Flaherty & Crumrine PREFERRED & INCOME OPPORTUNITY FUND INC
PFO- Exchange
- NYSE
- SEC CIK
- 0000882071
No open-market purchases or sales by Flaherty & Crumrine PREFERRED & INCOME OPPORTUNITY FUND INC insiders were filed in the last 90 days; 49 institutions reported holding it in 13F filings for Q2 2026, worth $37.3M in total; no superinvestor holds it.
13F holders, Q2 2026
Institutional positions in Flaherty & Crumrine PREFERRED & INCOME OPPORTUNITY FUND INC as of Jun 30, 2026. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 49
- −2 vs. Q1 2026
- Shares held
- 4.04M
- −347.2K (−7.9%) vs. Q1 2026
- Total value
- $37.3M
- −$2.36M (−6.0%) vs. Q1 2026
- New holders
- 6
- 18 more added
- Sold out
- 8
- 13 more reduced
1 institution that held it in Q1 2026 haven't filed for Q2 2026 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q1 2026: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting PFO on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 49 | $37.3M |
| Q1 2026 | 52 | $39.9M |
| Q4 2025 | 45 | $41.1M |
| Q3 2025 | 45 | $39.0M |
| Q2 2025 | 47 | $28.6M |
| Q1 2025 | 46 | $28.2M |
| Q4 2024 | 44 | $26.9M |
| Q3 2024 | 47 | $23.7M |
| Q2 2024 | 48 | $17.6M |
| Q1 2024 | 43 | $15.5M |
| Q4 2023 | 47 | $14.6M |
| Q3 2023 | 41 | $10.9M |
| Q2 2023 | 37 | $9.91M |
| Q1 2023 | 37 | $9.91M |
| Q4 2022 | 43 | $8.08M |
| Q3 2022 | 42 | $9.84M |
| Q2 2022 | 41 | $9.15M |
| Q1 2022 | 38 | $11.2M |
| Q4 2021 | 41 | $12.0M |
| Q3 2021 | 40 | $11.0M |
| Q2 2021 | 39 | $12.0M |
| Q1 2021 | 41 | $11.6M |
Institutions, Q2 2026
Shares, value and share of portfolio for each institution holding Flaherty & Crumrine PREFERRED & INCOME OPPORTUNITY FUND INC; share changes are against Q1 2026.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Highline Wealth Partners LLC | 310 | $2.86K | 0.00% | 00.0% | Unchanged |
| Harbour Investments, Inc. | 400 | $3.70K | 0.00% | 00.0% | Unchanged |
| Blue Bell Private Wealth Management, LLC | 597 | $5.52K | 0.00% | 00.0% | Unchanged |
| Federation des caisses Desjardins du Quebec | 1,300 | $12.0K | 0.00% | 00.0% | Unchanged |
| Clear Street Group Inc. | 1,535 | $14.2K | 0.00% | +1,535 | New |
| Action Point Financial Planning, LLC | 1,700 | $15.7K | 0.00% | +1,700 | New |
| West Branch Capital LLC | 2,402 | $22.2K | 0.01% | +34+1.4% | Added |
| Rockefeller Capital Management L.P. | 3,000 | $27.7K | 0.00% | 00.0% | Unchanged |
| Mather Group, LLC. | 3,238 | $29.9K | 0.00% | −2,649−45.0% | Reduced |
| Paladin Partners, LLC | 3,271 | $30.2K | 0.02% | 00.0% | Unchanged |
| Thomas J. Herzfeld Advisors, Inc. | 3,679 | $34.0K | 0.01% | −45−1.2% | Reduced |
| Wolverine Asset Management LLC | 5,416 | $50.0K | 0.00% | +5,416 | New |
| Royal Bank of Canada | 5,498 | $51.0K | 0.00% | +4,416+408.1% | Added |
| Basepoint Wealth LLC | 6,387 | $59.0K | 0.03% | −3,550−35.7% | Reduced |
| UBS Group AG | 8,578 | $79.3K | 0.00% | +2,378+38.4% | Added |
| AlphaCore Capital LLC | 10,600 | $97.9K | 0.00% | −2,300−17.8% | Reduced |
| Citadel Advisors LLC | 11,062 | $102.2K | 0.00% | +11,062 | New |
| Clear Creek Financial Management, LLC | 11,080 | $102.4K | 0.01% | +35+0.3% | Added |
| Mosaic Family Wealth Partners, LLC | 11,824 | $109.3K | 0.01% | 00.0% | Unchanged |
| Jag Capital Management, LLC | 12,700 | $117.3K | 0.01% | 00.0% | Unchanged |
| Susquehanna International Group, LLP | 13,484 | $124.6K | 0.00% | −365−2.6% | Reduced |
| Cetera Investment Advisers | 13,733 | $126.9K | 0.00% | +2,015+17.2% | Added |
| Bank of America Corp | 14,564 | $134.6K | 0.00% | 00.0% | Unchanged |
| Traub Capital Management LLC | 16,759 | $154.9K | 0.14% | +16,759 | New |
| Logan Stone Capital, LLC | 16,984 | $156.9K | 0.03% | +6,480+61.7% | Added |
| Rivernorth Capital Management, LLC | 22,537 | $208.2K | 0.01% | +1,494+7.1% | Added |
| TrueMark Investments, LLC | 22,537 | $208.2K | 0.03% | +1,494+7.1% | Added |
| Advisor Group Holdings, Inc. | 24,398 | $225.4K | 0.00% | +15,210+165.5% | Added |
| Guggenheim Capital LLC | 25,636 | $236.9K | 0.00% | +25+0.1% | Added |
| Clifford Swan Investment Counsel LLC | 29,500 | $272.6K | 0.01% | 00.0% | Unchanged |
| Smith Asset Management Co., LLC | 30,718 | $283.8K | 0.22% | −1,100−3.5% | Reduced |
| Wells Fargo & Company | 36,061 | $333.2K | 0.00% | −7,019−16.3% | Reduced |
| Sowell Financial Services LLC | 39,073 | $361.0K | 0.01% | 00.0% | Unchanged |
| Baird Financial Group, Inc. | 41,928 | $387.4K | 0.00% | −576−1.4% | Reduced |
| SRS Capital Advisors, Inc. | 54,038 | $499.3K | 0.00% | +49,763+1,164.0% | Added |
| LPL Financial LLC | 54,614 | $504.6K | 0.00% | +11,110+25.5% | Added |
| Atlas Wealth LLC | 57,449 | $530.8K | 0.08% | +57,449 | New |
| Cambridge Investment Research Advisors, Inc. | 63,965 | $591.0K | 0.00% | −3,346−5.0% | Reduced |
| Morgan Stanley | 77,677 | $717.7K | 0.00% | −17,153−18.1% | Reduced |
| Mustico Financial Group, Inc. | 83,652 | $757.1K | 0.52% | +2,240+2.8% | Added |
| D.A. Davidson & Co. | 89,474 | $826.7K | 0.00% | +4,159+4.9% | Added |
| Closed-End Fund Advisors, Inc. | 94,929 | $877.1K | 0.86% | +196+0.2% | Added |
| Noble Wealth Management PBC | 100,360 | $927.3K | 0.42% | +2,911+3.0% | Added |
| Pathstone Holdings, LLC | 101,525 | $938.1K | 0.00% | −169,257−62.5% | Reduced |
| Fiera Capital Corp | 128,673 | $1.19M | 0.00% | +3,413+2.7% | Added |
| Private Advisor Group, LLC | 175,625 | $1.62M | 0.01% | −10,716−5.8% | Reduced |
| 1607 Capital Partners, LLC | 200,178 | $1.85M | 0.16% | −121,402−37.8% | Reduced |
| CIBC Bancorp USA Inc. | 588,511 | $5.44M | 0.01% | 00.0% | Unchanged |
| Sit Investment Associates Inc | 1,720,165 | $15.9M | 0.30% | +199,859+13.1% | Added |
| Advisors Asset Management, Inc. | 0 | $0 | 0.00% | −350,620−100.0% | Sold out |
| Independent Advisor Alliance | 0 | $0 | 0.00% | −22,140−100.0% | Sold out |
| Invesco Ltd. | 0 | $0 | 0.00% | −18,471−100.0% | Sold out |
| Commonwealth Equity Services, LLC | 0 | $0 | 0.00% | −11,220−100.0% | Sold out |
| Webster Bank, N. A. | 0 | $0 | 0.00% | −3,000−100.0% | Sold out |
| Allworth Financial LP | 0 | $0 | 0.00% | −2,510−100.0% | Sold out |
| Rossby Financial, LCC | 0 | $0 | 0.00% | −700−100.0% | Sold out |
| Northwestern Mutual Wealth Management Co | 0 | $0 | 0.00% | −204−100.0% | Sold out |
| Catalina Capital Group, LLC | – | – | – | – | Not filed |