Flaherty & Crumrine PREFERRED & INCOME OPPORTUNITY FUND INC
PFO- Exchange
- NYSE
- SEC CIK
- 0000882071
No open-market purchases or sales by Flaherty & Crumrine PREFERRED & INCOME OPPORTUNITY FUND INC insiders were filed in the last 90 days; 49 institutions reported holding it in 13F filings for Q2 2026, worth $37.9M in total; no superinvestor holds it.
13F holders, Q2 2026
Institutional positions in Flaherty & Crumrine PREFERRED & INCOME OPPORTUNITY FUND INC as of Jun 30, 2026. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 49
- −2 vs. Q1 2026
- Shares held
- 4.11M
- −283.2K (−6.5%) vs. Q1 2026
- Total value
- $37.9M
- −$1.77M (−4.5%) vs. Q1 2026
- New holders
- 6
- 19 more added
- Sold out
- 8
- 12 more reduced
1 institution that held it in Q1 2026 haven't filed for Q2 2026 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q1 2026: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting PFO on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 49 | $37.9M |
| Q1 2026 | 52 | $39.9M |
| Q4 2025 | 45 | $41.1M |
| Q3 2025 | 45 | $39.0M |
| Q2 2025 | 47 | $28.6M |
| Q1 2025 | 46 | $28.2M |
| Q4 2024 | 44 | $26.9M |
| Q3 2024 | 47 | $23.7M |
| Q2 2024 | 48 | $17.6M |
| Q1 2024 | 43 | $17.3M |
| Q4 2023 | 47 | $15.4M |
| Q3 2023 | 41 | $10.9M |
| Q2 2023 | 37 | $9.91M |
| Q1 2023 | 37 | $9.91M |
| Q4 2022 | 43 | $8.08M |
| Q3 2022 | 42 | $9.84M |
| Q2 2022 | 41 | $9.15M |
| Q1 2022 | 38 | $11.2M |
| Q4 2021 | 41 | $12.0M |
| Q3 2021 | 40 | $11.0M |
| Q2 2021 | 39 | $12.0M |
| Q1 2021 | 41 | $11.6M |
Institutions, Q2 2026
Shares, value and share of portfolio for each institution holding Flaherty & Crumrine PREFERRED & INCOME OPPORTUNITY FUND INC; share changes are against Q1 2026.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Sit Investment Associates Inc | 1,720,165 | $15.9M | 0.30% | +199,859+13.1% | Added |
| CIBC Bancorp USA Inc. | 588,511 | $5.44M | 0.01% | 00.0% | Unchanged |
| 1607 Capital Partners, LLC | 200,178 | $1.85M | 0.16% | −121,402−37.8% | Reduced |
| Private Advisor Group, LLC | 175,625 | $1.62M | 0.01% | −10,716−5.8% | Reduced |
| Fiera Capital Corp | 128,673 | $1.19M | 0.00% | +3,413+2.7% | Added |
| Cambridge Investment Research Advisors, Inc. | 127,930 | $1.18M | 0.00% | +60,619+90.1% | Added |
| Pathstone Holdings, LLC | 101,525 | $938.1K | 0.00% | −169,257−62.5% | Reduced |
| Noble Wealth Management PBC | 100,360 | $927.3K | 0.42% | +2,911+3.0% | Added |
| Closed-End Fund Advisors, Inc. | 94,929 | $877.1K | 0.86% | +196+0.2% | Added |
| D.A. Davidson & Co. | 89,474 | $826.7K | 0.00% | +4,159+4.9% | Added |
| Mustico Financial Group, Inc. | 83,652 | $757.1K | 0.49% | +2,240+2.8% | Added |
| Morgan Stanley | 77,677 | $717.7K | 0.00% | −17,153−18.1% | Reduced |
| Atlas Wealth LLC | 57,449 | $530.8K | 0.08% | +57,449 | New |
| LPL Financial LLC | 54,614 | $504.6K | 0.00% | +11,110+25.5% | Added |
| SRS Capital Advisors, Inc. | 54,038 | $499.3K | 0.00% | +49,763+1,164.0% | Added |
| Baird Financial Group, Inc. | 41,928 | $387.4K | 0.00% | −576−1.4% | Reduced |
| Sowell Financial Services LLC | 39,073 | $361.0K | 0.01% | 00.0% | Unchanged |
| Wells Fargo & Company | 36,061 | $333.2K | 0.00% | −7,019−16.3% | Reduced |
| Smith Asset Management Co., LLC | 30,718 | $283.8K | 0.22% | −1,100−3.5% | Reduced |
| Clifford Swan Investment Counsel LLC | 29,500 | $272.6K | 0.01% | 00.0% | Unchanged |
| Guggenheim Capital LLC | 25,636 | $236.9K | 0.00% | +25+0.1% | Added |
| Advisor Group Holdings, Inc. | 24,398 | $225.4K | 0.00% | +15,210+165.5% | Added |
| Rivernorth Capital Management, LLC | 22,537 | $208.2K | 0.01% | +1,494+7.1% | Added |
| TrueMark Investments, LLC | 22,537 | $208.2K | 0.03% | +1,494+7.1% | Added |
| Logan Stone Capital, LLC | 16,984 | $156.9K | 0.03% | +6,480+61.7% | Added |
| Traub Capital Management LLC | 16,759 | $154.9K | 0.14% | +16,759 | New |
| Bank of America Corp | 14,564 | $134.6K | 0.00% | 00.0% | Unchanged |
| Cetera Investment Advisers | 13,733 | $126.9K | 0.00% | +2,015+17.2% | Added |
| Susquehanna International Group, LLP | 13,484 | $124.6K | 0.00% | −365−2.6% | Reduced |
| Jag Capital Management, LLC | 12,700 | $117.3K | 0.01% | 00.0% | Unchanged |
| Mosaic Family Wealth Partners, LLC | 11,824 | $109.3K | 0.01% | 00.0% | Unchanged |
| Clear Creek Financial Management, LLC | 11,080 | $102.4K | 0.01% | +35+0.3% | Added |
| Citadel Advisors LLC | 11,062 | $102.2K | 0.00% | +11,062 | New |
| AlphaCore Capital LLC | 10,600 | $97.9K | 0.00% | −2,300−17.8% | Reduced |
| UBS Group AG | 8,578 | $79.3K | 0.00% | +2,378+38.4% | Added |
| Basepoint Wealth LLC | 6,387 | $59.0K | 0.03% | −3,550−35.7% | Reduced |
| Royal Bank of Canada | 5,498 | $51.0K | 0.00% | +4,416+408.1% | Added |
| Wolverine Asset Management LLC | 5,416 | $50.0K | 0.00% | +5,416 | New |
| Thomas J. Herzfeld Advisors, Inc. | 3,679 | $34.0K | 0.01% | −45−1.2% | Reduced |
| Paladin Partners, LLC | 3,271 | $30.2K | 0.02% | 00.0% | Unchanged |
| Mather Group, LLC. | 3,238 | $29.9K | 0.00% | −2,649−45.0% | Reduced |
| Rockefeller Capital Management L.P. | 3,000 | $27.7K | 0.00% | 00.0% | Unchanged |
| West Branch Capital LLC | 2,402 | $22.2K | 0.01% | +34+1.4% | Added |
| Action Point Financial Planning, LLC | 1,700 | $15.7K | 0.00% | +1,700 | New |
| Clear Street Group Inc. | 1,535 | $14.2K | 0.00% | +1,535 | New |
| Federation des caisses Desjardins du Quebec | 1,300 | $12.0K | 0.00% | 00.0% | Unchanged |
| Blue Bell Private Wealth Management, LLC | 597 | $5.52K | 0.00% | 00.0% | Unchanged |
| Harbour Investments, Inc. | 400 | $3.70K | 0.00% | 00.0% | Unchanged |
| Highline Wealth Partners LLC | 310 | $2.86K | 0.00% | 00.0% | Unchanged |
| Advisors Asset Management, Inc. | 0 | $0 | 0.00% | −350,620−100.0% | Sold out |
| Independent Advisor Alliance | 0 | $0 | 0.00% | −22,140−100.0% | Sold out |
| Invesco Ltd. | 0 | $0 | 0.00% | −18,471−100.0% | Sold out |
| Commonwealth Equity Services, LLC | 0 | $0 | 0.00% | −11,220−100.0% | Sold out |
| Webster Bank, N. A. | 0 | $0 | 0.00% | −3,000−100.0% | Sold out |
| Allworth Financial LP | 0 | $0 | 0.00% | −2,510−100.0% | Sold out |
| Rossby Financial, LCC | 0 | $0 | 0.00% | −700−100.0% | Sold out |
| Northwestern Mutual Wealth Management Co | 0 | $0 | 0.00% | −204−100.0% | Sold out |
| Catalina Capital Group, LLC | – | – | – | – | Not filed |