Flaherty & Crumrine PREFERRED & INCOME OPPORTUNITY FUND INC
PFO- Exchange
- NYSE
- SEC CIK
- 0000882071
No open-market purchases or sales by Flaherty & Crumrine PREFERRED & INCOME OPPORTUNITY FUND INC insiders were filed in the last 90 days; 49 institutions reported holding it in 13F filings for Q2 2026, worth $37.3M in total; no superinvestor holds it.
13F holders, Q1 2024
Institutional positions in Flaherty & Crumrine PREFERRED & INCOME OPPORTUNITY FUND INC as of Mar 31, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 43
- −3 vs. Q4 2023
- Shares held
- 1.84M
- −7.57K (−0.4%) vs. Q4 2023
- Total value
- $15.5M
- +$992.1K (+6.8%) vs. Q4 2023
- New holders
- 4
- 15 more added
- Sold out
- 7
- 11 more reduced
1 institution that held it in Q4 2023 haven't filed for Q1 2024 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting PFO on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 49 | $37.3M |
| Q1 2026 | 52 | $39.9M |
| Q4 2025 | 45 | $41.1M |
| Q3 2025 | 45 | $39.0M |
| Q2 2025 | 47 | $28.6M |
| Q1 2025 | 46 | $28.2M |
| Q4 2024 | 44 | $26.9M |
| Q3 2024 | 47 | $23.7M |
| Q2 2024 | 48 | $17.6M |
| Q1 2024 | 43 | $15.5M |
| Q4 2023 | 47 | $14.6M |
| Q3 2023 | 41 | $10.9M |
| Q2 2023 | 37 | $9.91M |
| Q1 2023 | 37 | $9.91M |
| Q4 2022 | 43 | $8.08M |
| Q3 2022 | 42 | $9.84M |
| Q2 2022 | 41 | $9.15M |
| Q1 2022 | 38 | $11.2M |
| Q4 2021 | 41 | $12.0M |
| Q3 2021 | 40 | $11.0M |
| Q2 2021 | 39 | $12.0M |
| Q1 2021 | 41 | $11.6M |
Institutions, Q1 2024
Shares, value and share of portfolio for each institution holding Flaherty & Crumrine PREFERRED & INCOME OPPORTUNITY FUND INC; share changes are against Q4 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Royal Bank of Canada | 227 | $2.00K | 0.00% | −584−72.0% | Reduced |
| Bessemer Group Inc | 394 | $3.00K | 0.00% | +394 | New |
| Benjamin F. Edwards & Company, Inc. | 650 | $5.00K | 0.00% | 00.0% | Unchanged |
| CoreCap Advisors, LLC | 1,000 | $8.44K | 0.00% | +1,000 | New |
| Federation des caisses Desjardins du Quebec | 1,300 | $11.0K | 0.00% | 00.0% | Unchanged |
| West Branch Capital LLC | 2,124 | $17.9K | 0.01% | +26+1.2% | Added |
| Atticus Wealth Management, LLC | 2,656 | $22.4K | 0.01% | +57+2.2% | Added |
| S.A. Mason LLC | 7,000 | $59.1K | 0.04% | 00.0% | Unchanged |
| UBS Group AG | 7,993 | $67.5K | 0.00% | −9,164−53.4% | Reduced |
| Resonant Capital Advisors, LLC | 10,000 | $84.4K | 0.01% | 00.0% | Unchanged |
| Stifel Financial Corp | 10,760 | $90.8K | 0.00% | 00.0% | Unchanged |
| Saba Capital Management, L.P. | 11,198 | $94.5K | 0.00% | −136,605−92.4% | Reduced |
| Mosaic Family Wealth Partners, LLC | 11,824 | $99.8K | 0.02% | 00.0% | Unchanged |
| Rpo LLC | 12,287 | $103.7K | 0.15% | 00.0% | Unchanged |
| Millennium Management LLC | 12,552 | $105.9K | 0.00% | 00.0% | Unchanged |
| Commonwealth Equity Services, LLC | 12,657 | $107.0K | 0.00% | +56+0.4% | Added |
| ORBA Wealth Advisors, L.L.C. | 14,000 | $118.2K | 0.07% | 00.0% | Unchanged |
| Sit Investment Associates Inc | 16,772 | $142.0K | 0.00% | +16,772 | New |
| Arlington Capital Management, Inc. | 17,363 | $146.5K | 0.12% | +1,839+11.8% | Added |
| SPC Financial, Inc. | 17,900 | $151.1K | 0.01% | −200−1.1% | Reduced |
| Bank of America Corp | 20,664 | $174.4K | 0.00% | −3,000−12.7% | Reduced |
| Cetera Investment Advisers | 22,124 | $186.7K | 0.00% | +3,340+17.8% | Added |
| Basepoint Wealth LLC | 27,488 | $232.0K | 0.17% | +438+1.6% | Added |
| GWM Advisors LLC | 29,025 | $245.0K | 0.00% | −9,900−25.4% | Reduced |
| Clifford Swan Investment Counsel LLC | 29,500 | $249.0K | 0.01% | 00.0% | Unchanged |
| Logan Stone Capital, LLC | 32,516 | $274.4K | 0.06% | +9,552+41.6% | Added |
| Wells Fargo & Company | 33,017 | $278.7K | 0.00% | +2,280+7.4% | Added |
| The PNC Financial Services Group, Inc. | 33,920 | $286.3K | 0.00% | 00.0% | Unchanged |
| Sowell Financial Services LLC | 39,073 | $330.0K | 0.02% | 00.0% | Unchanged |
| Advisor Group Holdings, Inc. | 39,424 | $332.7K | 0.00% | −3,655−8.5% | Reduced |
| LPL Financial LLC | 40,245 | $339.7K | 0.00% | +4,298+12.0% | Added |
| Landscape Capital Management, L.L.C. | 40,460 | $341.5K | 0.03% | −412−1.0% | Reduced |
| Rivernorth Capital Management, LLC | 50,520 | $426.4K | 0.02% | 00.0% | Unchanged |
| CNH Partners LLC | 75,055 | $633.5K | 0.02% | +14,829+24.6% | Added |
| Cambridge Investment Research Advisors, Inc. | 79,947 | $675.0K | 0.00% | −1,532−1.9% | Reduced |
| Summit X, LLC | 88,422 | $746.3K | 0.19% | −2,476−2.7% | Reduced |
| Morgan Stanley | 106,379 | $897.8K | 0.00% | +12,073+12.8% | Added |
| Consolidated Portfolio Review Corp | 107,160 | $904.4K | 0.24% | +5,997+5.9% | Added |
| PFG Investments, LLC | 109,160 | $921.3K | 0.06% | +109,160 | New |
| Matisse Capital | 140,611 | $1.19M | 0.57% | +8,330+6.3% | Added |
| D.A. Davidson & Co. | 159,139 | $1.34M | 0.01% | −210−0.1% | Reduced |
| Wolverine Asset Management LLC | 159,679 | $1.35M | 0.03% | +28,922+22.1% | Added |
| Private Advisor Group, LLC | 207,966 | $1.76M | 0.01% | +3,790+1.9% | Added |
| Mariner, LLC | 0 | $0 | 0.00% | −12,250−100.0% | Sold out |
| Financial Management Network Inc | 0 | $0 | 0.00% | −11,190−100.0% | Sold out |
| Quaker Wealth Management, LLC | 0 | $0 | 0.00% | −10,936−100.0% | Sold out |
| JPMorgan Chase & Co | 0 | $0 | 0.00% | −3,676−100.0% | Sold out |
| Northwestern Mutual Wealth Management Co | 0 | $0 | 0.00% | −2,518−100.0% | Sold out |
| International Assets Investment Management, LLC | 0 | $0 | 0.00% | −22,415−100.0% | Sold out |
| FMR LLC | 0 | $0 | 0.00% | −1−100.0% | Sold out |
| Baystate Wealth Management LLC | – | – | – | – | Not filed |