Novartis AG
NVS- Exchange
- NYSE
- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001114448
No open-market purchases or sales by Novartis AG insiders were filed in the last 90 days; 1,625 institutions reported holding it in 13F filings for Q2 2026, worth $21.3B in total; Maverick Capital is the only superinvestor holding it.
Other share classesNVSEF
13F holders, Q1 2022
Institutional positions in Novartis AG as of Mar 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 1,137
- +4 vs. Q4 2021
- Shares held
- 208.2M
- −2.70M (−1.3%) vs. Q4 2021
- Total value
- $18.3B
- −$195.4M (−1.1%) vs. Q4 2021
- New holders
- 93
- 413 more added
- Sold out
- 89
- 414 more reduced
14 institutions that held it in Q4 2021 haven't filed for Q1 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting NVS on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1,625 | $21.3B |
| Q1 2026 | 1,604 | $22.0B |
| Q4 2025 | 1,515 | $18.4B |
| Q3 2025 | 1,405 | $17.2B |
| Q2 2025 | 1,387 | $16.2B |
| Q1 2025 | 1,361 | $15.4B |
| Q4 2024 | 1,345 | $12.7B |
| Q3 2024 | 1,314 | $15.2B |
| Q2 2024 | 1,309 | $14.7B |
| Q1 2024 | 1,254 | $13.6B |
| Q4 2023 | 1,274 | $14.2B |
| Q3 2023 | 1,225 | $15.1B |
| Q2 2023 | 1,203 | $14.9B |
| Q1 2023 | 1,182 | $15.2B |
| Q4 2022 | 1,183 | $15.5B |
| Q3 2022 | 1,088 | $13.7B |
| Q2 2022 | 1,142 | $16.9B |
| Q1 2022 | 1,137 | $18.3B |
| Q4 2021 | 1,147 | $18.5B |
| Q3 2021 | 1,083 | $18.0B |
| Q2 2021 | 1,123 | $19.8B |
| Q1 2021 | 1,138 | $18.7B |
Institutions, Q1 2022
Shares, value and share of portfolio for each institution holding Novartis AG; share changes are against Q4 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Deutsche Bank AG | 5,997 | $526.0K | 0.00% | −9,256−60.7% | Reduced |
| MQS Management LLC | 5,989 | $526.0K | 0.43% | +5,989 | New |
| Hartford Investment Management Co | 5,965 | $523.0K | 0.01% | 00.0% | Unchanged |
| Sigma Planning Corp | 5,940 | $521.0K | 0.02% | −1,710−22.4% | Reduced |
| Guggenheim Capital LLC | 5,931 | $520.0K | 0.00% | −3,527−37.3% | Reduced |
| Hilltop Holdings Inc. | 5,900 | $518.0K | 0.06% | +99+1.7% | Added |
| Lindbrook Capital, LLC | 5,845 | $513.0K | 0.08% | −402−6.4% | Reduced |
| Plancorp, LLC | 5,841 | $513.0K | 0.03% | +11+0.2% | Added |
| Kingsview Wealth Management, LLC | 5,805 | $509.4K | 0.02% | −1,934−25.0% | Reduced |
| Boenning & Scattergood, Inc. | 5,798 | $509.0K | 0.08% | −948−14.1% | Reduced |
| Juncture Wealth Strategies, LLC | 5,800 | $509.0K | 0.24% | +500+9.4% | Added |
| M Holdings Securities, Inc. | 5,806 | $509.0K | 0.04% | +5,806 | New |
| Hollow Brook Wealth Management LLC | 5,788 | $508.0K | 0.23% | 00.0% | Unchanged |
| Capital Investment Advisors, LLC | 5,788 | $508.0K | 0.02% | +17+0.3% | Added |
| First City Capital Management, Inc. | 5,788 | $508.0K | 0.28% | +151+2.7% | Added |
| Davidson Trust Co | 5,762 | $506.0K | 0.38% | −307−5.1% | Reduced |
| Moloney Securities Asset Management, LLC | 5,707 | $501.0K | 0.10% | −45−0.8% | Reduced |
| CIBC Asset Management Inc | 5,711 | $501.0K | 0.00% | +5,711 | New |
| O'Brien Greene & Co. Inc | 5,704 | $500.0K | 0.17% | 00.0% | Unchanged |
| BDO Wealth Advisors, LLC | 5,692 | $499.0K | 0.05% | −275−4.6% | Reduced |
| Clarius Group, LLC | 5,700 | $499.0K | 0.04% | 00.0% | Unchanged |
| V Wealth Advisors LLC | 5,671 | $498.0K | 0.08% | +362+6.8% | Added |
| Fort Sheridan Advisors LLC | 5,647 | $496.0K | 0.15% | −180−3.1% | Reduced |
| CFO4Life Group, LLC | 5,632 | $494.0K | 0.10% | −196−3.4% | Reduced |
| Corient Capital Partners, LLC | 5,634 | $494.0K | 0.03% | +1,443+34.4% | Added |
| Lincoln National Corp | 5,617 | $493.0K | 0.01% | −327−5.5% | Reduced |
| Woodstock Corp | 5,596 | $491.0K | 0.06% | −1,684−23.1% | Reduced |
| Norway Savings Bank | 5,573 | $489.0K | 0.22% | −405−6.8% | Reduced |
| Lido Advisors, LLC | 5,563 | $488.0K | 0.01% | −250−4.3% | Reduced |
| Moody Lynn & Lieberson, LLC | 5,550 | $487.0K | 0.04% | 00.0% | Unchanged |
| Community Bank, N.A. | 5,533 | $486.0K | 0.06% | −1,625−22.7% | Reduced |
| St Germain D J Co Inc | 5,514 | $484.0K | 0.03% | 00.0% | Unchanged |
| Astrantus Ltd | 5,500 | $483.0K | 0.81% | −5,061−47.9% | Reduced |
| Concord Wealth Partners | 5,507 | $483.0K | 0.12% | +95+1.8% | Added |
| Brandywine Oak Private Wealth LLC | 5,507 | $482.0K | 0.06% | −89−1.6% | Reduced |
| Cannell Peter B & Co Inc | 5,496 | $482.0K | 0.01% | 00.0% | Unchanged |
| Icon Wealth Partners, LLC | 5,436 | $477.0K | 0.05% | +598+12.4% | Added |
| Caldwell Trust Co | 5,426 | $476.1K | 0.06% | −127−2.3% | Reduced |
| Dixon Hubard Feinour & Brown Inc | 5,424 | $476.0K | 0.05% | +112+2.1% | Added |
| Jacobi Capital Management LLC | 5,429 | $476.0K | 0.06% | +359+7.1% | Added |
| Wesbanco Bank Inc | 5,414 | $475.0K | 0.02% | 00.0% | Unchanged |
| Thrivent Financial for Lutherans | 5,416 | $475.0K | 0.00% | +5,416 | New |
| Mitchell McLeod Pugh & Williams Inc | 5,404 | $474.0K | 0.16% | +260+5.1% | Added |
| Bellecapital International Ltd. | 5,387 | $473.0K | 0.15% | −87−1.6% | Reduced |
| Keystone Financial Services | 5,636 | $471.0K | 0.27% | −40−0.7% | Reduced |
| Hoylecohen, LLC | 5,353 | $470.0K | 0.04% | −220−3.9% | Reduced |
| Regatta Capital Group, LLC | 5,360 | $470.0K | 0.16% | +8+0.1% | Added |
| Beddow Capital Management Inc | 5,300 | $465.0K | 0.25% | +5,300 | New |
| BKD Wealth Advisors, LLC | 5,207 | $457.0K | 0.02% | +1,432+37.9% | Added |
| Apollon Wealth Management, LLC | 5,202 | $456.0K | 0.03% | −5,127−49.6% | Reduced |
| Beck Mack & Oliver LLC | 5,200 | $456.0K | 0.01% | 00.0% | Unchanged |
| Ropes Wealth Advisors LLC | 5,158 | $453.0K | 0.08% | −246−4.6% | Reduced |
| Northwest Capital Management Inc | 5,150 | $452.0K | 0.21% | 00.0% | Unchanged |
| Security Asset Management | 5,130 | $450.0K | 0.19% | −464−8.3% | Reduced |
| Smithfield Trust Co | 5,085 | $449.0K | 0.03% | −400−7.3% | Reduced |
| First American Trust, FSB | 5,121 | $449.0K | 0.06% | +737+16.8% | Added |
| Y-Intercept (Hong Kong) Ltd | 5,089 | $447.0K | 0.10% | −2,183−30.0% | Reduced |
| Brighton Jones LLC | 5,098 | $447.0K | 0.02% | +61+1.2% | Added |
| American Trust Investment Advisors, LLC | 5,095 | $447.0K | 0.23% | +235+4.8% | Added |
| Independent Advisor Alliance | 5,083 | $446.0K | 0.02% | −111−2.1% | Reduced |
| Alhambra Investment Partners LLC | 5,034 | $442.0K | 0.29% | 00.0% | Unchanged |
| North Star Asset Management Inc | 5,026 | $441.0K | 0.02% | +25+0.5% | Added |
| Mark Sheptoff Financial Planning, LLC | 5,016 | $440.0K | 0.22% | −400−7.4% | Reduced |
| Allen Investment Management LLC | 5,000 | $439.0K | 0.01% | 00.0% | Unchanged |
| Valley Brook Capital Group | 4,984 | $437.0K | 0.38% | −167−3.2% | Reduced |
| Pinnacle Wealth Management Advisory Group, LLC | 4,947 | $434.0K | 0.06% | 00.0% | Unchanged |
| Patriot Investment Management Inc. | 4,912 | $431.0K | 0.04% | −242−4.7% | Reduced |
| NorthRock Partners, LLC | 4,898 | $430.0K | 0.04% | −183−3.6% | Reduced |
| Institute for Wealth Management, LLC. | 4,883 | $429.0K | 0.07% | +10.0% | Added |
| Cohen Investment Advisors LLC | 4,893 | $429.0K | 0.32% | +66+1.4% | Added |
| Fairhaven Wealth Management, LLC | 4,881 | $428.0K | 0.17% | −15,414−75.9% | Reduced |
| Ashfield Capital Partners, LLC | 4,874 | $428.0K | 0.03% | 00.0% | Unchanged |
| RiverGlades Family Offices LLC | 4,875 | $428.0K | 0.32% | 00.0% | Unchanged |
| Venturi Wealth Management, LLC | 4,876 | $428.0K | 0.03% | +273+5.9% | Added |
| Benchmark Investment Advisors LLC | 4,863 | $427.0K | 0.32% | −567−10.4% | Reduced |
| Dakota Wealth Management | 4,869 | $427.0K | 0.03% | +185+3.9% | Added |
| Grant/GrossMendelsohn, LLC | 4,654 | $426.0K | 0.21% | +4,654 | New |
| Canal Capital Management, LLC | 4,839 | $425.0K | 0.11% | −39,906−89.2% | Reduced |
| Dynamic Advisor Solutions LLC | 4,811 | $422.0K | 0.03% | +345+7.7% | Added |
| Busey Wealth Management | 4,776 | $420.0K | 0.02% | −593−11.0% | Reduced |
| Salem Investment Counselors Inc | 4,771 | $419.0K | 0.02% | −227−4.5% | Reduced |
| Coldstream Capital Management Inc | 4,743 | $416.0K | 0.01% | +558+13.3% | Added |
| YHB Investment Advisors, Inc. | 4,693 | $412.0K | 0.04% | −25−0.5% | Reduced |
| Ameritas Advisory Services, LLC | 4,655 | $408.0K | 0.01% | −163−3.4% | Reduced |
| Violich Capital Management, Inc. | 4,650 | $408.0K | 0.06% | −90−1.9% | Reduced |
| Capital Investment Advisory Services, LLC | 4,596 | $403.0K | 0.04% | +126+2.8% | Added |
| Aspiriant, LLC | 4,581 | $402.0K | 0.02% | −21−0.5% | Reduced |
| Montecito Bank & Trust | 4,563 | $400.0K | 0.07% | 00.0% | Unchanged |
| Sargent Bickham Lagudis LLC | 4,537 | $398.0K | 0.03% | +90+2.0% | Added |
| Cullinan Associates Inc | 4,500 | $395.0K | 0.02% | −165−3.5% | Reduced |
| Cypress Capital Group | 4,466 | $392.0K | 0.05% | −676−13.1% | Reduced |
| Capital Analysts, LLC | 4,435 | $389.0K | 0.02% | −10−0.2% | Reduced |
| Norris Perne & French LLP | 4,417 | $388.0K | 0.03% | −1,537−25.8% | Reduced |
| Aull & Monroe Investment Management Corp | 4,425 | $388.0K | 0.17% | 00.0% | Unchanged |
| Spinnaker Trust | 4,386 | $385.0K | 0.03% | −475−9.8% | Reduced |
| Circle Wealth Management, LLC | 4,381 | $384.0K | 0.05% | +550+14.4% | Added |
| GSB Wealth Management, LLC | 4,368 | $383.0K | 0.11% | +4+0.1% | Added |
| Resources Investment Advisors, LLC. | 4,367 | $383.0K | 0.01% | +137+3.2% | Added |
| Baker Avenue Asset Management, LP | 4,356 | $382.0K | 0.02% | +956+28.1% | Added |
| Jacobs & Co | 4,325 | $379.0K | 0.04% | −1,000−18.8% | Reduced |