Flaherty & Crumrine PREFERRED & INCOME OPPORTUNITY FUND INC
PFO- Exchange
- NYSE
- SEC CIK
- 0000882071
No open-market purchases or sales by Flaherty & Crumrine PREFERRED & INCOME OPPORTUNITY FUND INC insiders were filed in the last 90 days; 49 institutions reported holding it in 13F filings for Q2 2026, worth $37.3M in total; no superinvestor holds it.
13F holders, Q3 2022
Institutional positions in Flaherty & Crumrine PREFERRED & INCOME OPPORTUNITY FUND INC as of Sep 30, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 42
- +1 vs. Q2 2022
- Shares held
- 1.15M
- +186.6K (+19.4%) vs. Q2 2022
- Total value
- $9.84M
- +$695.2K (+7.6%) vs. Q2 2022
- New holders
- 7
- 12 more added
- Sold out
- 6
- 11 more reduced
Compare with Q2 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting PFO on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 49 | $37.3M |
| Q1 2026 | 52 | $39.9M |
| Q4 2025 | 45 | $41.1M |
| Q3 2025 | 45 | $39.0M |
| Q2 2025 | 47 | $28.6M |
| Q1 2025 | 46 | $28.2M |
| Q4 2024 | 44 | $26.9M |
| Q3 2024 | 47 | $23.7M |
| Q2 2024 | 48 | $17.6M |
| Q1 2024 | 43 | $15.5M |
| Q4 2023 | 47 | $14.6M |
| Q3 2023 | 41 | $10.9M |
| Q2 2023 | 37 | $9.91M |
| Q1 2023 | 37 | $9.91M |
| Q4 2022 | 43 | $8.08M |
| Q3 2022 | 42 | $9.84M |
| Q2 2022 | 41 | $9.15M |
| Q1 2022 | 38 | $11.2M |
| Q4 2021 | 41 | $12.0M |
| Q3 2021 | 40 | $11.0M |
| Q2 2021 | 39 | $12.0M |
| Q1 2021 | 41 | $11.6M |
Institutions, Q3 2022
Shares, value and share of portfolio for each institution holding Flaherty & Crumrine PREFERRED & INCOME OPPORTUNITY FUND INC; share changes are against Q2 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Private Advisor Group, LLC | 138,782 | $1.19M | 0.01% | +65,689+89.9% | Added |
| Morgan Stanley | 131,372 | $1.13M | 0.00% | +5,417+4.3% | Added |
| Summit X, LLC | 85,447 | $731.0K | 0.22% | +12,070+16.4% | Added |
| D.A. Davidson & Co. | 69,238 | $593.0K | 0.01% | +17,437+33.7% | Added |
| Cambridge Investment Research Advisors, Inc. | 54,295 | $465.0K | 0.00% | −288−0.5% | Reduced |
| Advisor Group Holdings, Inc. | 51,457 | $442.0K | 0.00% | −385−0.7% | Reduced |
| Truist Financial Corp | 49,766 | $426.0K | 0.00% | +49,766 | New |
| UBS Group AG | 40,222 | $345.0K | 0.00% | −9,664−19.4% | Reduced |
| LPL Financial LLC | 37,271 | $319.0K | 0.00% | +3,390+10.0% | Added |
| Invesco Ltd. | 37,240 | $319.0K | 0.00% | +23,398+169.0% | Added |
| SPC Financial, Inc. | 34,200 | $293.0K | 0.04% | −3,100−8.3% | Reduced |
| Vanguard Capital Wealth Advisors | 34,000 | $291.0K | 0.35% | +4,000+13.3% | Added |
| GWM Advisors LLC | 32,725 | $281.0K | 0.00% | +563+1.8% | Added |
| Cetera Investment Advisers | 30,594 | $262.0K | 0.01% | −1,742−5.4% | Reduced |
| Covington Capital Management | 30,109 | $258.0K | 0.01% | −1,600−5.0% | Reduced |
| Clifford Swan Investment Counsel LLC | 29,500 | $253.0K | 0.01% | 00.0% | Unchanged |
| Wells Fargo & Company | 23,354 | $201.0K | 0.00% | −6,226−21.0% | Reduced |
| Basepoint Wealth LLC | 22,583 | $193.5K | 0.21% | +435+2.0% | Added |
| Bank of America Corp | 21,104 | $181.0K | 0.00% | −279−1.3% | Reduced |
| Commonwealth Equity Services, LLC | 19,893 | $170.0K | 0.00% | +4,114+26.1% | Added |
| Raymond James & Associates | 19,492 | $167.0K | 0.00% | −11,532−37.2% | Reduced |
| Schmidt P J Investment Management Inc | 20,000 | $167.0K | 0.04% | 00.0% | Unchanged |
| Financial Management Network Inc | 16,634 | $149.0K | 0.07% | +16,634 | New |
| The PNC Financial Services Group, Inc. | 16,960 | $146.0K | 0.00% | −2,137−11.2% | Reduced |
| Future Financial Wealth Managment LLC | 13,444 | $128.0K | 0.15% | +13,444 | New |
| Mariner, LLC | 12,250 | $105.0K | 0.00% | +12,250 | New |
| Susquehanna International Group, LLP | 11,806 | $101.0K | 0.00% | +11,806 | New |
| Stifel Financial Corp | 10,760 | $92.0K | 0.00% | 00.0% | Unchanged |
| Poehling Capital Management, LLC | 10,000 | $86.0K | 0.04% | 00.0% | Unchanged |
| Quaker Wealth Management, LLC | 10,075 | $86.0K | 0.04% | +10,075 | New |
| Fifth Third Bancorp | 8,495 | $73.0K | 0.00% | −2,460−22.5% | Reduced |
| S.A. Mason LLC | 7,000 | $60.0K | 0.05% | 00.0% | Unchanged |
| Royal Bank of Canada | 4,142 | $35.0K | 0.00% | 00.0% | Unchanged |
| American Portfolios Advisors | 3,996 | $34.2K | 0.00% | +52+1.3% | Added |
| Northwestern Mutual Wealth Management Co | 2,356 | $20.0K | 0.00% | +46+2.0% | Added |
| Federation des caisses Desjardins du Quebec | 1,300 | $11.1K | 0.00% | 00.0% | Unchanged |
| Burleson & Company, LLC | 1,250 | $11.0K | 0.00% | 00.0% | Unchanged |
| West Branch Capital LLC | 1,006 | $9.00K | 0.01% | 00.0% | Unchanged |
| Harbour Investments, Inc. | 800 | $8.00K | 0.00% | 00.0% | Unchanged |
| Allworth Financial LP | 885 | $8.00K | 0.00% | +885 | New |
| Benjamin F. Edwards & Company, Inc. | 650 | $6.00K | 0.00% | 00.0% | Unchanged |
| US Bancorp | 380 | $3.00K | 0.00% | 00.0% | Unchanged |
| United Capital Financial Advisers, LLC | 0 | $0 | 0.00% | −12,000−100.0% | Sold out |
| Citigroup Inc | 0 | $0 | 0.00% | −8,304−100.0% | Sold out |
| Rockefeller Capital Management L.P. | 0 | $0 | 0.00% | −3,446−100.0% | Sold out |
| CoreCap Advisors, LLC | 0 | $0 | 0.00% | −1,000−100.0% | Sold out |
| CX Institutional | 0 | $0 | 0.00% | −560−100.0% | Sold out |
| Geneos Wealth Management Inc. | 0 | $0 | 0.00% | −100−100.0% | Sold out |