Flaherty & Crumrine PREFERRED & INCOME OPPORTUNITY FUND INC
PFO- Exchange
- NYSE
- SEC CIK
- 0000882071
No open-market purchases or sales by Flaherty & Crumrine PREFERRED & INCOME OPPORTUNITY FUND INC insiders were filed in the last 90 days; 49 institutions reported holding it in 13F filings for Q2 2026, worth $37.3M in total; no superinvestor holds it.
13F holders, Q1 2024
Institutional positions in Flaherty & Crumrine PREFERRED & INCOME OPPORTUNITY FUND INC as of Mar 31, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 43
- −3 vs. Q4 2023
- Shares held
- 1.84M
- −7.57K (−0.4%) vs. Q4 2023
- Total value
- $15.5M
- +$992.1K (+6.8%) vs. Q4 2023
- New holders
- 4
- 15 more added
- Sold out
- 7
- 11 more reduced
1 institution that held it in Q4 2023 haven't filed for Q1 2024 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting PFO on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 49 | $37.3M |
| Q1 2026 | 52 | $39.9M |
| Q4 2025 | 45 | $41.1M |
| Q3 2025 | 45 | $39.0M |
| Q2 2025 | 47 | $28.6M |
| Q1 2025 | 46 | $28.2M |
| Q4 2024 | 44 | $26.9M |
| Q3 2024 | 47 | $23.7M |
| Q2 2024 | 48 | $17.6M |
| Q1 2024 | 43 | $15.5M |
| Q4 2023 | 47 | $14.6M |
| Q3 2023 | 41 | $10.9M |
| Q2 2023 | 37 | $9.91M |
| Q1 2023 | 37 | $9.91M |
| Q4 2022 | 43 | $8.08M |
| Q3 2022 | 42 | $9.84M |
| Q2 2022 | 41 | $9.15M |
| Q1 2022 | 38 | $11.2M |
| Q4 2021 | 41 | $12.0M |
| Q3 2021 | 40 | $11.0M |
| Q2 2021 | 39 | $12.0M |
| Q1 2021 | 41 | $11.6M |
Institutions, Q1 2024
Shares, value and share of portfolio for each institution holding Flaherty & Crumrine PREFERRED & INCOME OPPORTUNITY FUND INC; share changes are against Q4 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Private Advisor Group, LLC | 207,966 | $1.76M | 0.01% | +3,790+1.9% | Added |
| Wolverine Asset Management LLC | 159,679 | $1.35M | 0.03% | +28,922+22.1% | Added |
| D.A. Davidson & Co. | 159,139 | $1.34M | 0.01% | −210−0.1% | Reduced |
| Matisse Capital | 140,611 | $1.19M | 0.57% | +8,330+6.3% | Added |
| PFG Investments, LLC | 109,160 | $921.3K | 0.06% | +109,160 | New |
| Consolidated Portfolio Review Corp | 107,160 | $904.4K | 0.24% | +5,997+5.9% | Added |
| Morgan Stanley | 106,379 | $897.8K | 0.00% | +12,073+12.8% | Added |
| Summit X, LLC | 88,422 | $746.3K | 0.19% | −2,476−2.7% | Reduced |
| Cambridge Investment Research Advisors, Inc. | 79,947 | $675.0K | 0.00% | −1,532−1.9% | Reduced |
| CNH Partners LLC | 75,055 | $633.5K | 0.02% | +14,829+24.6% | Added |
| Rivernorth Capital Management, LLC | 50,520 | $426.4K | 0.02% | 00.0% | Unchanged |
| Landscape Capital Management, L.L.C. | 40,460 | $341.5K | 0.03% | −412−1.0% | Reduced |
| LPL Financial LLC | 40,245 | $339.7K | 0.00% | +4,298+12.0% | Added |
| Advisor Group Holdings, Inc. | 39,424 | $332.7K | 0.00% | −3,655−8.5% | Reduced |
| Sowell Financial Services LLC | 39,073 | $330.0K | 0.02% | 00.0% | Unchanged |
| The PNC Financial Services Group, Inc. | 33,920 | $286.3K | 0.00% | 00.0% | Unchanged |
| Wells Fargo & Company | 33,017 | $278.7K | 0.00% | +2,280+7.4% | Added |
| Logan Stone Capital, LLC | 32,516 | $274.4K | 0.06% | +9,552+41.6% | Added |
| Clifford Swan Investment Counsel LLC | 29,500 | $249.0K | 0.01% | 00.0% | Unchanged |
| GWM Advisors LLC | 29,025 | $245.0K | 0.00% | −9,900−25.4% | Reduced |
| Basepoint Wealth LLC | 27,488 | $232.0K | 0.17% | +438+1.6% | Added |
| Cetera Investment Advisers | 22,124 | $186.7K | 0.00% | +3,340+17.8% | Added |
| Bank of America Corp | 20,664 | $174.4K | 0.00% | −3,000−12.7% | Reduced |
| SPC Financial, Inc. | 17,900 | $151.1K | 0.01% | −200−1.1% | Reduced |
| Arlington Capital Management, Inc. | 17,363 | $146.5K | 0.12% | +1,839+11.8% | Added |
| Sit Investment Associates Inc | 16,772 | $142.0K | 0.00% | +16,772 | New |
| ORBA Wealth Advisors, L.L.C. | 14,000 | $118.2K | 0.07% | 00.0% | Unchanged |
| Commonwealth Equity Services, LLC | 12,657 | $107.0K | 0.00% | +56+0.4% | Added |
| Millennium Management LLC | 12,552 | $105.9K | 0.00% | 00.0% | Unchanged |
| Rpo LLC | 12,287 | $103.7K | 0.15% | 00.0% | Unchanged |
| Mosaic Family Wealth Partners, LLC | 11,824 | $99.8K | 0.02% | 00.0% | Unchanged |
| Saba Capital Management, L.P. | 11,198 | $94.5K | 0.00% | −136,605−92.4% | Reduced |
| Stifel Financial Corp | 10,760 | $90.8K | 0.00% | 00.0% | Unchanged |
| Resonant Capital Advisors, LLC | 10,000 | $84.4K | 0.01% | 00.0% | Unchanged |
| UBS Group AG | 7,993 | $67.5K | 0.00% | −9,164−53.4% | Reduced |
| S.A. Mason LLC | 7,000 | $59.1K | 0.04% | 00.0% | Unchanged |
| Atticus Wealth Management, LLC | 2,656 | $22.4K | 0.01% | +57+2.2% | Added |
| West Branch Capital LLC | 2,124 | $17.9K | 0.01% | +26+1.2% | Added |
| Federation des caisses Desjardins du Quebec | 1,300 | $11.0K | 0.00% | 00.0% | Unchanged |
| CoreCap Advisors, LLC | 1,000 | $8.44K | 0.00% | +1,000 | New |
| Benjamin F. Edwards & Company, Inc. | 650 | $5.00K | 0.00% | 00.0% | Unchanged |
| Bessemer Group Inc | 394 | $3.00K | 0.00% | +394 | New |
| Royal Bank of Canada | 227 | $2.00K | 0.00% | −584−72.0% | Reduced |
| Mariner, LLC | 0 | $0 | 0.00% | −12,250−100.0% | Sold out |
| Financial Management Network Inc | 0 | $0 | 0.00% | −11,190−100.0% | Sold out |
| Quaker Wealth Management, LLC | 0 | $0 | 0.00% | −10,936−100.0% | Sold out |
| JPMorgan Chase & Co | 0 | $0 | 0.00% | −3,676−100.0% | Sold out |
| Northwestern Mutual Wealth Management Co | 0 | $0 | 0.00% | −2,518−100.0% | Sold out |
| International Assets Investment Management, LLC | 0 | $0 | 0.00% | −22,415−100.0% | Sold out |
| FMR LLC | 0 | $0 | 0.00% | −1−100.0% | Sold out |
| Baystate Wealth Management LLC | – | – | – | – | Not filed |