Flaherty & Crumrine PREFERRED & INCOME OPPORTUNITY FUND INC
PFO- Exchange
- NYSE
- SEC CIK
- 0000882071
No open-market purchases or sales by Flaherty & Crumrine PREFERRED & INCOME OPPORTUNITY FUND INC insiders were filed in the last 90 days; 49 institutions reported holding it in 13F filings for Q2 2026, worth $37.3M in total; no superinvestor holds it.
13F holders, Q4 2023
Institutional positions in Flaherty & Crumrine PREFERRED & INCOME OPPORTUNITY FUND INC as of Dec 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 47
- +6 vs. Q3 2023
- Shares held
- 1.85M
- +383.8K (+26.1%) vs. Q3 2023
- Total value
- $14.6M
- +$3.65M (+33.4%) vs. Q3 2023
- New holders
- 9
- 13 more added
- Sold out
- 3
- 14 more reduced
Compare with Q3 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting PFO on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 49 | $37.3M |
| Q1 2026 | 52 | $39.9M |
| Q4 2025 | 45 | $41.1M |
| Q3 2025 | 45 | $39.0M |
| Q2 2025 | 47 | $28.6M |
| Q1 2025 | 46 | $28.2M |
| Q4 2024 | 44 | $26.9M |
| Q3 2024 | 47 | $23.7M |
| Q2 2024 | 48 | $17.6M |
| Q1 2024 | 43 | $15.5M |
| Q4 2023 | 47 | $14.6M |
| Q3 2023 | 41 | $10.9M |
| Q2 2023 | 37 | $9.91M |
| Q1 2023 | 37 | $9.91M |
| Q4 2022 | 43 | $8.08M |
| Q3 2022 | 42 | $9.84M |
| Q2 2022 | 41 | $9.15M |
| Q1 2022 | 38 | $11.2M |
| Q4 2021 | 41 | $12.0M |
| Q3 2021 | 40 | $11.0M |
| Q2 2021 | 39 | $12.0M |
| Q1 2021 | 41 | $11.6M |
Institutions, Q4 2023
Shares, value and share of portfolio for each institution holding Flaherty & Crumrine PREFERRED & INCOME OPPORTUNITY FUND INC; share changes are against Q3 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Private Advisor Group, LLC | 204,176 | $1.63M | 0.01% | +2,808+1.4% | Added |
| D.A. Davidson & Co. | 159,349 | $1.27M | 0.01% | −12,986−7.5% | Reduced |
| Saba Capital Management, L.P. | 147,803 | $1.18M | 0.03% | +76,841+108.3% | Added |
| Matisse Capital | 132,281 | $1.05M | 0.56% | +114,831+658.1% | Added |
| Wolverine Asset Management LLC | 130,757 | $1.04M | 0.02% | +30,070+29.9% | Added |
| Consolidated Portfolio Review Corp | 101,163 | $805.3K | 0.18% | +22,533+28.7% | Added |
| Morgan Stanley | 94,306 | $750.7K | 0.00% | −9,489−9.1% | Reduced |
| Summit X, LLC | 90,898 | $723.6K | 0.21% | −976−1.1% | Reduced |
| Cambridge Investment Research Advisors, Inc. | 81,479 | $649.0K | 0.00% | −2,942−3.5% | Reduced |
| CNH Partners LLC | 60,226 | $479.4K | 0.02% | +20,641+52.1% | Added |
| Rivernorth Capital Management, LLC | 50,520 | $402.1K | 0.02% | +50,520 | New |
| Advisor Group Holdings, Inc. | 43,079 | $342.9K | 0.00% | −10,810−20.1% | Reduced |
| Landscape Capital Management, L.L.C. | 40,872 | $325.3K | 0.03% | +40,872 | New |
| GWM Advisors LLC | 38,925 | $316.9K | 0.00% | +17,300+80.0% | Added |
| Sowell Financial Services LLC | 39,073 | $311.0K | 0.02% | +39,073 | New |
| LPL Financial LLC | 35,947 | $286.1K | 0.00% | −9,945−21.7% | Reduced |
| The PNC Financial Services Group, Inc. | 33,920 | $270.0K | 0.00% | 00.0% | Unchanged |
| Wells Fargo & Company | 30,737 | $244.7K | 0.00% | −6,997−18.5% | Reduced |
| Clifford Swan Investment Counsel LLC | 29,500 | $234.8K | 0.01% | 00.0% | Unchanged |
| Basepoint Wealth LLC | 27,050 | $215.3K | 0.17% | −7,337−21.3% | Reduced |
| Bank of America Corp | 23,664 | $188.4K | 0.00% | −1,331−5.3% | Reduced |
| Logan Stone Capital, LLC | 22,964 | $182.8K | 0.04% | −1,835−7.4% | Reduced |
| Cetera Investment Advisers | 18,784 | $149.5K | 0.00% | 00.0% | Unchanged |
| SPC Financial, Inc. | 18,100 | $144.1K | 0.01% | −500−2.7% | Reduced |
| UBS Group AG | 17,157 | $136.6K | 0.00% | −985−5.4% | Reduced |
| Arlington Capital Management, Inc. | 15,524 | $123.6K | 0.11% | +15,524 | New |
| ORBA Wealth Advisors, L.L.C. | 14,000 | $111.4K | 0.07% | +14,000 | New |
| Commonwealth Equity Services, LLC | 12,601 | $100.0K | 0.00% | −1,334−9.6% | Reduced |
| Millennium Management LLC | 12,552 | $99.9K | 0.00% | 00.0% | Unchanged |
| Rpo LLC | 12,287 | $97.8K | 0.15% | +12,287 | New |
| Mariner, LLC | 12,250 | $97.5K | 0.00% | −70−0.6% | Reduced |
| Mosaic Family Wealth Partners, LLC | 11,824 | $94.1K | 0.02% | 00.0% | Unchanged |
| Financial Management Network Inc | 11,190 | $90.4K | 0.03% | +126+1.1% | Added |
| Quaker Wealth Management, LLC | 10,936 | $87.1K | 0.04% | +172+1.6% | Added |
| Stifel Financial Corp | 10,760 | $85.7K | 0.00% | 00.0% | Unchanged |
| Resonant Capital Advisors, LLC | 10,000 | $79.6K | 0.01% | 00.0% | Unchanged |
| S.A. Mason LLC | 7,000 | $55.7K | 0.04% | 00.0% | Unchanged |
| JPMorgan Chase & Co | 3,676 | $29.3K | 0.00% | +3,138+583.3% | Added |
| Atticus Wealth Management, LLC | 2,599 | $20.7K | 0.01% | +47+1.8% | Added |
| Northwestern Mutual Wealth Management Co | 2,518 | $20.0K | 0.00% | 00.0% | Unchanged |
| Baystate Wealth Management LLC | 2,514 | $20.0K | 0.00% | +2,514 | New |
| West Branch Capital LLC | 2,098 | $16.7K | 0.01% | +1,025+95.5% | Added |
| Federation des caisses Desjardins du Quebec | 1,300 | $10.3K | 0.00% | 00.0% | Unchanged |
| Royal Bank of Canada | 811 | $6.00K | 0.00% | +659+433.6% | Added |
| Benjamin F. Edwards & Company, Inc. | 650 | $5.00K | 0.00% | 00.0% | Unchanged |
| International Assets Investment Management, LLC | 22,415 | $2.82K | 0.00% | +22,415 | New |
| FMR LLC | 1 | $8 | 0.00% | +1 | New |
| Raymond James & Associates | 0 | $0 | 0.00% | −18,927−100.0% | Sold out |
| Susquehanna International Group, LLP | 0 | $0 | 0.00% | −14,077−100.0% | Sold out |
| Fifth Third Bancorp | 0 | $0 | 0.00% | −3,055−100.0% | Sold out |