Flaherty & Crumrine PREFERRED & INCOME OPPORTUNITY FUND INC
PFO- Exchange
- NYSE
- SEC CIK
- 0000882071
No open-market purchases or sales by Flaherty & Crumrine PREFERRED & INCOME OPPORTUNITY FUND INC insiders were filed in the last 90 days; 49 institutions reported holding it in 13F filings for Q2 2026, worth $37.3M in total; no superinvestor holds it.
13F holders, Q4 2021
Institutional positions in Flaherty & Crumrine PREFERRED & INCOME OPPORTUNITY FUND INC as of Dec 31, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 41
- +2 vs. Q3 2021
- Shares held
- 942.5K
- +104.0K (+12.4%) vs. Q3 2021
- Total value
- $12.0M
- +$1.27M (+11.8%) vs. Q3 2021
- New holders
- 7
- 16 more added
- Sold out
- 5
- 8 more reduced
1 institution that held it in Q3 2021 haven't filed for Q4 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting PFO on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 49 | $37.3M |
| Q1 2026 | 52 | $39.9M |
| Q4 2025 | 45 | $41.1M |
| Q3 2025 | 45 | $39.0M |
| Q2 2025 | 47 | $28.6M |
| Q1 2025 | 46 | $28.2M |
| Q4 2024 | 44 | $26.9M |
| Q3 2024 | 47 | $23.7M |
| Q2 2024 | 48 | $17.6M |
| Q1 2024 | 43 | $15.5M |
| Q4 2023 | 47 | $14.6M |
| Q3 2023 | 41 | $10.9M |
| Q2 2023 | 37 | $9.91M |
| Q1 2023 | 37 | $9.91M |
| Q4 2022 | 43 | $8.08M |
| Q3 2022 | 42 | $9.84M |
| Q2 2022 | 41 | $9.15M |
| Q1 2022 | 38 | $11.2M |
| Q4 2021 | 41 | $12.0M |
| Q3 2021 | 40 | $11.0M |
| Q2 2021 | 39 | $12.0M |
| Q1 2021 | 41 | $11.6M |
Institutions, Q4 2021
Shares, value and share of portfolio for each institution holding Flaherty & Crumrine PREFERRED & INCOME OPPORTUNITY FUND INC; share changes are against Q3 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| NEXT Financial Group, Inc | 300 | $4.00K | 0.00% | 00.0% | Unchanged |
| US Bancorp | 380 | $5.00K | 0.00% | −146−27.8% | Reduced |
| Geneos Wealth Management Inc. | 400 | $5.00K | 0.00% | 00.0% | Unchanged |
| Benjamin F. Edwards & Company, Inc. | 650 | $8.00K | 0.00% | 00.0% | Unchanged |
| Harbour Investments, Inc. | 800 | $10.0K | 0.00% | −550−40.7% | Reduced |
| West Branch Capital LLC | 1,006 | $13.0K | 0.01% | 00.0% | Unchanged |
| CoreCap Advisors, LLC | 1,000 | $13.0K | 0.00% | +1,000 | New |
| Federation des caisses Desjardins du Quebec | 1,300 | $16.6K | 0.00% | 00.0% | Unchanged |
| Snowden Capital Advisors LLC | 2,275 | $29.0K | 0.00% | +2,275 | New |
| Future Financial Wealth Managment LLC | 3,131 | $40.0K | 0.03% | +3,131 | New |
| American Portfolios Advisors | 3,845 | $49.0K | 0.00% | +44+1.2% | Added |
| Royal Bank of Canada | 5,695 | $73.0K | 0.00% | +70+1.2% | Added |
| S.A. Mason LLC | 7,000 | $89.0K | 0.05% | 00.0% | Unchanged |
| Poehling Capital Management, LLC | 10,000 | $128.0K | 0.04% | 00.0% | Unchanged |
| Stifel Financial Corp | 10,760 | $137.0K | 0.00% | +10,760 | New |
| AdvisorNet Financial, Inc | 10,925 | $139.0K | 0.01% | 00.0% | Unchanged |
| Fifth Third Bancorp | 10,955 | $140.0K | 0.00% | 00.0% | Unchanged |
| Northwestern Mutual Wealth Management Co | 11,694 | $149.0K | 0.00% | +38+0.3% | Added |
| Mosaic Family Wealth, LLC | 11,761 | $150.0K | 0.04% | +40+0.3% | Added |
| Raymond James Financial Services Advisors, Inc. | 12,198 | $156.0K | 0.00% | +139+1.2% | Added |
| Quaker Wealth Management, LLC | 14,239 | $182.0K | 0.08% | +14,239 | New |
| Private Advisor Group, LLC | 15,003 | $191.0K | 0.00% | +3,318+28.4% | Added |
| Commonwealth Equity Services, LLC | 17,681 | $225.0K | 0.00% | −6,231−26.1% | Reduced |
| The PNC Financial Services Group, Inc. | 19,097 | $243.0K | 0.00% | +2,137+12.6% | Added |
| Raymond James & Associates | 20,780 | $265.0K | 0.00% | +3,479+20.1% | Added |
| Basepoint Wealth LLC | 21,325 | $271.9K | 0.27% | +21,325 | New |
| GWM Advisors LLC | 25,062 | $319.0K | 0.00% | +25,062 | New |
| Bank of America Corp | 27,672 | $353.0K | 0.00% | +15,596+129.1% | Added |
| Wells Fargo & Company | 28,753 | $367.0K | 0.00% | −239−0.8% | Reduced |
| SPC Financial, Inc. | 29,200 | $372.0K | 0.04% | +8,300+39.7% | Added |
| Clifford Swan Investment Counsel LLC | 29,500 | $376.0K | 0.01% | +6,000+25.5% | Added |
| Vanguard Capital Wealth Advisors | 30,000 | $382.0K | 0.27% | 00.0% | Unchanged |
| Covington Capital Management | 31,709 | $404.0K | 0.01% | −3,499−9.9% | Reduced |
| LPL Financial LLC | 36,918 | $471.0K | 0.00% | +2,684+7.8% | Added |
| D.A. Davidson & Co. | 37,736 | $481.0K | 0.01% | +501+1.3% | Added |
| Cetera Investment Advisers | 43,060 | $549.0K | 0.01% | +882+2.1% | Added |
| Cambridge Investment Research Advisors, Inc. | 46,777 | $596.0K | 0.00% | +6,080+14.9% | Added |
| Advisor Group Holdings, Inc. | 56,111 | $715.0K | 0.00% | +29,316+109.4% | Added |
| UBS Group AG | 63,856 | $814.0K | 0.00% | −2,432−3.7% | Reduced |
| Summit X, LLC | 82,325 | $1.05M | 0.25% | −3,073−3.6% | Reduced |
| Morgan Stanley | 159,612 | $2.04M | 0.00% | −378−0.2% | Reduced |
| Wolverine Asset Management LLC | 0 | $0 | 0.00% | −14,643−100.0% | Sold out |
| Oxbow Advisors, LLC | 0 | $0 | 0.00% | −10,685−100.0% | Sold out |
| Bessemer Group Inc | 0 | $0 | 0.00% | −9,000−100.0% | Sold out |
| Firestone Capital Management | 0 | $0 | 0.00% | −1,000−100.0% | Sold out |
| CX Institutional | 0 | $0 | 0.00% | −560−100.0% | Sold out |
| Mid Atlantic Financial Management Inc | – | – | – | – | Not filed |