Flaherty & Crumrine PREFERRED & INCOME OPPORTUNITY FUND INC
PFO- Exchange
- NYSE
- SEC CIK
- 0000882071
No open-market purchases or sales by Flaherty & Crumrine PREFERRED & INCOME OPPORTUNITY FUND INC insiders were filed in the last 90 days; 49 institutions reported holding it in 13F filings for Q2 2026, worth $37.3M in total; no superinvestor holds it.
13F holders, Q4 2022
Institutional positions in Flaherty & Crumrine PREFERRED & INCOME OPPORTUNITY FUND INC as of Dec 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 43
- +3 vs. Q3 2022
- Shares held
- 1.08M
- −36.5K (−3.3%) vs. Q3 2022
- Total value
- $8.08M
- −$1.47M (−15.4%) vs. Q3 2022
- New holders
- 8
- 14 more added
- Sold out
- 5
- 10 more reduced
2 institutions that held it in Q3 2022 haven't filed for Q4 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting PFO on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 49 | $37.3M |
| Q1 2026 | 52 | $39.9M |
| Q4 2025 | 45 | $41.1M |
| Q3 2025 | 45 | $39.0M |
| Q2 2025 | 47 | $28.6M |
| Q1 2025 | 46 | $28.2M |
| Q4 2024 | 44 | $26.9M |
| Q3 2024 | 47 | $23.7M |
| Q2 2024 | 48 | $17.6M |
| Q1 2024 | 43 | $15.5M |
| Q4 2023 | 47 | $14.6M |
| Q3 2023 | 41 | $10.9M |
| Q2 2023 | 37 | $9.91M |
| Q1 2023 | 37 | $9.91M |
| Q4 2022 | 43 | $8.08M |
| Q3 2022 | 42 | $9.84M |
| Q2 2022 | 41 | $9.15M |
| Q1 2022 | 38 | $11.2M |
| Q4 2021 | 41 | $12.0M |
| Q3 2021 | 40 | $11.0M |
| Q2 2021 | 39 | $12.0M |
| Q1 2021 | 41 | $11.6M |
Institutions, Q4 2022
Shares, value and share of portfolio for each institution holding Flaherty & Crumrine PREFERRED & INCOME OPPORTUNITY FUND INC; share changes are against Q3 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Morgan Stanley | 112,842 | $970.4K | 0.00% | −18,530−14.1% | Reduced |
| Summit X, LLC | 73,375 | $698.6K | 0.20% | −12,072−14.1% | Reduced |
| D.A. Davidson & Co. | 81,060 | $697.1K | 0.01% | +11,822+17.1% | Added |
| Advisor Group Holdings, Inc. | 55,513 | $477.8K | 0.00% | +4,056+7.9% | Added |
| Cambridge Investment Research Advisors, Inc. | 54,477 | $468.0K | 0.00% | +182+0.3% | Added |
| Invesco Ltd. | 36,933 | $317.6K | 0.00% | −307−0.8% | Reduced |
| GWM Advisors LLC | 35,531 | $302.8K | 0.01% | +2,806+8.6% | Added |
| Vanguard Capital Wealth Advisors | 34,000 | $292.4K | 0.34% | 00.0% | Unchanged |
| Wells Fargo & Company | 32,349 | $278.2K | 0.00% | +8,995+38.5% | Added |
| LPL Financial LLC | 32,143 | $276.4K | 0.00% | −5,128−13.8% | Reduced |
| UBS Group AG | 30,622 | $263.3K | 0.00% | −9,600−23.9% | Reduced |
| Clifford Swan Investment Counsel LLC | 29,500 | $253.7K | 0.01% | 00.0% | Unchanged |
| SPC Financial, Inc. | 27,200 | $233.9K | 0.03% | −7,000−20.5% | Reduced |
| Logan Stone Capital, LLC | 26,557 | $228.4K | 0.09% | +26,557 | New |
| Bank of America Corp | 24,086 | $207.1K | 0.00% | +2,982+14.1% | Added |
| Basepoint Wealth LLC | 23,018 | $198.0K | 0.18% | +435+1.9% | Added |
| Raymond James & Associates | 22,672 | $195.0K | 0.00% | +3,180+16.3% | Added |
| Cetera Investment Advisers | 22,284 | $191.6K | 0.00% | −8,310−27.2% | Reduced |
| Schmidt P J Investment Management Inc | 20,000 | $172.0K | 0.04% | 00.0% | Unchanged |
| The PNC Financial Services Group, Inc. | 16,960 | $145.9K | 0.00% | 00.0% | Unchanged |
| Future Financial Wealth Managment LLC | 16,282 | $140.0K | 0.16% | +2,838+21.1% | Added |
| Commonwealth Equity Services, LLC | 14,398 | $123.0K | 0.00% | −5,495−27.6% | Reduced |
| Wolverine Asset Management LLC | 14,178 | $121.9K | 0.00% | +14,178 | New |
| Susquehanna International Group, LLP | 13,507 | $116.2K | 0.00% | +1,701+14.4% | Added |
| Mariner, LLC | 12,250 | $105.0K | 0.00% | 00.0% | Unchanged |
| Mosaic Family Wealth Partners, LLC | 11,824 | $101.7K | 0.03% | +11,824 | New |
| Stifel Financial Corp | 10,760 | $92.5K | 0.00% | 00.0% | Unchanged |
| Quaker Wealth Management, LLC | 10,269 | $88.0K | 0.04% | +194+1.9% | Added |
| McElhenny Sheffield Capital Management, LLC | 9,375 | $80.6K | 0.04% | +9,375 | New |
| S.A. Mason LLC | 7,000 | $60.2K | 0.05% | 00.0% | Unchanged |
| Belpointe Asset Management LLC | 6,500 | $55.9K | 0.00% | +6,500 | New |
| Fifth Third Bancorp | 5,395 | $46.4K | 0.00% | −3,100−36.5% | Reduced |
| Northwestern Mutual Wealth Management Co | 2,401 | $20.6K | 0.00% | +45+1.9% | Added |
| Federation des caisses Desjardins du Quebec | 1,300 | $11.2K | 0.00% | 00.0% | Unchanged |
| West Branch Capital LLC | 1,018 | $8.76K | 0.01% | +12+1.2% | Added |
| Money Concepts Capital Corp | 1,000 | $8.60K | 0.00% | +1,000 | New |
| CoreCap Advisors, LLC | 1,000 | $8.60K | 0.00% | +1,000 | New |
| Royal Bank of Canada | 897 | $8.00K | 0.00% | −3,245−78.3% | Reduced |
| Allworth Financial LP | 885 | $7.61K | 0.00% | 00.0% | Unchanged |
| Benjamin F. Edwards & Company, Inc. | 650 | $6.00K | 0.00% | 00.0% | Unchanged |
| US Bancorp | 380 | $3.27K | 0.00% | 00.0% | Unchanged |
| Private Advisor Group, LLC | 143,872 | $1.24K | 0.00% | +5,090+3.7% | Added |
| FMR LLC | 1 | $9 | 0.00% | +1 | New |
| Truist Financial Corp | 0 | $0 | 0.00% | −49,766−100.0% | Sold out |
| Financial Management Network Inc | 0 | $0 | 0.00% | −16,634−100.0% | Sold out |
| Poehling Capital Management, LLC | 0 | $0 | 0.00% | −10,000−100.0% | Sold out |
| Burleson & Company, LLC | 0 | $0 | 0.00% | −1,250−100.0% | Sold out |
| Harbour Investments, Inc. | 0 | $0 | 0.00% | −800−100.0% | Sold out |
| Covington Capital Management | – | – | – | – | Not filed |
| American Portfolios Advisors | – | – | – | – | Not filed |