Flaherty & Crumrine PREFERRED & INCOME OPPORTUNITY FUND INC
PFO- Exchange
- NYSE
- SEC CIK
- 0000882071
No open-market purchases or sales by Flaherty & Crumrine PREFERRED & INCOME OPPORTUNITY FUND INC insiders were filed in the last 90 days; 49 institutions reported holding it in 13F filings for Q2 2026, worth $37.3M in total; no superinvestor holds it.
13F holders, Q1 2025
Institutional positions in Flaherty & Crumrine PREFERRED & INCOME OPPORTUNITY FUND INC as of Mar 31, 2025. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 46
- +2 vs. Q4 2024
- Shares held
- 3.07M
- +82.6K (+2.8%) vs. Q4 2024
- Total value
- $28.2M
- +$1.24M (+4.6%) vs. Q4 2024
- New holders
- 5
- 11 more added
- Sold out
- 3
- 12 more reduced
Compare with Q4 2024: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting PFO on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 49 | $37.3M |
| Q1 2026 | 52 | $39.9M |
| Q4 2025 | 45 | $41.1M |
| Q3 2025 | 45 | $39.0M |
| Q2 2025 | 47 | $28.6M |
| Q1 2025 | 46 | $28.2M |
| Q4 2024 | 44 | $26.9M |
| Q3 2024 | 47 | $23.7M |
| Q2 2024 | 48 | $17.6M |
| Q1 2024 | 43 | $15.5M |
| Q4 2023 | 47 | $14.6M |
| Q3 2023 | 41 | $10.9M |
| Q2 2023 | 37 | $9.91M |
| Q1 2023 | 37 | $9.91M |
| Q4 2022 | 43 | $8.08M |
| Q3 2022 | 42 | $9.84M |
| Q2 2022 | 41 | $9.15M |
| Q1 2022 | 38 | $11.2M |
| Q4 2021 | 41 | $12.0M |
| Q3 2021 | 40 | $11.0M |
| Q2 2021 | 39 | $12.0M |
| Q1 2021 | 41 | $11.6M |
Institutions, Q1 2025
Shares, value and share of portfolio for each institution holding Flaherty & Crumrine PREFERRED & INCOME OPPORTUNITY FUND INC; share changes are against Q4 2024.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Sit Investment Associates Inc | 608,217 | $5.61M | 0.13% | +65,415+12.1% | Added |
| CIBC Private Wealth Group, LLC | 588,511 | $5.02M | 0.01% | 00.0% | Unchanged |
| Rivernorth Capital Management, LLC | 243,417 | $2.24M | 0.12% | +51,349+26.7% | Added |
| Private Advisor Group, LLC | 188,163 | $1.73M | 0.01% | −4,766−2.5% | Reduced |
| Matisse Capital | 170,775 | $1.57M | 0.83% | 00.0% | Unchanged |
| Morgan Stanley | 135,772 | $1.25M | 0.00% | −746−0.5% | Reduced |
| Envestnet Asset Management Inc | 132,350 | $1.22M | 0.00% | +16,321+14.1% | Added |
| Ewing Morris & Co. Investment Partners Ltd. | 75,690 | $1.00M | 0.32% | 00.0% | Unchanged |
| Noble Wealth Management PBC | 101,698 | $937.7K | 0.64% | +17,938+21.4% | Added |
| Cambridge Investment Research Advisors, Inc. | 69,389 | $640.0K | 0.00% | −7,566−9.8% | Reduced |
| D.A. Davidson & Co. | 63,527 | $585.7K | 0.00% | −2,022−3.1% | Reduced |
| Summit X, LLC | 62,432 | $575.6K | 0.12% | −7,825−11.1% | Reduced |
| Napa Wealth Management | 55,586 | $512.5K | 0.29% | −6,838−11.0% | Reduced |
| Consolidated Portfolio Review Corp | 51,272 | $472.7K | 0.08% | −7,786−13.2% | Reduced |
| Wells Fargo & Company | 44,014 | $405.8K | 0.00% | +10,346+30.7% | Added |
| Sowell Financial Services LLC | 39,073 | $360.3K | 0.02% | 00.0% | Unchanged |
| Invesco Ltd. | 37,220 | $343.2K | 0.00% | +24,633+195.7% | Added |
| LPL Financial LLC | 35,845 | $330.5K | 0.00% | −13,785−27.8% | Reduced |
| Baird Financial Group, Inc. | 31,196 | $287.6K | 0.00% | +31,196 | New |
| Clifford Swan Investment Counsel LLC | 29,500 | $272.0K | 0.01% | 00.0% | Unchanged |
| GWM Advisors LLC | 28,372 | $261.6K | 0.00% | 00.0% | Unchanged |
| Advisor Group Holdings, Inc. | 26,870 | $247.7K | 0.00% | +1,800+7.2% | Added |
| CNH Partners LLC | 25,750 | $237.4K | 0.01% | −15,594−37.7% | Reduced |
| Bank of America Corp | 21,790 | $200.9K | 0.00% | 00.0% | Unchanged |
| Basepoint Wealth LLC | 20,068 | $185.0K | 0.14% | −6,825−25.4% | Reduced |
| Catalina Capital Group, LLC | 18,855 | $173.8K | 0.12% | 00.0% | Unchanged |
| HighTower Advisors, LLC | 15,778 | $145.5K | 0.00% | −3,398−17.7% | Reduced |
| Apella Capital, LLC | 15,066 | $133.0K | 0.00% | 00.0% | Unchanged |
| Cetera Investment Advisers | 14,040 | $129.4K | 0.00% | +14,040 | New |
| Vanguard Capital Wealth Advisors | 14,000 | $129.1K | 0.16% | +14,000 | New |
| SPC Financial, Inc. | 13,400 | $123.5K | 0.01% | 00.0% | Unchanged |
| Jag Capital Management, LLC | 12,700 | $117.1K | 0.02% | 00.0% | Unchanged |
| Citadel Advisors LLC | 11,873 | $109.5K | 0.00% | +1,158+10.8% | Added |
| Mosaic Family Wealth Partners, LLC | 11,824 | $109.0K | 0.02% | 00.0% | Unchanged |
| Byrne Financial Freedom, LLC | 10,200 | $94.0K | 0.05% | 00.0% | Unchanged |
| Resonant Capital Advisors, LLC | 10,000 | $92.2K | 0.01% | 00.0% | Unchanged |
| UBS Group AG | 9,430 | $86.9K | 0.00% | +2,093+28.5% | Added |
| The PNC Financial Services Group, Inc. | 8,480 | $78.2K | 0.00% | 00.0% | Unchanged |
| S.A. Mason LLC | 3,500 | $32.3K | 0.02% | 00.0% | Unchanged |
| Rossby Financial, LCC | 3,129 | $27.5K | 0.01% | +3,129 | New |
| Thomas J. Herzfeld Advisors, Inc. | 2,865 | $26.4K | 0.01% | −37,054−92.8% | Reduced |
| West Branch Capital LLC | 2,241 | $20.7K | 0.01% | +28+1.3% | Added |
| Greykasell Wealth Strategies, Inc. | 1,439 | $13.3K | 0.01% | +1,439 | New |
| Federation des caisses Desjardins du Quebec | 1,300 | $12.0K | 0.00% | 00.0% | Unchanged |
| Royal Bank of Canada | 1,050 | $10.0K | 0.00% | +100+10.5% | Added |
| CoreCap Advisors, LLC | 1,000 | $9.22K | 0.00% | 00.0% | Unchanged |
| Independent Advisor Alliance | 0 | $0 | 0.00% | −45,150−100.0% | Sold out |
| Millennium Management LLC | 0 | $0 | 0.00% | −12,552−100.0% | Sold out |
| Bessemer Group Inc | 0 | $0 | 0.00% | −443−100.0% | Sold out |