Flaherty & Crumrine PREFERRED & INCOME OPPORTUNITY FUND INC
PFO- Exchange
- NYSE
- SEC CIK
- 0000882071
No open-market purchases or sales by Flaherty & Crumrine PREFERRED & INCOME OPPORTUNITY FUND INC insiders were filed in the last 90 days; 49 institutions reported holding it in 13F filings for Q2 2026, worth $37.3M in total; no superinvestor holds it.
13F holders, Q3 2023
Institutional positions in Flaherty & Crumrine PREFERRED & INCOME OPPORTUNITY FUND INC as of Sep 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 41
- +4 vs. Q2 2023
- Shares held
- 1.47M
- +231.5K (+18.7%) vs. Q2 2023
- Total value
- $10.9M
- +$1.01M (+10.2%) vs. Q2 2023
- New holders
- 7
- 14 more added
- Sold out
- 3
- 9 more reduced
Compare with Q2 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting PFO on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 49 | $37.3M |
| Q1 2026 | 52 | $39.9M |
| Q4 2025 | 45 | $41.1M |
| Q3 2025 | 45 | $39.0M |
| Q2 2025 | 47 | $28.6M |
| Q1 2025 | 46 | $28.2M |
| Q4 2024 | 44 | $26.9M |
| Q3 2024 | 47 | $23.7M |
| Q2 2024 | 48 | $17.6M |
| Q1 2024 | 43 | $15.5M |
| Q4 2023 | 47 | $14.6M |
| Q3 2023 | 41 | $10.9M |
| Q2 2023 | 37 | $9.91M |
| Q1 2023 | 37 | $9.91M |
| Q4 2022 | 43 | $8.08M |
| Q3 2022 | 42 | $9.84M |
| Q2 2022 | 41 | $9.15M |
| Q1 2022 | 38 | $11.2M |
| Q4 2021 | 41 | $12.0M |
| Q3 2021 | 40 | $11.0M |
| Q2 2021 | 39 | $12.0M |
| Q1 2021 | 41 | $11.6M |
Institutions, Q3 2023
Shares, value and share of portfolio for each institution holding Flaherty & Crumrine PREFERRED & INCOME OPPORTUNITY FUND INC; share changes are against Q2 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Royal Bank of Canada | 152 | $1.00K | 0.00% | 00.0% | Unchanged |
| JPMorgan Chase & Co | 538 | $4.00K | 0.00% | −220−29.0% | Reduced |
| Benjamin F. Edwards & Company, Inc. | 650 | $5.00K | 0.00% | 00.0% | Unchanged |
| West Branch Capital LLC | 1,073 | $7.99K | 0.00% | +18+1.7% | Added |
| Federation des caisses Desjardins du Quebec | 1,300 | $9.67K | 0.00% | 00.0% | Unchanged |
| Northwestern Mutual Wealth Management Co | 2,518 | $18.7K | 0.00% | +29+1.2% | Added |
| Atticus Wealth Management, LLC | 2,552 | $19.0K | 0.01% | +44+1.8% | Added |
| Fifth Third Bancorp | 3,055 | $22.7K | 0.00% | 00.0% | Unchanged |
| S.A. Mason LLC | 7,000 | $52.1K | 0.04% | 00.0% | Unchanged |
| Resonant Capital Advisors, LLC | 10,000 | $74.4K | 0.01% | 00.0% | Unchanged |
| Stifel Financial Corp | 10,760 | $80.1K | 0.00% | 00.0% | Unchanged |
| Quaker Wealth Management, LLC | 10,764 | $80.1K | 0.04% | +125+1.2% | Added |
| Financial Management Network Inc | 11,064 | $80.2K | 0.03% | +11,064 | New |
| Mosaic Family Wealth Partners, LLC | 11,824 | $88.0K | 0.02% | 00.0% | Unchanged |
| Mariner, LLC | 12,320 | $91.7K | 0.00% | +70+0.6% | Added |
| Millennium Management LLC | 12,552 | $93.4K | 0.00% | +12,552 | New |
| Commonwealth Equity Services, LLC | 13,935 | $104.0K | 0.00% | −516−3.6% | Reduced |
| Susquehanna International Group, LLP | 14,077 | $104.7K | 0.00% | +14,077 | New |
| Matisse Capital | 17,450 | $129.8K | 0.09% | +17,450 | New |
| UBS Group AG | 18,142 | $135.0K | 0.00% | +3,376+22.9% | Added |
| SPC Financial, Inc. | 18,600 | $138.4K | 0.02% | 00.0% | Unchanged |
| Cetera Investment Advisers | 18,784 | $139.8K | 0.00% | −2,000−9.6% | Reduced |
| Raymond James & Associates | 18,927 | $140.8K | 0.00% | +1,415+8.1% | Added |
| GWM Advisors LLC | 21,625 | $160.9K | 0.00% | −14,300−39.8% | Reduced |
| Logan Stone Capital, LLC | 24,799 | $184.5K | 0.05% | +24,799 | New |
| Bank of America Corp | 24,995 | $186.0K | 0.00% | −3,200−11.3% | Reduced |
| Clifford Swan Investment Counsel LLC | 29,500 | $219.5K | 0.01% | 00.0% | Unchanged |
| The PNC Financial Services Group, Inc. | 33,920 | $252.4K | 0.00% | 00.0% | Unchanged |
| Basepoint Wealth LLC | 34,387 | $255.8K | 0.21% | +537+1.6% | Added |
| Wells Fargo & Company | 37,734 | $280.7K | 0.00% | −1,352−3.5% | Reduced |
| CNH Partners LLC | 39,585 | $294.5K | 0.01% | +39,585 | New |
| LPL Financial LLC | 45,892 | $341.4K | 0.00% | +4,083+9.8% | Added |
| Advisor Group Holdings, Inc. | 53,889 | $400.9K | 0.00% | −2,043−3.7% | Reduced |
| Saba Capital Management, L.P. | 70,962 | $528.0K | 0.02% | +70,962 | New |
| Consolidated Portfolio Review Corp | 78,630 | $585.0K | 0.14% | +31,223+65.9% | Added |
| Cambridge Investment Research Advisors, Inc. | 84,421 | $628.0K | 0.00% | +950+1.1% | Added |
| Summit X, LLC | 91,874 | $683.6K | 0.22% | −525−0.6% | Reduced |
| Wolverine Asset Management LLC | 100,687 | $749.1K | 0.01% | +74,371+282.6% | Added |
| Morgan Stanley | 103,795 | $772.2K | 0.00% | +7,582+7.9% | Added |
| D.A. Davidson & Co. | 172,335 | $1.28M | 0.01% | −25,146−12.7% | Reduced |
| Private Advisor Group, LLC | 201,368 | $1.50M | 0.01% | +4,159+2.1% | Added |
| Invesco Ltd. | 0 | $0 | 0.00% | −36,816−100.0% | Sold out |
| Allworth Financial LP | 0 | $0 | 0.00% | −885−100.0% | Sold out |
| FMR LLC | 0 | $0 | 0.00% | −1−100.0% | Sold out |