Novartis AG
NVS- Exchange
- NYSE
- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001114448
No open-market purchases or sales by Novartis AG insiders were filed in the last 90 days; 1,625 institutions reported holding it in 13F filings for Q2 2026, worth $21.3B in total; Maverick Capital is the only superinvestor holding it.
Other share classesNVSEF
13F holders, Q1 2022
Institutional positions in Novartis AG as of Mar 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 1,137
- +4 vs. Q4 2021
- Shares held
- 208.2M
- −2.70M (−1.3%) vs. Q4 2021
- Total value
- $18.3B
- −$195.4M (−1.1%) vs. Q4 2021
- New holders
- 93
- 413 more added
- Sold out
- 89
- 414 more reduced
14 institutions that held it in Q4 2021 haven't filed for Q1 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting NVS on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1,625 | $21.3B |
| Q1 2026 | 1,604 | $22.0B |
| Q4 2025 | 1,515 | $18.4B |
| Q3 2025 | 1,405 | $17.2B |
| Q2 2025 | 1,387 | $16.2B |
| Q1 2025 | 1,361 | $15.4B |
| Q4 2024 | 1,345 | $12.7B |
| Q3 2024 | 1,314 | $15.2B |
| Q2 2024 | 1,309 | $14.7B |
| Q1 2024 | 1,254 | $13.6B |
| Q4 2023 | 1,274 | $14.2B |
| Q3 2023 | 1,225 | $15.1B |
| Q2 2023 | 1,203 | $14.9B |
| Q1 2023 | 1,182 | $15.2B |
| Q4 2022 | 1,183 | $15.5B |
| Q3 2022 | 1,088 | $13.7B |
| Q2 2022 | 1,142 | $16.9B |
| Q1 2022 | 1,137 | $18.3B |
| Q4 2021 | 1,147 | $18.5B |
| Q3 2021 | 1,083 | $18.0B |
| Q2 2021 | 1,123 | $19.8B |
| Q1 2021 | 1,138 | $18.7B |
Institutions, Q1 2022
Shares, value and share of portfolio for each institution holding Novartis AG; share changes are against Q4 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Shoker Investment Counsel, Inc. | 2,405 | $211.0K | 0.10% | 00.0% | Unchanged |
| Summit X, LLC | 2,374 | $210.0K | 0.05% | +101+4.4% | Added |
| Whalerock Point Partners, LLC | 2,390 | $209.7K | 0.07% | 00.0% | Unchanged |
| Choate Investment Advisors | 2,382 | $209.0K | 0.01% | 00.0% | Unchanged |
| IFG Advisory, LLC | 2,360 | $207.0K | 0.02% | +21+0.9% | Added |
| Essex LLC | 2,350 | $206.0K | 0.06% | 00.0% | Unchanged |
| Wimmer Associates 1, LLC | 2,351 | $206.0K | 0.11% | +2,351 | New |
| Collective Family Office LLC | 2,348 | $206.0K | 0.08% | +2,348 | New |
| Aire Advisors, LLC | 2,340 | $206.0K | 0.07% | +2,340 | New |
| River Wealth Advisors LLC | 2,331 | $205.0K | 0.03% | −87−3.6% | Reduced |
| Tranquilli Financial Advisor LLC | 2,333 | $205.0K | 0.15% | −33−1.4% | Reduced |
| Quad-Cities Investment Group, LLC | 2,336 | $205.0K | 0.13% | 00.0% | Unchanged |
| Regal Investment Advisors LLC | 2,336 | $205.0K | 0.02% | +2,336 | New |
| HBK Sorce Advisory LLC | 2,320 | $204.0K | 0.01% | −99−4.1% | Reduced |
| Hotaling Investment Management, LLC | 2,315 | $203.0K | 0.08% | −1,315−36.2% | Reduced |
| Mairs & Power Inc | 2,309 | $203.0K | 0.00% | −227−9.0% | Reduced |
| Perigon Wealth Management, LLC | 2,312 | $203.0K | 0.01% | +2,312 | New |
| Prio Wealth Limited Partnership | 2,295 | $201.0K | 0.01% | −1,021−30.8% | Reduced |
| Ieq Capital, LLC | 2,296 | $201.0K | 0.00% | +2,296 | New |
| Ironwood Investment Counsel, LLC | 2,287 | $200.0K | 0.05% | −50−2.1% | Reduced |
| Vigilant Capital Management, LLC | 2,277 | $200.0K | 0.02% | 00.0% | Unchanged |
| CoreFirst Bank & Trust | 2,230 | $196.0K | 0.13% | 00.0% | Unchanged |
| Atlantic Trust, LLC | 2,075 | $182.0K | 0.12% | 00.0% | Unchanged |
| Allworth Financial LP | 2,005 | $176.0K | 0.00% | −40−2.0% | Reduced |
| Hills Bank & Trust Co | 1,985 | $174.0K | 0.02% | −248−11.1% | Reduced |
| North Star Investment Management Corp. | 1,978 | $174.0K | 0.01% | +16+0.8% | Added |
| Harbor Investment Advisory, LLC | 1,935 | $170.0K | 0.02% | +122+6.7% | Added |
| First PREMIER Bank | 1,865 | $164.0K | 0.04% | −200−9.7% | Reduced |
| Key Financial Inc | 1,859 | $163.0K | 0.08% | +1,000+116.4% | Added |
| Private Capital Group, LLC | 1,825 | $160.0K | 0.04% | −121−6.2% | Reduced |
| Investment Research & Advisory Group, Inc. | 1,825 | $160.0K | 0.10% | 00.0% | Unchanged |
| CKW Financial Group | 1,700 | $149.0K | 0.02% | +138+8.8% | Added |
| Baldwin Brothers Inc | 1,659 | $146.0K | 0.02% | −30−1.8% | Reduced |
| Hazlett, Burt & Watson, Inc. | 1,664 | $146.0K | 0.12% | +1,664 | New |
| Bedel Financial Consulting, Inc. | 1,601 | $141.0K | 0.04% | +43+2.8% | Added |
| MCF Advisors LLC | 1,608 | $141.0K | 0.01% | +1,608 | New |
| Column Capital Advisors, LLC | 1,533 | $135.0K | 0.02% | 00.0% | Unchanged |
| GHP Investment Advisors, Inc. | 1,501 | $132.0K | 0.01% | +1,501 | New |
| AllSquare Wealth Management LLC | 1,479 | $130.0K | 0.08% | 00.0% | Unchanged |
| Evoke Wealth, LLC | 1,446 | $127.0K | 0.00% | 00.0% | Unchanged |
| Piscataqua Savings Bank | 1,429 | $125.0K | 0.09% | 00.0% | Unchanged |
| Addison Advisors LLC | 1,415 | $124.0K | 0.07% | +884+166.5% | Added |
| Kelly Financial Services LLC | 1,396 | $122.5K | 0.06% | +33+2.4% | Added |
| Thompson Siegel & Walmsley LLC | 1,386 | $122.0K | 0.00% | −561−28.8% | Reduced |
| Tevis Investment Management | 1,391 | $122.0K | 0.11% | 00.0% | Unchanged |
| First National Bank of South Miami | 1,366 | $120.0K | 0.07% | 00.0% | Unchanged |
| Patriot Financial Group Insurance Agency, LLC | 1,359 | $119.0K | 0.02% | −270−16.6% | Reduced |
| Heritage Wealth Advisors | 1,300 | $114.0K | 0.01% | 00.0% | Unchanged |
| Cedar Wealth Management, LLC | 1,262 | $111.0K | 0.04% | −420−25.0% | Reduced |
| Monetary Management Group Inc | 1,259 | $110.0K | 0.03% | 00.0% | Unchanged |
| Thomas J. Herzfeld Advisors, Inc. | 1,244 | $109.0K | 0.04% | 00.0% | Unchanged |
| Financial Perspectives, Inc | 1,233 | $108.2K | 0.05% | 00.0% | Unchanged |
| Duncker Streett & Co Inc | 1,233 | $108.0K | 0.02% | −200−14.0% | Reduced |
| TCWP LLC | 1,211 | $106.0K | 0.02% | +1,211 | New |
| Tacita Capital Inc | 1,200 | $105.0K | 0.06% | 00.0% | Unchanged |
| Webster Bank, N. A. | 1,175 | $103.0K | 0.01% | 00.0% | Unchanged |
| Bollard Group LLC | 1,175 | $103.0K | 0.00% | +29+2.5% | Added |
| Seldon Capital LP | 1,167 | $102.0K | 0.06% | 00.0% | Unchanged |
| HHM Wealth Advisors, LLC | 1,147 | $101.0K | 0.02% | 00.0% | Unchanged |
| Optimum Investment Advisors | 1,126 | $99.0K | 0.04% | +111+10.9% | Added |
| Hudock, Inc. | 1,126 | $98.0K | 0.03% | +25+2.3% | Added |
| Glassman Wealth Services | 1,073 | $94.0K | 0.02% | +82+8.3% | Added |
| AdvisorNet Financial, Inc | 1,069 | $94.0K | 0.01% | +100+10.3% | Added |
| Perkins Coie Trust Co | 1,059 | $93.0K | 0.03% | −871−45.1% | Reduced |
| Fortitude Advisory Group L.L.C. | 1,059 | $93.0K | 0.05% | +13+1.2% | Added |
| Charter Oak Capital Management, LLC | 1,042 | $91.0K | 0.01% | +7+0.7% | Added |
| Castleview Partners, LLC | 1,027 | $90.0K | 0.06% | +1,027 | New |
| San Luis Wealth Advisors LLC | 1,016 | $89.0K | 0.04% | +1,016 | New |
| Fortis Advisors, LLC | 1,000 | $88.0K | 0.05% | 00.0% | Unchanged |
| Sandy Cove Advisors, LLC | 1,000 | $88.0K | 0.07% | 00.0% | Unchanged |
| Hexagon Capital Partners LLC | 1,002 | $88.0K | 0.02% | +97+10.7% | Added |
| Hanson & Doremus Investment Management | 972 | $85.0K | 0.02% | +115+13.4% | Added |
| Howe & Rusling Inc | 954 | $84.0K | 0.01% | +70+7.9% | Added |
| McIlrath & Eck, LLC | 945 | $83.0K | 0.02% | 00.0% | Unchanged |
| Zullo Investment Group, Inc. | 944 | $83.0K | 0.04% | 00.0% | Unchanged |
| Focused Wealth Management, Inc | 942 | $83.0K | 0.01% | +6+0.6% | Added |
| Citizens National Bank Trust Department | 925 | $81.0K | 0.03% | 00.0% | Unchanged |
| First Financial Corp | 904 | $80.0K | 0.05% | 00.0% | Unchanged |
| Lee Financial Co | 900 | $79.0K | 0.01% | 00.0% | Unchanged |
| Orion Capital Management LLC | 889 | $78.0K | 0.05% | −11−1.2% | Reduced |
| City State Bank | 890 | $78.0K | 0.05% | 00.0% | Unchanged |
| Hoese & Co LLP | 875 | $77.0K | 0.08% | −400−31.4% | Reduced |
| Tilia Fiduciary Partners, Inc. | 869 | $76.0K | 0.06% | 00.0% | Unchanged |
| Dividend Assets Capital, LLC | 857 | $75.0K | 0.01% | 00.0% | Unchanged |
| Rosenberg Matthew Hamilton | 832 | $73.0K | 0.03% | +91+12.3% | Added |
| Independence Bank of Kentucky | 768 | $67.0K | 0.03% | 00.0% | Unchanged |
| City Holding Co | 719 | $63.0K | 0.01% | −31−4.1% | Reduced |
| CVA Family Office, LLC | 716 | $63.0K | 0.02% | 00.0% | Unchanged |
| Ellis Investment Partners, LLC | 709 | $62.0K | 0.01% | −176−19.9% | Reduced |
| AlphaMark Advisors, LLC | 700 | $61.0K | 0.02% | −900−56.3% | Reduced |
| Cordasco Financial Network | 700 | $61.0K | 0.04% | 00.0% | Unchanged |
| Sugarloaf Wealth Management, LLC | 686 | $60.0K | 0.01% | +1+0.1% | Added |
| Prestige Wealth Management Group LLC | 677 | $59.0K | 0.01% | −19−2.7% | Reduced |
| Missouri Trust & Investment Co | 659 | $58.0K | 0.03% | 00.0% | Unchanged |
| Brown, Lisle/Cummings, Inc. | 650 | $57.0K | 0.03% | 00.0% | Unchanged |
| Graves-Light Private Wealth Management, Inc. | 652 | $57.0K | 0.01% | −1,302−66.6% | Reduced |
| BerganKDV Wealth Management, LLC | 628 | $55.0K | 0.01% | −1,026−62.0% | Reduced |
| FinTrust Capital Advisors, LLC | 622 | $54.0K | 0.01% | −194−23.8% | Reduced |
| Baldrige Asset Management LLC | 605 | $53.0K | 0.02% | 00.0% | Unchanged |
| Accel Wealth Management | 583 | $51.0K | 0.03% | +2+0.3% | Added |