Flaherty & Crumrine PREFERRED & INCOME OPPORTUNITY FUND INC
PFO- Exchange
- NYSE
- SEC CIK
- 0000882071
No open-market purchases or sales by Flaherty & Crumrine PREFERRED & INCOME OPPORTUNITY FUND INC insiders were filed in the last 90 days; 49 institutions reported holding it in 13F filings for Q2 2026, worth $37.3M in total; no superinvestor holds it.
13F holders, Q3 2022
Institutional positions in Flaherty & Crumrine PREFERRED & INCOME OPPORTUNITY FUND INC as of Sep 30, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 42
- +1 vs. Q2 2022
- Shares held
- 1.15M
- +186.6K (+19.4%) vs. Q2 2022
- Total value
- $9.84M
- +$695.2K (+7.6%) vs. Q2 2022
- New holders
- 7
- 12 more added
- Sold out
- 6
- 11 more reduced
Compare with Q2 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting PFO on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 49 | $37.3M |
| Q1 2026 | 52 | $39.9M |
| Q4 2025 | 45 | $41.1M |
| Q3 2025 | 45 | $39.0M |
| Q2 2025 | 47 | $28.6M |
| Q1 2025 | 46 | $28.2M |
| Q4 2024 | 44 | $26.9M |
| Q3 2024 | 47 | $23.7M |
| Q2 2024 | 48 | $17.6M |
| Q1 2024 | 43 | $15.5M |
| Q4 2023 | 47 | $14.6M |
| Q3 2023 | 41 | $10.9M |
| Q2 2023 | 37 | $9.91M |
| Q1 2023 | 37 | $9.91M |
| Q4 2022 | 43 | $8.08M |
| Q3 2022 | 42 | $9.84M |
| Q2 2022 | 41 | $9.15M |
| Q1 2022 | 38 | $11.2M |
| Q4 2021 | 41 | $12.0M |
| Q3 2021 | 40 | $11.0M |
| Q2 2021 | 39 | $12.0M |
| Q1 2021 | 41 | $11.6M |
Institutions, Q3 2022
Shares, value and share of portfolio for each institution holding Flaherty & Crumrine PREFERRED & INCOME OPPORTUNITY FUND INC; share changes are against Q2 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| US Bancorp | 380 | $3.00K | 0.00% | 00.0% | Unchanged |
| Benjamin F. Edwards & Company, Inc. | 650 | $6.00K | 0.00% | 00.0% | Unchanged |
| Harbour Investments, Inc. | 800 | $8.00K | 0.00% | 00.0% | Unchanged |
| Allworth Financial LP | 885 | $8.00K | 0.00% | +885 | New |
| West Branch Capital LLC | 1,006 | $9.00K | 0.01% | 00.0% | Unchanged |
| Burleson & Company, LLC | 1,250 | $11.0K | 0.00% | 00.0% | Unchanged |
| Federation des caisses Desjardins du Quebec | 1,300 | $11.1K | 0.00% | 00.0% | Unchanged |
| Northwestern Mutual Wealth Management Co | 2,356 | $20.0K | 0.00% | +46+2.0% | Added |
| American Portfolios Advisors | 3,996 | $34.2K | 0.00% | +52+1.3% | Added |
| Royal Bank of Canada | 4,142 | $35.0K | 0.00% | 00.0% | Unchanged |
| S.A. Mason LLC | 7,000 | $60.0K | 0.05% | 00.0% | Unchanged |
| Fifth Third Bancorp | 8,495 | $73.0K | 0.00% | −2,460−22.5% | Reduced |
| Poehling Capital Management, LLC | 10,000 | $86.0K | 0.04% | 00.0% | Unchanged |
| Quaker Wealth Management, LLC | 10,075 | $86.0K | 0.04% | +10,075 | New |
| Stifel Financial Corp | 10,760 | $92.0K | 0.00% | 00.0% | Unchanged |
| Susquehanna International Group, LLP | 11,806 | $101.0K | 0.00% | +11,806 | New |
| Mariner, LLC | 12,250 | $105.0K | 0.00% | +12,250 | New |
| Future Financial Wealth Managment LLC | 13,444 | $128.0K | 0.15% | +13,444 | New |
| The PNC Financial Services Group, Inc. | 16,960 | $146.0K | 0.00% | −2,137−11.2% | Reduced |
| Financial Management Network Inc | 16,634 | $149.0K | 0.07% | +16,634 | New |
| Raymond James & Associates | 19,492 | $167.0K | 0.00% | −11,532−37.2% | Reduced |
| Schmidt P J Investment Management Inc | 20,000 | $167.0K | 0.04% | 00.0% | Unchanged |
| Commonwealth Equity Services, LLC | 19,893 | $170.0K | 0.00% | +4,114+26.1% | Added |
| Bank of America Corp | 21,104 | $181.0K | 0.00% | −279−1.3% | Reduced |
| Basepoint Wealth LLC | 22,583 | $193.5K | 0.21% | +435+2.0% | Added |
| Wells Fargo & Company | 23,354 | $201.0K | 0.00% | −6,226−21.0% | Reduced |
| Clifford Swan Investment Counsel LLC | 29,500 | $253.0K | 0.01% | 00.0% | Unchanged |
| Covington Capital Management | 30,109 | $258.0K | 0.01% | −1,600−5.0% | Reduced |
| Cetera Investment Advisers | 30,594 | $262.0K | 0.01% | −1,742−5.4% | Reduced |
| GWM Advisors LLC | 32,725 | $281.0K | 0.00% | +563+1.8% | Added |
| Vanguard Capital Wealth Advisors | 34,000 | $291.0K | 0.35% | +4,000+13.3% | Added |
| SPC Financial, Inc. | 34,200 | $293.0K | 0.04% | −3,100−8.3% | Reduced |
| LPL Financial LLC | 37,271 | $319.0K | 0.00% | +3,390+10.0% | Added |
| Invesco Ltd. | 37,240 | $319.0K | 0.00% | +23,398+169.0% | Added |
| UBS Group AG | 40,222 | $345.0K | 0.00% | −9,664−19.4% | Reduced |
| Truist Financial Corp | 49,766 | $426.0K | 0.00% | +49,766 | New |
| Advisor Group Holdings, Inc. | 51,457 | $442.0K | 0.00% | −385−0.7% | Reduced |
| Cambridge Investment Research Advisors, Inc. | 54,295 | $465.0K | 0.00% | −288−0.5% | Reduced |
| D.A. Davidson & Co. | 69,238 | $593.0K | 0.01% | +17,437+33.7% | Added |
| Summit X, LLC | 85,447 | $731.0K | 0.22% | +12,070+16.4% | Added |
| Morgan Stanley | 131,372 | $1.13M | 0.00% | +5,417+4.3% | Added |
| Private Advisor Group, LLC | 138,782 | $1.19M | 0.01% | +65,689+89.9% | Added |
| United Capital Financial Advisers, LLC | 0 | $0 | 0.00% | −12,000−100.0% | Sold out |
| Citigroup Inc | 0 | $0 | 0.00% | −8,304−100.0% | Sold out |
| Rockefeller Capital Management L.P. | 0 | $0 | 0.00% | −3,446−100.0% | Sold out |
| CoreCap Advisors, LLC | 0 | $0 | 0.00% | −1,000−100.0% | Sold out |
| CX Institutional | 0 | $0 | 0.00% | −560−100.0% | Sold out |
| Geneos Wealth Management Inc. | 0 | $0 | 0.00% | −100−100.0% | Sold out |