Novartis AG
NVS- Exchange
- NYSE
- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001114448
No open-market purchases or sales by Novartis AG insiders were filed in the last 90 days; 1,625 institutions reported holding it in 13F filings for Q2 2026, worth $21.3B in total; Maverick Capital is the only superinvestor holding it.
Other share classesNVSEF
13F holders, Q1 2022
Institutional positions in Novartis AG as of Mar 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 1,137
- +4 vs. Q4 2021
- Shares held
- 208.2M
- −2.70M (−1.3%) vs. Q4 2021
- Total value
- $18.3B
- −$195.4M (−1.1%) vs. Q4 2021
- New holders
- 93
- 413 more added
- Sold out
- 89
- 414 more reduced
14 institutions that held it in Q4 2021 haven't filed for Q1 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting NVS on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1,625 | $21.3B |
| Q1 2026 | 1,604 | $22.0B |
| Q4 2025 | 1,515 | $18.4B |
| Q3 2025 | 1,405 | $17.2B |
| Q2 2025 | 1,387 | $16.2B |
| Q1 2025 | 1,361 | $15.4B |
| Q4 2024 | 1,345 | $12.7B |
| Q3 2024 | 1,314 | $15.2B |
| Q2 2024 | 1,309 | $14.7B |
| Q1 2024 | 1,254 | $13.6B |
| Q4 2023 | 1,274 | $14.2B |
| Q3 2023 | 1,225 | $15.1B |
| Q2 2023 | 1,203 | $14.9B |
| Q1 2023 | 1,182 | $15.2B |
| Q4 2022 | 1,183 | $15.5B |
| Q3 2022 | 1,088 | $13.7B |
| Q2 2022 | 1,142 | $16.9B |
| Q1 2022 | 1,137 | $18.3B |
| Q4 2021 | 1,147 | $18.5B |
| Q3 2021 | 1,083 | $18.0B |
| Q2 2021 | 1,123 | $19.8B |
| Q1 2021 | 1,138 | $18.7B |
Institutions, Q1 2022
Shares, value and share of portfolio for each institution holding Novartis AG; share changes are against Q4 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Strategic Global Advisors, LLC | 4,301 | $377.0K | 0.06% | +62+1.5% | Added |
| American National Insurance Co | 4,300 | $377.0K | 0.10% | 00.0% | Unchanged |
| Citadel Advisors LLC | 4,290 | $376.0K | 0.00% | −287,988−98.5% | Reduced |
| Marino, Stram & Associates LLC | 4,259 | $374.0K | 0.12% | +142+3.4% | Added |
| Intersect Capital LLC | 4,260 | $374.0K | 0.07% | +1,067+33.4% | Added |
| Helen Stephens Group, LLC | 4,250 | $373.0K | 0.26% | 00.0% | Unchanged |
| Modera Wealth Management, LLC | 4,250 | $373.0K | 0.02% | +4,250 | New |
| Shufro Rose & Co LLC | 4,240 | $372.0K | 0.03% | 00.0% | Unchanged |
| Pointe Capital Management LLC | 4,244 | $372.0K | 0.24% | +446+11.7% | Added |
| Ategra Capital Management, LLC | 4,221 | $370.4K | 0.17% | −486−10.3% | Reduced |
| Oakworth Capital, Inc. | 4,221 | $370.0K | 0.03% | −300−6.6% | Reduced |
| Kenfarb & Co. | 4,200 | $369.0K | 0.29% | 00.0% | Unchanged |
| Qtron Investments LLC | 4,195 | $368.0K | 0.08% | 00.0% | Unchanged |
| Robertson Stephens Wealth Management, LLC | 4,187 | $367.0K | 0.03% | −251−5.7% | Reduced |
| Global Retirement Partners, LLC | 3,986 | $366.0K | 0.03% | +3,986 | New |
| S.A. Mason LLC | 4,136 | $363.0K | 0.23% | 00.0% | Unchanged |
| Advisory Resource Group | 4,136 | $363.0K | 0.11% | +197+5.0% | Added |
| Paradigm Capital Management, LLC | 4,120 | $362.0K | 0.36% | −225−5.2% | Reduced |
| Moneta Group Investment Advisors LLC | 4,125 | $362.0K | 0.01% | +66+1.6% | Added |
| Koshinski Asset Management, Inc. | 4,119 | $361.4K | 0.03% | +85+2.1% | Added |
| Keebeck Alpha, LP | 4,111 | $361.0K | 0.11% | 00.0% | Unchanged |
| Vicus Capital | 4,111 | $361.0K | 0.04% | −23−0.6% | Reduced |
| Keudell/Morrison Wealth Management | 4,118 | $361.0K | 0.15% | +327+8.6% | Added |
| Essex Investment Management Co LLC | 4,101 | $360.0K | 0.04% | 00.0% | Unchanged |
| Monticello Wealth Management, LLC | 4,111 | $360.0K | 0.03% | +4,111 | New |
| Penobscot Investment Management Company, Inc. | 4,075 | $358.0K | 0.05% | 00.0% | Unchanged |
| RNC Capital Management LLC | 4,066 | $357.0K | 0.02% | +140+3.6% | Added |
| Bank of Hawaii | 4,073 | $357.0K | 0.02% | +624+18.1% | Added |
| Private Trust Co NA | 4,050 | $355.0K | 0.06% | −95−2.3% | Reduced |
| Blackston Financial Advisory Group, LLC | 4,341 | $355.0K | 0.23% | +509+13.3% | Added |
| Mattern Wealth Management LLC | 4,029 | $354.0K | 0.12% | −85−2.1% | Reduced |
| First Personal Financial Services | 3,943 | $346.0K | 0.08% | −10.0% | Reduced |
| Merrion Investment Management Co, LLC | 3,940 | $345.0K | 0.25% | +2+0.1% | Added |
| West Coast Financial LLC | 3,936 | $345.0K | 0.05% | 00.0% | Unchanged |
| B. Riley Wealth Management, Inc. | 3,883 | $341.0K | 0.03% | −69−1.7% | Reduced |
| Financial & Tax Architects, LLC | 3,882 | $340.7K | 0.13% | +3,882 | New |
| Intrua Financial, LLC | 3,876 | $340.0K | 0.06% | −769−16.6% | Reduced |
| Sound View Wealth Advisors Group, LLC | 3,877 | $340.0K | 0.06% | 00.0% | Unchanged |
| Edge Capital Group, LLC | 3,865 | $339.0K | 0.02% | +728+23.2% | Added |
| Texas Yale Capital Corp. | 3,845 | $337.0K | 0.02% | 00.0% | Unchanged |
| Hendershot Investments Inc. | 3,827 | $336.0K | 0.05% | 00.0% | Unchanged |
| Twin Lakes Capital Management, LLC | 3,832 | $336.0K | 0.19% | +94+2.5% | Added |
| Stokes Family Office, LLC | 3,824 | $336.0K | 0.04% | +1,371+55.9% | Added |
| Heck Capital Advisors, LLC | 3,810 | $334.3K | 0.06% | −39−1.0% | Reduced |
| Continuum Advisory, LLC | 3,793 | $334.0K | 0.06% | +3,793 | New |
| MMBG Investment Advisors Co. | 3,796 | $333.0K | 0.03% | 00.0% | Unchanged |
| CCG Wealth Management, LLC | 3,794 | $333.0K | 0.16% | +3,794 | New |
| Arkadios Wealth Advisors | 3,788 | $332.0K | 0.04% | +493+15.0% | Added |
| Riverview Trust Co | 3,763 | $330.0K | 0.24% | 00.0% | Unchanged |
| Americana Partners, LLC | 3,775 | $328.0K | 0.10% | −11,111−74.6% | Reduced |
| Newman Dignan & Sheerar, Inc. | 3,699 | $325.0K | 0.10% | 00.0% | Unchanged |
| Summit Financial Group Inc | 3,694 | $324.0K | 0.11% | −75−2.0% | Reduced |
| Western Wealth Management, LLC | 3,698 | $324.0K | 0.02% | +3,698 | New |
| Pinnacle Bancorp, Inc. | 3,672 | $322.0K | 0.11% | −175−4.5% | Reduced |
| Round Hill Asset Management | 3,642 | $320.0K | 0.17% | 00.0% | Unchanged |
| HM Payson & Co | 3,639 | $319.0K | 0.01% | +210+6.1% | Added |
| GoalVest Advisory LLC | 3,621 | $318.0K | 0.18% | +3,621 | New |
| Ancora Advisors, LLC | 3,616 | $317.0K | 0.01% | −107−2.9% | Reduced |
| Smart Money Group LLC | 3,599 | $316.0K | 0.21% | +88+2.5% | Added |
| Inlet Private Wealth, LLC | 3,576 | $314.0K | 0.08% | 00.0% | Unchanged |
| BFT Financial Group, LLC | 3,578 | $314.0K | 0.05% | +3,578 | New |
| H. L. Ormond & Company, LLC | 3,561 | $313.0K | 0.38% | −26−0.7% | Reduced |
| Veracity Capital LLC | 3,565 | $313.0K | 0.13% | +104+3.0% | Added |
| Henry James International Management, Inc. | 3,551 | $312.0K | 0.12% | 00.0% | Unchanged |
| Proficio Capital Partners LLC | 3,542 | $311.0K | 0.05% | +3,542 | New |
| Arete Wealth Advisors, LLC | 3,530 | $310.0K | 0.03% | −271−7.1% | Reduced |
| Glenview Trust Co | 3,521 | $309.0K | 0.01% | 00.0% | Unchanged |
| Zions Bancorporation, N.A. | 3,528 | $309.0K | 0.03% | +655+22.8% | Added |
| Davis R M Inc | 3,514 | $308.0K | 0.01% | −500−12.5% | Reduced |
| Grantham, Mayo, Van Otterloo & Co. LLC | 3,500 | $307.0K | 0.00% | −192,200−98.2% | Reduced |
| Occidental Asset Management, LLC | 3,501 | $307.0K | 0.08% | +7+0.2% | Added |
| Cozad Asset Management Inc | 3,498 | $307.0K | 0.04% | +300+9.4% | Added |
| Meridian Wealth Management, LLC | 3,483 | $306.0K | 0.03% | 00.0% | Unchanged |
| Rehmann Capital Advisory Group | 3,484 | $305.7K | 0.03% | +91+2.7% | Added |
| Veritable, L.P. | 3,470 | $304.0K | 0.00% | −158−4.4% | Reduced |
| Pallas Capital Advisors LLC | 3,274 | $303.0K | 0.04% | −1,424−30.3% | Reduced |
| Wulff, Hansen & Co. | 3,425 | $301.0K | 0.29% | −745−17.9% | Reduced |
| Linscomb & Williams, Inc. | 3,437 | $301.0K | 0.01% | +191+5.9% | Added |
| Kendall Capital Management | 3,418 | $300.0K | 0.14% | 00.0% | Unchanged |
| Nwam LLC | 3,416 | $300.0K | 0.02% | +66+2.0% | Added |
| Toronto Dominion Bank | 3,420 | $300.0K | 0.00% | +1,320+62.9% | Added |
| Foster & Motley Inc | 3,405 | $299.0K | 0.02% | −799−19.0% | Reduced |
| Shelton Capital Management | 3,400 | $298.0K | 0.01% | 00.0% | Unchanged |
| Five Oceans Advisors | 3,397 | $298.0K | 0.27% | +1,083+46.8% | Added |
| Formidable Asset Management, LLC | 3,396 | $298.0K | 0.06% | +3,396 | New |
| Chicago Capital, LLC | 3,390 | $297.0K | 0.01% | 00.0% | Unchanged |
| Hyman Charles D | 3,374 | $296.0K | 0.02% | 00.0% | Unchanged |
| DF Dent & Co Inc | 3,367 | $295.0K | 0.00% | −12−0.4% | Reduced |
| Global Trust Asset Management, LLC | 3,362 | $295.0K | 0.12% | 00.0% | Unchanged |
| Credit Suisse AG | 3,314 | $291.0K | 0.00% | −2,647−44.4% | Reduced |
| Change Path, LLC | 3,316 | $291.0K | 0.02% | −1,710−34.0% | Reduced |
| jvl associates llc | 3,300 | $290.0K | 0.18% | −1,595−32.6% | Reduced |
| Carmichael Hill & Associates, Inc. | 3,283 | $288.0K | 0.14% | −125−3.7% | Reduced |
| Kanawha Capital Management LLC | 3,286 | $288.0K | 0.03% | −58−1.7% | Reduced |
| Crew Capital Management, Ltd. | 3,270 | $287.0K | 0.28% | 00.0% | Unchanged |
| Family Legacy, Inc. | 3,250 | $285.0K | 0.12% | 00.0% | Unchanged |
| High Net Worth Advisory Group LLC | 3,244 | $285.0K | 0.10% | 00.0% | Unchanged |
| Dorchester Wealth Management Co | 2,600 | $285.0K | 0.05% | −380−12.8% | Reduced |
| Kathmere Capital Management, LLC | 3,244 | $285.0K | 0.05% | +3,244 | New |
| Valeo Financial Advisors, LLC | 3,223 | $283.0K | 0.01% | −4,659−59.1% | Reduced |