Flaherty & Crumrine PREFERRED & INCOME OPPORTUNITY FUND INC
PFO- Exchange
- NYSE
- SEC CIK
- 0000882071
No open-market purchases or sales by Flaherty & Crumrine PREFERRED & INCOME OPPORTUNITY FUND INC insiders were filed in the last 90 days; 49 institutions reported holding it in 13F filings for Q2 2026, worth $37.3M in total; no superinvestor holds it.
13F holders, Q3 2024
Institutional positions in Flaherty & Crumrine PREFERRED & INCOME OPPORTUNITY FUND INC as of Sep 30, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 47
- 0 vs. Q2 2024
- Shares held
- 2.53M
- +450.3K (+21.7%) vs. Q2 2024
- Total value
- $23.7M
- +$6.12M (+34.8%) vs. Q2 2024
- New holders
- 8
- 12 more added
- Sold out
- 8
- 16 more reduced
1 institution that held it in Q2 2024 haven't filed for Q3 2024 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2024: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting PFO on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 49 | $37.3M |
| Q1 2026 | 52 | $39.9M |
| Q4 2025 | 45 | $41.1M |
| Q3 2025 | 45 | $39.0M |
| Q2 2025 | 47 | $28.6M |
| Q1 2025 | 46 | $28.2M |
| Q4 2024 | 44 | $26.9M |
| Q3 2024 | 47 | $23.7M |
| Q2 2024 | 48 | $17.6M |
| Q1 2024 | 43 | $15.5M |
| Q4 2023 | 47 | $14.6M |
| Q3 2023 | 41 | $10.9M |
| Q2 2023 | 37 | $9.91M |
| Q1 2023 | 37 | $9.91M |
| Q4 2022 | 43 | $8.08M |
| Q3 2022 | 42 | $9.84M |
| Q2 2022 | 41 | $9.15M |
| Q1 2022 | 38 | $11.2M |
| Q4 2021 | 41 | $12.0M |
| Q3 2021 | 40 | $11.0M |
| Q2 2021 | 39 | $12.0M |
| Q1 2021 | 41 | $11.6M |
Institutions, Q3 2024
Shares, value and share of portfolio for each institution holding Flaherty & Crumrine PREFERRED & INCOME OPPORTUNITY FUND INC; share changes are against Q2 2024.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Bessemer Group Inc | 436 | $4.00K | 0.00% | +31+7.7% | Added |
| CoreCap Advisors, LLC | 1,000 | $9.41K | 0.00% | +1,000 | New |
| Royal Bank of Canada | 1,102 | $10.0K | 0.00% | +875+385.5% | Added |
| Federation des caisses Desjardins du Quebec | 1,300 | $12.2K | 0.00% | 00.0% | Unchanged |
| West Branch Capital LLC | 2,179 | $20.5K | 0.01% | +27+1.3% | Added |
| Atticus Wealth Management, LLC | 2,746 | $25.8K | 0.01% | +44+1.6% | Added |
| S.A. Mason LLC | 3,500 | $32.9K | 0.02% | −3,500−50.0% | Reduced |
| Blue Bell Private Wealth Management, LLC | 3,668 | $34.5K | 0.01% | +1,076+41.5% | Added |
| UBS Group AG | 7,000 | $65.9K | 0.00% | −742−9.6% | Reduced |
| The PNC Financial Services Group, Inc. | 8,480 | $79.8K | 0.00% | −8,480−50.0% | Reduced |
| Resonant Capital Advisors, LLC | 10,000 | $94.1K | 0.01% | 00.0% | Unchanged |
| Stifel Financial Corp | 10,760 | $101.3K | 0.00% | 00.0% | Unchanged |
| Mosaic Family Wealth Partners, LLC | 11,824 | $111.3K | 0.02% | 00.0% | Unchanged |
| Millennium Management LLC | 12,552 | $118.1K | 0.00% | 00.0% | Unchanged |
| Jag Capital Management, LLC | 12,700 | $119.5K | 0.01% | +12,700 | New |
| SPC Financial, Inc. | 13,400 | $126.1K | 0.01% | −4,500−25.1% | Reduced |
| ORBA Wealth Advisors, L.L.C. | 14,000 | $131.7K | 0.07% | 00.0% | Unchanged |
| Apella Capital, LLC | 15,066 | $142.5K | 0.01% | 00.0% | Unchanged |
| Arlington Capital Management, Inc. | 17,375 | $163.5K | 0.13% | −121−0.7% | Reduced |
| Innova Wealth Partners | 17,375 | $163.5K | 0.13% | +17,375 | New |
| Catalina Capital Group, LLC | 18,855 | $177.4K | 0.06% | +970+5.4% | Added |
| Bank of America Corp | 20,290 | $190.9K | 0.00% | −374−1.8% | Reduced |
| HighTower Advisors, LLC | 21,053 | $196.0K | 0.00% | +461+2.2% | Added |
| Thomas J. Herzfeld Advisors, Inc. | 22,542 | $212.1K | 0.07% | +22,542 | New |
| Wells Fargo & Company | 22,782 | $214.4K | 0.00% | −2,422−9.6% | Reduced |
| Landscape Capital Management, L.L.C. | 23,729 | $223.3K | 0.02% | −14,342−37.7% | Reduced |
| Advisor Group Holdings, Inc. | 24,695 | $232.4K | 0.00% | +3,258+15.2% | Added |
| Basepoint Wealth LLC | 28,240 | $265.7K | 0.20% | +347+1.2% | Added |
| Clifford Swan Investment Counsel LLC | 29,500 | $277.6K | 0.01% | 00.0% | Unchanged |
| GWM Advisors LLC | 29,972 | $282.0K | 0.00% | −2,053−6.4% | Reduced |
| Envestnet Asset Management Inc | 37,985 | $357.4K | 0.00% | +37,985 | New |
| Robinson Capital Management, LLC | 37,950 | $358.2K | 0.12% | +37,950 | New |
| LPL Financial LLC | 38,195 | $359.4K | 0.00% | −1,118−2.8% | Reduced |
| Sowell Financial Services LLC | 39,073 | $368.0K | 0.02% | 00.0% | Unchanged |
| Bulldog Investors, LLP | 47,814 | $450.1K | 0.16% | +47,814 | New |
| D.A. Davidson & Co. | 67,434 | $634.6K | 0.01% | −98,210−59.3% | Reduced |
| Rivernorth Capital Management, LLC | 70,439 | $662.8K | 0.03% | 00.0% | Unchanged |
| CNH Partners LLC | 73,379 | $690.5K | 0.02% | −22,089−23.1% | Reduced |
| Cambridge Investment Research Advisors, Inc. | 73,482 | $691.0K | 0.00% | −5,302−6.7% | Reduced |
| Summit X, LLC | 84,046 | $711.9K | 0.17% | 00.0% | Unchanged |
| Consolidated Portfolio Review Corp | 88,070 | $828.7K | 0.18% | −14,656−14.3% | Reduced |
| Napa Wealth Management | 97,047 | $913.2K | 0.43% | +17,255+21.6% | Added |
| Morgan Stanley | 111,725 | $1.05M | 0.00% | +3,017+2.8% | Added |
| Matisse Capital | 170,775 | $1.61M | 0.78% | −6,848−3.9% | Reduced |
| Private Advisor Group, LLC | 201,582 | $1.90M | 0.01% | −7,603−3.6% | Reduced |
| Sit Investment Associates Inc | 292,778 | $2.75M | 0.06% | +137,354+88.4% | Added |
| CIBC Private Wealth Group, LLC | 588,511 | $5.54M | 0.01% | +588,511 | New |
| Saba Capital Management, L.P. | 0 | $0 | 0.00% | −132,888−100.0% | Sold out |
| Wolverine Asset Management LLC | 0 | $0 | 0.00% | −93,874−100.0% | Sold out |
| Cetera Investment Advisers | 0 | $0 | 0.00% | −19,612−100.0% | Sold out |
| Commonwealth Equity Services, LLC | 0 | $0 | 0.00% | −12,715−100.0% | Sold out |
| Rpo LLC | 0 | $0 | 0.00% | −12,287−100.0% | Sold out |
| Nomura Holdings Inc | 0 | $0 | 0.00% | −10,000−100.0% | Sold out |
| Northwestern Mutual Wealth Management Co | 0 | $0 | 0.00% | −5,500−100.0% | Sold out |
| International Assets Investment Management, LLC | 0 | $0 | 0.00% | −1,043−100.0% | Sold out |
| Benjamin F. Edwards & Company, Inc. | – | – | – | – | Not filed |