Flaherty & Crumrine PREFERRED & INCOME OPPORTUNITY FUND INC
PFO- Exchange
- NYSE
- SEC CIK
- 0000882071
No open-market purchases or sales by Flaherty & Crumrine PREFERRED & INCOME OPPORTUNITY FUND INC insiders were filed in the last 90 days; 49 institutions reported holding it in 13F filings for Q2 2026, worth $37.3M in total; no superinvestor holds it.
13F holders, Q2 2024
Institutional positions in Flaherty & Crumrine PREFERRED & INCOME OPPORTUNITY FUND INC as of Jun 30, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 48
- +5 vs. Q1 2024
- Shares held
- 2.08M
- +236.6K (+12.8%) vs. Q1 2024
- Total value
- $17.6M
- +$2.05M (+13.2%) vs. Q1 2024
- New holders
- 8
- 15 more added
- Sold out
- 3
- 11 more reduced
Compare with Q1 2024: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting PFO on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 49 | $37.3M |
| Q1 2026 | 52 | $39.9M |
| Q4 2025 | 45 | $41.1M |
| Q3 2025 | 45 | $39.0M |
| Q2 2025 | 47 | $28.6M |
| Q1 2025 | 46 | $28.2M |
| Q4 2024 | 44 | $26.9M |
| Q3 2024 | 47 | $23.7M |
| Q2 2024 | 48 | $17.6M |
| Q1 2024 | 43 | $15.5M |
| Q4 2023 | 47 | $14.6M |
| Q3 2023 | 41 | $10.9M |
| Q2 2023 | 37 | $9.91M |
| Q1 2023 | 37 | $9.91M |
| Q4 2022 | 43 | $8.08M |
| Q3 2022 | 42 | $9.84M |
| Q2 2022 | 41 | $9.15M |
| Q1 2022 | 38 | $11.2M |
| Q4 2021 | 41 | $12.0M |
| Q3 2021 | 40 | $11.0M |
| Q2 2021 | 39 | $12.0M |
| Q1 2021 | 41 | $11.6M |
Institutions, Q2 2024
Shares, value and share of portfolio for each institution holding Flaherty & Crumrine PREFERRED & INCOME OPPORTUNITY FUND INC; share changes are against Q1 2024.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Private Advisor Group, LLC | 209,185 | $1.77M | 0.01% | +1,219+0.6% | Added |
| Matisse Capital | 177,623 | $1.50M | 0.74% | +37,012+26.3% | Added |
| D.A. Davidson & Co. | 165,644 | $1.40M | 0.01% | +6,505+4.1% | Added |
| Sit Investment Associates Inc | 155,424 | $1.32M | 0.03% | +138,652+826.7% | Added |
| Saba Capital Management, L.P. | 132,888 | $1.13M | 0.02% | +121,690+1,086.7% | Added |
| Morgan Stanley | 108,708 | $920.8K | 0.00% | +2,329+2.2% | Added |
| Consolidated Portfolio Review Corp | 102,726 | $870.1K | 0.20% | −4,434−4.1% | Reduced |
| CNH Partners LLC | 95,468 | $808.6K | 0.02% | +20,413+27.2% | Added |
| Wolverine Asset Management LLC | 93,874 | $795.1K | 0.01% | −65,805−41.2% | Reduced |
| Summit X, LLC | 84,046 | $711.9K | 0.16% | −4,376−4.9% | Reduced |
| Napa Wealth Management | 79,792 | $675.8K | 0.46% | +79,792 | New |
| Cambridge Investment Research Advisors, Inc. | 78,784 | $667.0K | 0.00% | −1,163−1.5% | Reduced |
| Rivernorth Capital Management, LLC | 70,439 | $596.6K | 0.03% | +19,919+39.4% | Added |
| LPL Financial LLC | 39,313 | $333.0K | 0.00% | −932−2.3% | Reduced |
| Sowell Financial Services LLC | 39,073 | $331.0K | 0.02% | 00.0% | Unchanged |
| Landscape Capital Management, L.L.C. | 38,071 | $322.5K | 0.03% | −2,389−5.9% | Reduced |
| GWM Advisors LLC | 32,025 | $271.3K | 0.00% | +3,000+10.3% | Added |
| Clifford Swan Investment Counsel LLC | 29,500 | $249.9K | 0.01% | 00.0% | Unchanged |
| Basepoint Wealth LLC | 27,893 | $236.3K | 0.19% | +405+1.5% | Added |
| Wells Fargo & Company | 25,204 | $213.5K | 0.00% | −7,813−23.7% | Reduced |
| Advisor Group Holdings, Inc. | 21,437 | $181.6K | 0.00% | −17,987−45.6% | Reduced |
| Bank of America Corp | 20,664 | $175.0K | 0.00% | 00.0% | Unchanged |
| HighTower Advisors, LLC | 20,592 | $168.0K | 0.00% | +20,592 | New |
| Cetera Investment Advisers | 19,612 | $166.1K | 0.00% | −2,512−11.4% | Reduced |
| SPC Financial, Inc. | 17,900 | $151.6K | 0.01% | 00.0% | Unchanged |
| Catalina Capital Group, LLC | 17,885 | $151.5K | 0.06% | +17,885 | New |
| Arlington Capital Management, Inc. | 17,496 | $148.2K | 0.13% | +133+0.8% | Added |
| The PNC Financial Services Group, Inc. | 16,960 | $143.7K | 0.00% | −16,960−50.0% | Reduced |
| Apella Capital, LLC | 15,066 | $127.2K | 0.01% | +15,066 | New |
| ORBA Wealth Advisors, L.L.C. | 14,000 | $118.6K | 0.06% | 00.0% | Unchanged |
| Commonwealth Equity Services, LLC | 12,715 | $108.0K | 0.00% | +58+0.5% | Added |
| Millennium Management LLC | 12,552 | $106.3K | 0.00% | 00.0% | Unchanged |
| Rpo LLC | 12,287 | $104.1K | 0.16% | 00.0% | Unchanged |
| Mosaic Family Wealth Partners, LLC | 11,824 | $100.1K | 0.02% | 00.0% | Unchanged |
| Stifel Financial Corp | 10,760 | $91.1K | 0.00% | 00.0% | Unchanged |
| Resonant Capital Advisors, LLC | 10,000 | $84.7K | 0.01% | 00.0% | Unchanged |
| Nomura Holdings Inc | 10,000 | $84.7K | 0.00% | +10,000 | New |
| UBS Group AG | 7,742 | $65.6K | 0.00% | −251−3.1% | Reduced |
| S.A. Mason LLC | 7,000 | $59.3K | 0.03% | 00.0% | Unchanged |
| Northwestern Mutual Wealth Management Co | 5,500 | $46.6K | 0.00% | +5,500 | New |
| Atticus Wealth Management, LLC | 2,702 | $22.9K | 0.01% | +46+1.7% | Added |
| Blue Bell Private Wealth Management, LLC | 2,592 | $22.0K | 0.00% | +2,592 | New |
| West Branch Capital LLC | 2,152 | $18.2K | 0.01% | +28+1.3% | Added |
| Federation des caisses Desjardins du Quebec | 1,300 | $11.0K | 0.00% | 00.0% | Unchanged |
| International Assets Investment Management, LLC | 1,043 | $8.83K | 0.00% | +1,043 | New |
| Benjamin F. Edwards & Company, Inc. | 650 | $6.00K | 0.00% | 00.0% | Unchanged |
| Bessemer Group Inc | 405 | $3.00K | 0.00% | +11+2.8% | Added |
| Royal Bank of Canada | 227 | $2.00K | 0.00% | 00.0% | Unchanged |
| PFG Investments, LLC | 0 | $0 | 0.00% | −109,160−100.0% | Sold out |
| Logan Stone Capital, LLC | 0 | $0 | 0.00% | −32,516−100.0% | Sold out |
| CoreCap Advisors, LLC | 0 | $0 | 0.00% | −1,000−100.0% | Sold out |