTUNITY FUND INC
PFO- Exchange
- NYSE
- SEC CIK
- 0000882071
No open-market purchases or sales by Flaherty & Crumrine PREFERRED & INCOME OPPORTUNITY FUND INC insiders were filed in the last 90 days; 49 institutions reported holding it in 13F filings for Q2 2026, worth $37.3M in total; no superinvestor holds it.
13F holders, Q3 2023
Institutional positions in Flaherty & Crumrine PREFERRED & INCOME OPPORTUNITY FUND INC as of Sep 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 41
- +4 vs. Q2 2023
- Shares held
- 1.47M
- +231.5K (+18.7%) vs. Q2 2023
- Total value
- $10.9M
- +$1.01M (+10.2%) vs. Q2 2023
- New holders
- 7
- 14 more added
- Sold out
- 3
- 9 more reduced
Compare with Q2 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting PFO on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 49 | $37.3M |
| Q1 2026 | 52 | $39.9M |
| Q4 2025 | 45 | $41.1M |
| Q3 2025 | 45 | $39.0M |
| Q2 2025 | 47 | $28.6M |
| Q1 2025 | 46 | $28.2M |
| Q4 2024 | 44 | $26.9M |
| Q3 2024 | 47 | $23.7M |
| Q2 2024 | 48 | $17.6M |
| Q1 2024 | 43 | $15.5M |
| Q4 2023 | 47 | $14.6M |
| Q3 2023 | 41 | $10.9M |
| Q2 2023 | 37 | $9.91M |
| Q1 2023 | 37 | $9.91M |
| Q4 2022 | 43 | $8.08M |
| Q3 2022 | 42 | $9.84M |
| Q2 2022 | 41 | $9.15M |
| Q1 2022 | 38 | $11.2M |
| Q4 2021 | 41 | $12.0M |
| Q3 2021 | 40 | $11.0M |
| Q2 2021 | 39 | $12.0M |
| Q1 2021 | 41 | $11.6M |
Institutions, Q3 2023
Shares, value and share of portfolio for each institution holding Flaherty & Crumrine PREFERRED & INCOME OPPORTUNITY FUND INC; share changes are against Q2 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Private Advisor Group, LLC | 201,368 | $1.50M | 0.01% | +4,159+2.1% | Added |
| D.A. Davidson & Co. | 172,335 | $1.28M | 0.01% | −25,146−12.7% | Reduced |
| Morgan Stanley | 103,795 | $772.2K | 0.00% | +7,582+7.9% | Added |
| Wolverine Asset Management LLC | 100,687 | $749.1K | 0.01% | +74,371+282.6% | Added |
| Summit X, LLC | 91,874 | $683.6K | 0.22% | −525−0.6% | Reduced |
| Cambridge Investment Research Advisors, Inc. | 84,421 | $628.0K | 0.00% | +950+1.1% | Added |
| Consolidated Portfolio Review Corp | 78,630 | $585.0K | 0.14% | +31,223+65.9% | Added |
| Saba Capital Management, L.P. | 70,962 | $528.0K | 0.02% | +70,962 | New |
| Advisor Group Holdings, Inc. | 53,889 | $400.9K | 0.00% | −2,043−3.7% | Reduced |
| LPL Financial LLC | 45,892 | $341.4K | 0.00% | +4,083+9.8% | Added |
| CNH Partners LLC | 39,585 | $294.5K | 0.01% | +39,585 | New |
| Wells Fargo & Company | 37,734 | $280.7K | 0.00% | −1,352−3.5% | Reduced |
| Basepoint Wealth LLC | 34,387 | $255.8K | 0.21% | +537+1.6% | Added |
| The PNC Financial Services Group, Inc. | 33,920 | $252.4K | 0.00% | 00.0% | Unchanged |
| Clifford Swan Investment Counsel LLC | 29,500 | $219.5K | 0.01% | 00.0% | Unchanged |
| Bank of America Corp | 24,995 | $186.0K | 0.00% | −3,200−11.3% | Reduced |
| Logan Stone Capital, LLC | 24,799 | $184.5K | 0.05% | +24,799 | New |
| GWM Advisors LLC | 21,625 | $160.9K | 0.00% | −14,300−39.8% | Reduced |
| Raymond James & Associates | 18,927 | $140.8K | 0.00% | +1,415+8.1% | Added |
| Cetera Investment Advisers | 18,784 | $139.8K | 0.00% | −2,000−9.6% | Reduced |
| SPC Financial, Inc. | 18,600 | $138.4K | 0.02% | 00.0% | Unchanged |
| UBS Group AG | 18,142 | $135.0K | 0.00% | +3,376+22.9% | Added |
| Matisse Capital | 17,450 | $129.8K | 0.09% | +17,450 | New |
| Susquehanna International Group, LLP | 14,077 | $104.7K | 0.00% | +14,077 | New |
| Commonwealth Equity Services, LLC | 13,935 | $104.0K | 0.00% | −516−3.6% | Reduced |
| Millennium Management LLC | 12,552 | $93.4K | 0.00% | +12,552 | New |
| Mariner, LLC | 12,320 | $91.7K | 0.00% | +70+0.6% | Added |
| Mosaic Family Wealth Partners, LLC | 11,824 | $88.0K | 0.02% | 00.0% | Unchanged |
| Financial Management Network Inc | 11,064 | $80.2K | 0.03% | +11,064 | New |
| Quaker Wealth Management, LLC | 10,764 | $80.1K | 0.04% | +125+1.2% | Added |
| Stifel Financial Corp | 10,760 | $80.1K | 0.00% | 00.0% | Unchanged |
| Resonant Capital Advisors, LLC | 10,000 | $74.4K | 0.01% | 00.0% | Unchanged |
| S.A. Mason LLC | 7,000 | $52.1K | 0.04% | 00.0% | Unchanged |
| Fifth Third Bancorp | 3,055 | $22.7K | 0.00% | 00.0% | Unchanged |
| Atticus Wealth Management, LLC | 2,552 | $19.0K | 0.01% | +44+1.8% | Added |
| Northwestern Mutual Wealth Management Co | 2,518 | $18.7K | 0.00% | +29+1.2% | Added |
| Federation des caisses Desjardins du Quebec | 1,300 | $9.67K | 0.00% | 00.0% | Unchanged |
| West Branch Capital LLC | 1,073 | $7.99K | 0.00% | +18+1.7% | Added |
| Benjamin F. Edwards & Company, Inc. | 650 | $5.00K | 0.00% | 00.0% | Unchanged |
| JPMorgan Chase & Co | 538 | $4.00K | 0.00% | −220−29.0% | Reduced |
| Royal Bank of Canada | 152 | $1.00K | 0.00% | 00.0% | Unchanged |
| Invesco Ltd. | 0 | $0 | 0.00% | −36,816−100.0% | Sold out |
| Allworth Financial LP | 0 | $0 | 0.00% | −885−100.0% | Sold out |
| FMR LLC | 0 | $0 | 0.00% | −1−100.0% | Sold out |