Flaherty & Crumrine PREFERRED & INCOME OPPORTUNITY FUND INC
PFO- Exchange
- NYSE
- SEC CIK
- 0000882071
No open-market purchases or sales by Flaherty & Crumrine PREFERRED & INCOME OPPORTUNITY FUND INC insiders were filed in the last 90 days; 49 institutions reported holding it in 13F filings for Q2 2026, worth $37.3M in total; no superinvestor holds it.
13F holders, Q1 2025
Institutional positions in Flaherty & Crumrine PREFERRED & INCOME OPPORTUNITY FUND INC as of Mar 31, 2025. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 46
- +2 vs. Q4 2024
- Shares held
- 3.07M
- +82.6K (+2.8%) vs. Q4 2024
- Total value
- $28.2M
- +$1.24M (+4.6%) vs. Q4 2024
- New holders
- 5
- 11 more added
- Sold out
- 3
- 12 more reduced
Compare with Q4 2024: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting PFO on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 49 | $37.3M |
| Q1 2026 | 52 | $39.9M |
| Q4 2025 | 45 | $41.1M |
| Q3 2025 | 45 | $39.0M |
| Q2 2025 | 47 | $28.6M |
| Q1 2025 | 46 | $28.2M |
| Q4 2024 | 44 | $26.9M |
| Q3 2024 | 47 | $23.7M |
| Q2 2024 | 48 | $17.6M |
| Q1 2024 | 43 | $15.5M |
| Q4 2023 | 47 | $14.6M |
| Q3 2023 | 41 | $10.9M |
| Q2 2023 | 37 | $9.91M |
| Q1 2023 | 37 | $9.91M |
| Q4 2022 | 43 | $8.08M |
| Q3 2022 | 42 | $9.84M |
| Q2 2022 | 41 | $9.15M |
| Q1 2022 | 38 | $11.2M |
| Q4 2021 | 41 | $12.0M |
| Q3 2021 | 40 | $11.0M |
| Q2 2021 | 39 | $12.0M |
| Q1 2021 | 41 | $11.6M |
Institutions, Q1 2025
Shares, value and share of portfolio for each institution holding Flaherty & Crumrine PREFERRED & INCOME OPPORTUNITY FUND INC; share changes are against Q4 2024.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| CoreCap Advisors, LLC | 1,000 | $9.22K | 0.00% | 00.0% | Unchanged |
| Royal Bank of Canada | 1,050 | $10.0K | 0.00% | +100+10.5% | Added |
| Federation des caisses Desjardins du Quebec | 1,300 | $12.0K | 0.00% | 00.0% | Unchanged |
| Greykasell Wealth Strategies, Inc. | 1,439 | $13.3K | 0.01% | +1,439 | New |
| West Branch Capital LLC | 2,241 | $20.7K | 0.01% | +28+1.3% | Added |
| Thomas J. Herzfeld Advisors, Inc. | 2,865 | $26.4K | 0.01% | −37,054−92.8% | Reduced |
| Rossby Financial, LCC | 3,129 | $27.5K | 0.01% | +3,129 | New |
| S.A. Mason LLC | 3,500 | $32.3K | 0.02% | 00.0% | Unchanged |
| The PNC Financial Services Group, Inc. | 8,480 | $78.2K | 0.00% | 00.0% | Unchanged |
| UBS Group AG | 9,430 | $86.9K | 0.00% | +2,093+28.5% | Added |
| Resonant Capital Advisors, LLC | 10,000 | $92.2K | 0.01% | 00.0% | Unchanged |
| Byrne Financial Freedom, LLC | 10,200 | $94.0K | 0.05% | 00.0% | Unchanged |
| Mosaic Family Wealth Partners, LLC | 11,824 | $109.0K | 0.02% | 00.0% | Unchanged |
| Citadel Advisors LLC | 11,873 | $109.5K | 0.00% | +1,158+10.8% | Added |
| Jag Capital Management, LLC | 12,700 | $117.1K | 0.02% | 00.0% | Unchanged |
| SPC Financial, Inc. | 13,400 | $123.5K | 0.01% | 00.0% | Unchanged |
| Vanguard Capital Wealth Advisors | 14,000 | $129.1K | 0.16% | +14,000 | New |
| Cetera Investment Advisers | 14,040 | $129.4K | 0.00% | +14,040 | New |
| Apella Capital, LLC | 15,066 | $133.0K | 0.00% | 00.0% | Unchanged |
| HighTower Advisors, LLC | 15,778 | $145.5K | 0.00% | −3,398−17.7% | Reduced |
| Catalina Capital Group, LLC | 18,855 | $173.8K | 0.12% | 00.0% | Unchanged |
| Basepoint Wealth LLC | 20,068 | $185.0K | 0.14% | −6,825−25.4% | Reduced |
| Bank of America Corp | 21,790 | $200.9K | 0.00% | 00.0% | Unchanged |
| CNH Partners LLC | 25,750 | $237.4K | 0.01% | −15,594−37.7% | Reduced |
| Advisor Group Holdings, Inc. | 26,870 | $247.7K | 0.00% | +1,800+7.2% | Added |
| GWM Advisors LLC | 28,372 | $261.6K | 0.00% | 00.0% | Unchanged |
| Clifford Swan Investment Counsel LLC | 29,500 | $272.0K | 0.01% | 00.0% | Unchanged |
| Baird Financial Group, Inc. | 31,196 | $287.6K | 0.00% | +31,196 | New |
| LPL Financial LLC | 35,845 | $330.5K | 0.00% | −13,785−27.8% | Reduced |
| Invesco Ltd. | 37,220 | $343.2K | 0.00% | +24,633+195.7% | Added |
| Sowell Financial Services LLC | 39,073 | $360.3K | 0.02% | 00.0% | Unchanged |
| Wells Fargo & Company | 44,014 | $405.8K | 0.00% | +10,346+30.7% | Added |
| Consolidated Portfolio Review Corp | 51,272 | $472.7K | 0.08% | −7,786−13.2% | Reduced |
| Napa Wealth Management | 55,586 | $512.5K | 0.29% | −6,838−11.0% | Reduced |
| Summit X, LLC | 62,432 | $575.6K | 0.12% | −7,825−11.1% | Reduced |
| D.A. Davidson & Co. | 63,527 | $585.7K | 0.00% | −2,022−3.1% | Reduced |
| Cambridge Investment Research Advisors, Inc. | 69,389 | $640.0K | 0.00% | −7,566−9.8% | Reduced |
| Noble Wealth Management PBC | 101,698 | $937.7K | 0.64% | +17,938+21.4% | Added |
| Ewing Morris & Co. Investment Partners Ltd. | 75,690 | $1.00M | 0.32% | 00.0% | Unchanged |
| Envestnet Asset Management Inc | 132,350 | $1.22M | 0.00% | +16,321+14.1% | Added |
| Morgan Stanley | 135,772 | $1.25M | 0.00% | −746−0.5% | Reduced |
| Matisse Capital | 170,775 | $1.57M | 0.83% | 00.0% | Unchanged |
| Private Advisor Group, LLC | 188,163 | $1.73M | 0.01% | −4,766−2.5% | Reduced |
| Rivernorth Capital Management, LLC | 243,417 | $2.24M | 0.12% | +51,349+26.7% | Added |
| CIBC Private Wealth Group, LLC | 588,511 | $5.02M | 0.01% | 00.0% | Unchanged |
| Sit Investment Associates Inc | 608,217 | $5.61M | 0.13% | +65,415+12.1% | Added |
| Independent Advisor Alliance | 0 | $0 | 0.00% | −45,150−100.0% | Sold out |
| Millennium Management LLC | 0 | $0 | 0.00% | −12,552−100.0% | Sold out |
| Bessemer Group Inc | 0 | $0 | 0.00% | −443−100.0% | Sold out |