Novartis AG
NVS- Exchange
- NYSE
- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001114448
No open-market purchases or sales by Novartis AG insiders were filed in the last 90 days; 1,625 institutions reported holding it in 13F filings for Q2 2026, worth $21.3B in total; Maverick Capital is the only superinvestor holding it.
Other share classesNVSEF
13F holders, Q1 2022
Institutional positions in Novartis AG as of Mar 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 1,137
- +4 vs. Q4 2021
- Shares held
- 208.2M
- −2.70M (−1.3%) vs. Q4 2021
- Total value
- $18.3B
- −$195.4M (−1.1%) vs. Q4 2021
- New holders
- 93
- 413 more added
- Sold out
- 89
- 414 more reduced
14 institutions that held it in Q4 2021 haven't filed for Q1 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting NVS on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1,625 | $21.3B |
| Q1 2026 | 1,604 | $22.0B |
| Q4 2025 | 1,515 | $18.4B |
| Q3 2025 | 1,405 | $17.2B |
| Q2 2025 | 1,387 | $16.2B |
| Q1 2025 | 1,361 | $15.4B |
| Q4 2024 | 1,345 | $12.7B |
| Q3 2024 | 1,314 | $15.2B |
| Q2 2024 | 1,309 | $14.7B |
| Q1 2024 | 1,254 | $13.6B |
| Q4 2023 | 1,274 | $14.2B |
| Q3 2023 | 1,225 | $15.1B |
| Q2 2023 | 1,203 | $14.9B |
| Q1 2023 | 1,182 | $15.2B |
| Q4 2022 | 1,183 | $15.5B |
| Q3 2022 | 1,088 | $13.7B |
| Q2 2022 | 1,142 | $16.9B |
| Q1 2022 | 1,137 | $18.3B |
| Q4 2021 | 1,147 | $18.5B |
| Q3 2021 | 1,083 | $18.0B |
| Q2 2021 | 1,123 | $19.8B |
| Q1 2021 | 1,138 | $18.7B |
Institutions, Q1 2022
Shares, value and share of portfolio for each institution holding Novartis AG; share changes are against Q4 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Credential Qtrade Securities Inc. | 3,219 | $282.5K | 0.02% | −10,172−76.0% | Reduced |
| Marcum Wealth, LLC | 3,203 | $281.0K | 0.04% | −23−0.7% | Reduced |
| PDS Planning, Inc | 3,203 | $281.0K | 0.05% | +661+26.0% | Added |
| Parkside Financial Bank & Trust | 3,175 | $279.0K | 0.07% | +89+2.9% | Added |
| Aveo Capital Partners, LLC | 3,175 | $279.0K | 0.05% | +156+5.2% | Added |
| Icapital Wealth LLC | 3,052 | $279.0K | 0.12% | 00.0% | Unchanged |
| Tompkins Financial Corp | 3,159 | $278.0K | 0.04% | +560+21.5% | Added |
| Investors Research Corp | 3,153 | $277.0K | 0.08% | 00.0% | Unchanged |
| Weatherly Asset Management L. P. | 3,142 | $276.0K | 0.03% | −230−6.8% | Reduced |
| Cerro Pacific Wealth Advisors LLC | 3,148 | $276.0K | 0.17% | −66−2.1% | Reduced |
| Red Cedar Capital, LLC | 3,140 | $276.0K | 0.17% | 00.0% | Unchanged |
| Cornerstone Wealth Management, LLC | 3,137 | $275.0K | 0.03% | −104−3.2% | Reduced |
| Argent Advisors, Inc. | 3,126 | $274.0K | 0.15% | 00.0% | Unchanged |
| Peddock Capital Advisors, LLC | 3,124 | $274.0K | 0.09% | 00.0% | Unchanged |
| Community Bank & Trust, Waco, Texas | 3,108 | $273.0K | 0.08% | +100+3.3% | Added |
| Edmond de Rothschild Holding S.A. | 3,113 | $273.0K | 0.01% | +296+10.5% | Added |
| Peoples Financial Services Corp. | 3,076 | $270.0K | 0.12% | −200−6.1% | Reduced |
| Thoroughbred Financial Services, LLC | 3,083 | $270.0K | 0.04% | +3,083 | New |
| Courier Capital LLC | 3,070 | $269.0K | 0.03% | 00.0% | Unchanged |
| Platform Technology Partners | 3,067 | $269.0K | 0.13% | +10.0% | Added |
| UMA Financial Services, Inc. | 3,029 | $267.0K | 0.07% | −109−3.5% | Reduced |
| Altfest L J & Co Inc | 3,028 | $266.0K | 0.05% | −5,374−64.0% | Reduced |
| HB Wealth Management, LLC | 3,032 | $266.0K | 0.00% | +3,032 | New |
| Hurlow Wealth Management Group, Inc. | 3,024 | $265.0K | 0.16% | −302−9.1% | Reduced |
| Paradigm Asset Management Co LLC | 3,013 | $264.4K | 0.07% | 00.0% | Unchanged |
| Philadelphia Trust Co | 3,012 | $264.0K | 0.02% | −200−6.2% | Reduced |
| Money Concepts Capital Corp | 3,005 | $264.0K | 0.01% | +3,005 | New |
| Plimoth Trust Co LLC | 2,997 | $263.0K | 0.07% | −27−0.9% | Reduced |
| Murphy Capital Management Inc | 2,991 | $262.0K | 0.03% | −97−3.1% | Reduced |
| Boston Financial Mangement LLC | 2,988 | $262.0K | 0.01% | +2,988 | New |
| Angeles Wealth Management, LLC | 2,978 | $261.0K | 0.05% | +2,978 | New |
| Round Rock Advisors, LLC | 2,960 | $260.0K | 0.11% | +2,960 | New |
| Enterprise Financial Services Corp | 2,953 | $259.0K | 0.04% | +228+8.4% | Added |
| First National Bank of Omaha | 2,927 | $257.0K | 0.01% | −3,732−56.0% | Reduced |
| Quantum Private Wealth, LLC | 2,939 | $257.0K | 0.11% | −2,000−40.5% | Reduced |
| EverSource Wealth Advisors, LLC | 2,931 | $257.0K | 0.07% | +274+10.3% | Added |
| Northstar Group, Inc. | 2,883 | $253.0K | 0.06% | 00.0% | Unchanged |
| Flagship Harbor Advisors, LLC | 2,888 | $253.0K | 0.02% | +88+3.1% | Added |
| Wealth Alliance Advisory Group, LLC | 2,872 | $252.0K | 0.11% | −8−0.3% | Reduced |
| Claro Advisors LLC | 2,867 | $251.0K | 0.09% | 00.0% | Unchanged |
| Andesa Financial Management Inc. | 2,848 | $249.0K | 0.13% | −438−13.3% | Reduced |
| Pacifica Partners Inc. | 2,849 | $249.0K | 0.16% | 00.0% | Unchanged |
| Savant Capital, LLC | 2,838 | $249.0K | 0.01% | −24−0.8% | Reduced |
| Washington Trust Co | 2,834 | $249.0K | 0.01% | +2+0.1% | Added |
| Allred Capital Management, LLC | 2,844 | $249.0K | 0.13% | +23+0.8% | Added |
| Lyell Wealth Management, LP | 2,800 | $246.0K | 0.03% | +2,800 | New |
| Palladiem, LLC | 2,793 | $245.0K | 0.22% | 00.0% | Unchanged |
| Twin Focus Capital Partners, LLC | 2,795 | $245.0K | 0.05% | +129+4.8% | Added |
| Laidlaw Wealth Management LLC | 2,785 | $244.0K | 0.04% | −30−1.1% | Reduced |
| Mitsubishi UFJ Kokusai Asset Management Co., Ltd. | 2,781 | $244.0K | 0.00% | 00.0% | Unchanged |
| Laraway Financial Inc | 2,770 | $243.0K | 0.22% | 00.0% | Unchanged |
| 9258 Wealth Management, LLC | 2,755 | $242.0K | 0.06% | −138−4.8% | Reduced |
| Bristlecone Advisors, LLC | 2,763 | $242.0K | 0.03% | 00.0% | Unchanged |
| Opal Wealth Advisors, LLC | 2,763 | $242.0K | 0.21% | +153+5.9% | Added |
| Cornell Pochily Investment Advisors, Inc. | 2,751 | $241.0K | 0.09% | −50−1.8% | Reduced |
| Keel Point, LLC | 2,731 | $240.0K | 0.04% | −177−6.1% | Reduced |
| LCM Capital Management Inc | 2,732 | $240.0K | 0.19% | +49+1.8% | Added |
| Retirement Planning Co of New England, Inc. | 2,725 | $239.0K | 0.14% | +94+3.6% | Added |
| Aptus Capital Advisors, LLC | 2,726 | $239.0K | 0.01% | +139+5.4% | Added |
| Beck Bode, LLC | 2,722 | $239.0K | 0.05% | +2,722 | New |
| Stiles Financial Services Inc | 2,700 | $237.0K | 0.12% | +93+3.6% | Added |
| Stock Yards Bank & Trust Co | 2,691 | $236.0K | 0.01% | 00.0% | Unchanged |
| Appleton Partners Inc | 2,686 | $236.0K | 0.02% | 00.0% | Unchanged |
| Belpointe Asset Management LLC | 2,673 | $235.0K | 0.01% | +299+12.6% | Added |
| Great Lakes Advisors, LLC | 2,663 | $234.0K | 0.00% | 00.0% | Unchanged |
| Ledyard National Bank | 2,651 | $233.0K | 0.02% | −989−27.2% | Reduced |
| Trustcore Financial Services, LLC | 2,650 | $233.0K | 0.02% | +750+39.5% | Added |
| Professional Advisory Services Inc | 2,627 | $231.0K | 0.03% | −276,159−99.1% | Reduced |
| Tower Research Capital LLC (TRC) | 2,617 | $229.0K | 0.00% | −7,598−74.4% | Reduced |
| JFS Wealth Advisors, LLC | 2,603 | $228.0K | 0.02% | −314−10.8% | Reduced |
| Essex Savings Bank | 2,581 | $227.0K | 0.08% | −33−1.3% | Reduced |
| Brewin Dolphin Ltd | 2,570 | $226.0K | 0.01% | 00.0% | Unchanged |
| Eagle Strategies LLC | 2,574 | $226.0K | 0.09% | +50+2.0% | Added |
| BBR Partners, LLC | 2,565 | $225.0K | 0.02% | −708−21.6% | Reduced |
| Axxcess Wealth Management, LLC | 2,569 | $225.0K | 0.02% | −44−1.7% | Reduced |
| Blue Fin Capital, Inc. | 2,564 | $225.0K | 0.07% | +9+0.4% | Added |
| Wealthspire Advisors, LLC | 2,550 | $224.0K | 0.01% | −2,498−49.5% | Reduced |
| Empirical Financial Services, LLC d.b.a. Empirical Wealth Management | 2,553 | $224.0K | 0.01% | −103−3.9% | Reduced |
| Prudent Man Advisors, LLC | 2,557 | $224.0K | 0.09% | 00.0% | Unchanged |
| Fiera Capital Corp | 2,550 | $224.0K | 0.00% | 00.0% | Unchanged |
| Vanguard Capital Wealth Advisors | 2,577 | $224.0K | 0.16% | 00.0% | Unchanged |
| Northside Capital Management, LLC | 2,546 | $223.0K | 0.06% | 00.0% | Unchanged |
| Holistic Financial Partners | 2,544 | $223.0K | 0.14% | +2,544 | New |
| Brown Advisory Securities, LLC | 2,517 | $222.0K | 0.13% | 00.0% | Unchanged |
| Optas, LLC | 2,527 | $222.0K | 0.07% | +2,527 | New |
| Eagle Harbor Asset Management Inc | 2,519 | $221.0K | 0.29% | +2,519 | New |
| Terry L. Blaker | 2,515 | $221.0K | 0.02% | 00.0% | Unchanged |
| Straight Path Wealth Management | 2,514 | $221.0K | 0.19% | 00.0% | Unchanged |
| Analyst IMS Investment Management Services Ltd. | 2,500 | $219.0K | 0.02% | −1,300−34.2% | Reduced |
| Founders Financial Securities LLC | 2,491 | $219.0K | 0.04% | +2,491 | New |
| Buckingham Strategic Partners | 2,474 | $217.0K | 0.02% | −863−25.9% | Reduced |
| Great Valley Advisor Group, Inc. | 2,484 | $217.0K | 0.01% | −172−6.5% | Reduced |
| Magnus Financial Group LLC | 2,471 | $217.0K | 0.04% | +15+0.6% | Added |
| Good Life Advisors, LLC | 2,447 | $215.0K | 0.03% | −10−0.4% | Reduced |
| Sheets Smith Wealth Management | 2,450 | $215.0K | 0.03% | 00.0% | Unchanged |
| Lion Street Advisors, LLC | 2,447 | $215.0K | 0.11% | 00.0% | Unchanged |
| Washington Trust Advisors, Inc. | 2,446 | $214.0K | 0.02% | −13−0.5% | Reduced |
| BNP Paribas Arbitrage, SA | 2,432 | $213.4K | 0.00% | −4,553−65.2% | Reduced |
| Crawford Investment Counsel Inc | 2,424 | $213.0K | 0.00% | +81+3.5% | Added |
| JJJ Advisors Inc. | 2,421 | $213.0K | 0.06% | +888+57.9% | Added |