Flaherty & Crumrine PREFERRED & INCOME OPPORTUNITY FUND INC
PFO- Exchange
- NYSE
- SEC CIK
- 0000882071
No open-market purchases or sales by Flaherty & Crumrine PREFERRED & INCOME OPPORTUNITY FUND INC insiders were filed in the last 90 days; 49 institutions reported holding it in 13F filings for Q2 2026, worth $37.3M in total; no superinvestor holds it.
13F holders, Q4 2023
Institutional positions in Flaherty & Crumrine PREFERRED & INCOME OPPORTUNITY FUND INC as of Dec 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 47
- +6 vs. Q3 2023
- Shares held
- 1.85M
- +383.8K (+26.1%) vs. Q3 2023
- Total value
- $14.6M
- +$3.65M (+33.4%) vs. Q3 2023
- New holders
- 9
- 13 more added
- Sold out
- 3
- 14 more reduced
Compare with Q3 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting PFO on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 49 | $37.3M |
| Q1 2026 | 52 | $39.9M |
| Q4 2025 | 45 | $41.1M |
| Q3 2025 | 45 | $39.0M |
| Q2 2025 | 47 | $28.6M |
| Q1 2025 | 46 | $28.2M |
| Q4 2024 | 44 | $26.9M |
| Q3 2024 | 47 | $23.7M |
| Q2 2024 | 48 | $17.6M |
| Q1 2024 | 43 | $15.5M |
| Q4 2023 | 47 | $14.6M |
| Q3 2023 | 41 | $10.9M |
| Q2 2023 | 37 | $9.91M |
| Q1 2023 | 37 | $9.91M |
| Q4 2022 | 43 | $8.08M |
| Q3 2022 | 42 | $9.84M |
| Q2 2022 | 41 | $9.15M |
| Q1 2022 | 38 | $11.2M |
| Q4 2021 | 41 | $12.0M |
| Q3 2021 | 40 | $11.0M |
| Q2 2021 | 39 | $12.0M |
| Q1 2021 | 41 | $11.6M |
Institutions, Q4 2023
Shares, value and share of portfolio for each institution holding Flaherty & Crumrine PREFERRED & INCOME OPPORTUNITY FUND INC; share changes are against Q3 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| FMR LLC | 1 | $8 | 0.00% | +1 | New |
| International Assets Investment Management, LLC | 22,415 | $2.82K | 0.00% | +22,415 | New |
| Benjamin F. Edwards & Company, Inc. | 650 | $5.00K | 0.00% | 00.0% | Unchanged |
| Royal Bank of Canada | 811 | $6.00K | 0.00% | +659+433.6% | Added |
| Federation des caisses Desjardins du Quebec | 1,300 | $10.3K | 0.00% | 00.0% | Unchanged |
| West Branch Capital LLC | 2,098 | $16.7K | 0.01% | +1,025+95.5% | Added |
| Baystate Wealth Management LLC | 2,514 | $20.0K | 0.00% | +2,514 | New |
| Northwestern Mutual Wealth Management Co | 2,518 | $20.0K | 0.00% | 00.0% | Unchanged |
| Atticus Wealth Management, LLC | 2,599 | $20.7K | 0.01% | +47+1.8% | Added |
| JPMorgan Chase & Co | 3,676 | $29.3K | 0.00% | +3,138+583.3% | Added |
| S.A. Mason LLC | 7,000 | $55.7K | 0.04% | 00.0% | Unchanged |
| Resonant Capital Advisors, LLC | 10,000 | $79.6K | 0.01% | 00.0% | Unchanged |
| Stifel Financial Corp | 10,760 | $85.7K | 0.00% | 00.0% | Unchanged |
| Quaker Wealth Management, LLC | 10,936 | $87.1K | 0.04% | +172+1.6% | Added |
| Financial Management Network Inc | 11,190 | $90.4K | 0.03% | +126+1.1% | Added |
| Mosaic Family Wealth Partners, LLC | 11,824 | $94.1K | 0.02% | 00.0% | Unchanged |
| Mariner, LLC | 12,250 | $97.5K | 0.00% | −70−0.6% | Reduced |
| Rpo LLC | 12,287 | $97.8K | 0.15% | +12,287 | New |
| Millennium Management LLC | 12,552 | $99.9K | 0.00% | 00.0% | Unchanged |
| Commonwealth Equity Services, LLC | 12,601 | $100.0K | 0.00% | −1,334−9.6% | Reduced |
| ORBA Wealth Advisors, L.L.C. | 14,000 | $111.4K | 0.07% | +14,000 | New |
| Arlington Capital Management, Inc. | 15,524 | $123.6K | 0.11% | +15,524 | New |
| UBS Group AG | 17,157 | $136.6K | 0.00% | −985−5.4% | Reduced |
| SPC Financial, Inc. | 18,100 | $144.1K | 0.01% | −500−2.7% | Reduced |
| Cetera Investment Advisers | 18,784 | $149.5K | 0.00% | 00.0% | Unchanged |
| Logan Stone Capital, LLC | 22,964 | $182.8K | 0.04% | −1,835−7.4% | Reduced |
| Bank of America Corp | 23,664 | $188.4K | 0.00% | −1,331−5.3% | Reduced |
| Basepoint Wealth LLC | 27,050 | $215.3K | 0.17% | −7,337−21.3% | Reduced |
| Clifford Swan Investment Counsel LLC | 29,500 | $234.8K | 0.01% | 00.0% | Unchanged |
| Wells Fargo & Company | 30,737 | $244.7K | 0.00% | −6,997−18.5% | Reduced |
| The PNC Financial Services Group, Inc. | 33,920 | $270.0K | 0.00% | 00.0% | Unchanged |
| LPL Financial LLC | 35,947 | $286.1K | 0.00% | −9,945−21.7% | Reduced |
| Sowell Financial Services LLC | 39,073 | $311.0K | 0.02% | +39,073 | New |
| GWM Advisors LLC | 38,925 | $316.9K | 0.00% | +17,300+80.0% | Added |
| Landscape Capital Management, L.L.C. | 40,872 | $325.3K | 0.03% | +40,872 | New |
| Advisor Group Holdings, Inc. | 43,079 | $342.9K | 0.00% | −10,810−20.1% | Reduced |
| Rivernorth Capital Management, LLC | 50,520 | $402.1K | 0.02% | +50,520 | New |
| CNH Partners LLC | 60,226 | $479.4K | 0.02% | +20,641+52.1% | Added |
| Cambridge Investment Research Advisors, Inc. | 81,479 | $649.0K | 0.00% | −2,942−3.5% | Reduced |
| Summit X, LLC | 90,898 | $723.6K | 0.21% | −976−1.1% | Reduced |
| Morgan Stanley | 94,306 | $750.7K | 0.00% | −9,489−9.1% | Reduced |
| Consolidated Portfolio Review Corp | 101,163 | $805.3K | 0.18% | +22,533+28.7% | Added |
| Wolverine Asset Management LLC | 130,757 | $1.04M | 0.02% | +30,070+29.9% | Added |
| Matisse Capital | 132,281 | $1.05M | 0.56% | +114,831+658.1% | Added |
| Saba Capital Management, L.P. | 147,803 | $1.18M | 0.03% | +76,841+108.3% | Added |
| D.A. Davidson & Co. | 159,349 | $1.27M | 0.01% | −12,986−7.5% | Reduced |
| Private Advisor Group, LLC | 204,176 | $1.63M | 0.01% | +2,808+1.4% | Added |
| Raymond James & Associates | 0 | $0 | 0.00% | −18,927−100.0% | Sold out |
| Susquehanna International Group, LLP | 0 | $0 | 0.00% | −14,077−100.0% | Sold out |
| Fifth Third Bancorp | 0 | $0 | 0.00% | −3,055−100.0% | Sold out |