Flaherty & Crumrine PREFERRED & INCOME OPPORTUNITY FUND INC
PFO- Exchange
- NYSE
- SEC CIK
- 0000882071
No open-market purchases or sales by Flaherty & Crumrine PREFERRED & INCOME OPPORTUNITY FUND INC insiders were filed in the last 90 days; 49 institutions reported holding it in 13F filings for Q2 2026, worth $37.3M in total; no superinvestor holds it.
13F holders, Q1 2022
Institutional positions in Flaherty & Crumrine PREFERRED & INCOME OPPORTUNITY FUND INC as of Mar 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 38
- 0 vs. Q4 2021
- Shares held
- 970.8K
- +41.2K (+4.4%) vs. Q4 2021
- Total value
- $11.2M
- −$682.9K (−5.8%) vs. Q4 2021
- New holders
- 4
- 14 more added
- Sold out
- 4
- 6 more reduced
3 institutions that held it in Q4 2021 haven't filed for Q1 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting PFO on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 49 | $37.3M |
| Q1 2026 | 52 | $39.9M |
| Q4 2025 | 45 | $41.1M |
| Q3 2025 | 45 | $39.0M |
| Q2 2025 | 47 | $28.6M |
| Q1 2025 | 46 | $28.2M |
| Q4 2024 | 44 | $26.9M |
| Q3 2024 | 47 | $23.7M |
| Q2 2024 | 48 | $17.6M |
| Q1 2024 | 43 | $15.5M |
| Q4 2023 | 47 | $14.6M |
| Q3 2023 | 41 | $10.9M |
| Q2 2023 | 37 | $9.91M |
| Q1 2023 | 37 | $9.91M |
| Q4 2022 | 43 | $8.08M |
| Q3 2022 | 42 | $9.84M |
| Q2 2022 | 41 | $9.15M |
| Q1 2022 | 38 | $11.2M |
| Q4 2021 | 41 | $12.0M |
| Q3 2021 | 40 | $11.0M |
| Q2 2021 | 39 | $12.0M |
| Q1 2021 | 41 | $11.6M |
Institutions, Q1 2022
Shares, value and share of portfolio for each institution holding Flaherty & Crumrine PREFERRED & INCOME OPPORTUNITY FUND INC; share changes are against Q4 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| US Bancorp | 380 | $4.00K | 0.00% | 00.0% | Unchanged |
| Geneos Wealth Management Inc. | 400 | $4.00K | 0.00% | 00.0% | Unchanged |
| Benjamin F. Edwards & Company, Inc. | 650 | $7.00K | 0.00% | 00.0% | Unchanged |
| West Branch Capital LLC | 1,006 | $12.0K | 0.01% | 00.0% | Unchanged |
| Money Concepts Capital Corp | 1,000 | $12.0K | 0.00% | +1,000 | New |
| Burleson & Company, LLC | 1,250 | $14.0K | 0.00% | +1,250 | New |
| Federation des caisses Desjardins du Quebec | 1,300 | $14.9K | 0.00% | 00.0% | Unchanged |
| American Portfolios Advisors | 3,891 | $44.7K | 0.00% | +46+1.2% | Added |
| Royal Bank of Canada | 5,695 | $65.0K | 0.00% | 00.0% | Unchanged |
| S.A. Mason LLC | 7,000 | $81.0K | 0.05% | 00.0% | Unchanged |
| Future Financial Wealth Managment LLC | 8,806 | $101.0K | 0.08% | +5,675+181.3% | Added |
| Poehling Capital Management, LLC | 10,000 | $115.0K | 0.04% | 00.0% | Unchanged |
| Rivernorth Capital Management, LLC | 10,388 | $119.0K | 0.00% | +10,388 | New |
| Stifel Financial Corp | 10,760 | $123.0K | 0.00% | 00.0% | Unchanged |
| Fifth Third Bancorp | 10,955 | $126.0K | 0.00% | 00.0% | Unchanged |
| Northwestern Mutual Wealth Management Co | 11,734 | $135.0K | 0.00% | +40+0.3% | Added |
| United Capital Financial Advisers, LLC | 12,000 | $138.0K | 0.00% | +12,000 | New |
| Quaker Wealth Management, LLC | 14,509 | $167.0K | 0.07% | +270+1.9% | Added |
| Commonwealth Equity Services, LLC | 17,744 | $204.0K | 0.00% | +63+0.4% | Added |
| The PNC Financial Services Group, Inc. | 19,097 | $221.0K | 0.00% | 00.0% | Unchanged |
| Wells Fargo & Company | 21,080 | $243.0K | 0.00% | −7,673−26.7% | Reduced |
| Bank of America Corp | 21,383 | $246.0K | 0.00% | −6,289−22.7% | Reduced |
| Basepoint Wealth LLC | 21,731 | $249.9K | 0.23% | +406+1.9% | Added |
| GWM Advisors LLC | 29,162 | $336.0K | 0.01% | +4,100+16.4% | Added |
| Clifford Swan Investment Counsel LLC | 29,500 | $339.0K | 0.01% | 00.0% | Unchanged |
| Vanguard Capital Wealth Advisors | 30,000 | $345.0K | 0.25% | 00.0% | Unchanged |
| Covington Capital Management | 31,709 | $365.0K | 0.01% | 00.0% | Unchanged |
| SPC Financial, Inc. | 34,100 | $392.0K | 0.05% | +4,900+16.8% | Added |
| LPL Financial LLC | 35,147 | $404.0K | 0.00% | −1,771−4.8% | Reduced |
| Cetera Investment Advisers | 35,586 | $409.0K | 0.01% | −7,474−17.4% | Reduced |
| Private Advisor Group, LLC | 38,828 | $447.0K | 0.00% | +23,825+158.8% | Added |
| D.A. Davidson & Co. | 41,211 | $474.0K | 0.01% | +3,475+9.2% | Added |
| Cambridge Investment Research Advisors, Inc. | 50,898 | $585.0K | 0.00% | +4,121+8.8% | Added |
| Raymond James & Associates | 57,807 | $665.0K | 0.00% | +37,027+178.2% | Added |
| Advisor Group Holdings, Inc. | 59,340 | $684.0K | 0.00% | +3,229+5.8% | Added |
| UBS Group AG | 64,211 | $738.0K | 0.00% | +355+0.6% | Added |
| Summit X, LLC | 74,561 | $863.0K | 0.21% | −7,764−9.4% | Reduced |
| Morgan Stanley | 145,962 | $1.68M | 0.00% | −13,650−8.6% | Reduced |
| Raymond James Financial Services Advisors, Inc. | 0 | $0 | 0.00% | −12,198−100.0% | Sold out |
| AdvisorNet Financial, Inc | 0 | $0 | 0.00% | −10,925−100.0% | Sold out |
| Snowden Capital Advisors LLC | 0 | $0 | 0.00% | −2,275−100.0% | Sold out |
| CoreCap Advisors, LLC | 0 | $0 | 0.00% | −1,000−100.0% | Sold out |
| Mosaic Family Wealth, LLC | – | – | – | – | Not filed |
| Harbour Investments, Inc. | – | – | – | – | Not filed |
| NEXT Financial Group, Inc | – | – | – | – | Not filed |