Flaherty & Crumrine PREFERRED & INCOME OPPORTUNITY FUND INC
PFO- Exchange
- NYSE
- SEC CIK
- 0000882071
No open-market purchases or sales by Flaherty & Crumrine PREFERRED & INCOME OPPORTUNITY FUND INC insiders were filed in the last 90 days; 49 institutions reported holding it in 13F filings for Q2 2026, worth $37.3M in total; no superinvestor holds it.
Q4 2021 vs. Q3 2021
How the institutions holding Flaherty & Crumrine PREFERRED & INCOME OPPORTUNITY FUND INC changed between Q3 2021 and Q4 2021.
All holders in Q4 2021All holders in Q3 2021
| Measure | Q3 2021 | Of which not filed for Q4 2021 | Q4 2021 | Change |
|---|---|---|---|---|
| Holders | 40 | 1 | 41 | +2 |
| Shares | 861.5K | 23.0K | 942.5K | +104.0K (+12.4%) |
| Value | $11.0M | $295.0K | $12.0M | +$1.27M (+11.8%) |
1 institution that held it in Q3 2021 haven't filed for Q4 2021 yet. Not filing isn't selling, so the changes leave them out.
New holders (7)
Institutions that held Flaherty & Crumrine PREFERRED & INCOME OPPORTUNITY FUND INC at the end of Q4 2021 but not at the end of Q3 2021.
| Institution | Shares | Value | % of portfolio |
|---|---|---|---|
| GWM Advisors LLC | 25,062 | $319.0K | 0.00% |
| Basepoint Wealth LLC | 21,325 | $271.9K | 0.27% |
| Quaker Wealth Management, LLC | 14,239 | $182.0K | 0.08% |
| Stifel Financial Corp | 10,760 | $137.0K | 0.00% |
| Future Financial Wealth Managment LLC | 3,131 | $40.0K | 0.03% |
| Snowden Capital Advisors LLC | 2,275 | $29.0K | 0.00% |
| CoreCap Advisors, LLC | 1,000 | $13.0K | 0.00% |
Sold out (5)
Institutions that held Flaherty & Crumrine PREFERRED & INCOME OPPORTUNITY FUND INC at the end of Q3 2021 and filed for Q4 2021 without it.
| Institution | Shares, Q3 2021 | Value, Q3 2021 |
|---|---|---|
| Wolverine Asset Management LLC | 14,643 | $187.0K |
| Oxbow Advisors, LLC | 10,685 | $137.0K |
| Bessemer Group Inc | 9,000 | $115.0K |
| Firestone Capital Management | 1,000 | $13.0K |
| CX Institutional | 560 | $7.00K |
Not filed for Q4 2021 yet (1)
Institutions that held Flaherty & Crumrine PREFERRED & INCOME OPPORTUNITY FUND INC at the end of Q3 2021 and haven't filed a 13F for Q4 2021. Not filing isn't selling, so they aren't counted as sold out.
| Institution | Shares, Q3 2021 | Value, Q3 2021 |
|---|---|---|
| Mid Atlantic Financial Management Inc | 23,000 | $295.0K |