Novartis AG
NVS- Exchange
- NYSE
- Industry
- Pharmaceutical Preparations
- SEC CIK
- 0001114448
No open-market purchases or sales by Novartis AG insiders were filed in the last 90 days; 1,625 institutions reported holding it in 13F filings for Q2 2026, worth $21.3B in total; Maverick Capital is the only superinvestor holding it.
Other share classesNVSEF
13F holders, Q1 2022
Institutional positions in Novartis AG as of Mar 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 1,137
- +4 vs. Q4 2021
- Shares held
- 208.2M
- −2.70M (−1.3%) vs. Q4 2021
- Total value
- $18.3B
- −$195.4M (−1.1%) vs. Q4 2021
- New holders
- 93
- 413 more added
- Sold out
- 89
- 414 more reduced
14 institutions that held it in Q4 2021 haven't filed for Q1 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting NVS on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1,625 | $21.3B |
| Q1 2026 | 1,604 | $22.0B |
| Q4 2025 | 1,515 | $18.4B |
| Q3 2025 | 1,405 | $17.2B |
| Q2 2025 | 1,387 | $16.2B |
| Q1 2025 | 1,361 | $15.4B |
| Q4 2024 | 1,345 | $12.7B |
| Q3 2024 | 1,314 | $15.2B |
| Q2 2024 | 1,309 | $14.7B |
| Q1 2024 | 1,254 | $13.6B |
| Q4 2023 | 1,274 | $14.2B |
| Q3 2023 | 1,225 | $15.1B |
| Q2 2023 | 1,203 | $14.9B |
| Q1 2023 | 1,182 | $15.2B |
| Q4 2022 | 1,183 | $15.5B |
| Q3 2022 | 1,088 | $13.7B |
| Q2 2022 | 1,142 | $16.9B |
| Q1 2022 | 1,137 | $18.3B |
| Q4 2021 | 1,147 | $18.5B |
| Q3 2021 | 1,083 | $18.0B |
| Q2 2021 | 1,123 | $19.8B |
| Q1 2021 | 1,138 | $18.7B |
Institutions, Q1 2022
Shares, value and share of portfolio for each institution holding Novartis AG; share changes are against Q4 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Beaton Management Co. Inc. | 9,519 | $835.0K | 0.52% | +172+1.8% | Added |
| Semmax Financial Advisors Inc. | 9,373 | $823.0K | 0.32% | −1,474−13.6% | Reduced |
| Fulton Bank, N.A. | 9,375 | $822.0K | 0.04% | −550−5.5% | Reduced |
| Beacon Investment Advisory Services, Inc. | 9,369 | $822.0K | 0.04% | +309+3.4% | Added |
| King Luther Capital Management Corp | 9,334 | $819.0K | 0.00% | −332−3.4% | Reduced |
| Ascent Wealth Partners, LLC | 9,328 | $818.0K | 0.15% | +1,397+17.6% | Added |
| Gladstone Institutional Advisory LLC | 9,250 | $812.0K | 0.05% | −2,224−19.4% | Reduced |
| Dorsey & Whitney Trust CO LLC | 9,167 | $805.0K | 0.07% | −261−2.8% | Reduced |
| Evergreen Capital Management LLC | 9,053 | $794.0K | 0.03% | +1,936+27.2% | Added |
| Williams Jones Wealth Management, LLC. | 9,006 | $790.0K | 0.01% | +1,979+28.2% | Added |
| Lantz Financial LLC | 8,992 | $789.0K | 0.32% | +686+8.3% | Added |
| Armor Investment Advisors, LLC | 8,951 | $785.0K | 0.44% | +929+11.6% | Added |
| Kestra Private Wealth Services, LLC | 8,936 | $784.0K | 0.04% | +758+9.3% | Added |
| Ellevest, Inc. | 8,930 | $784.0K | 0.07% | +1,610+22.0% | Added |
| OmniStar Financial Group, Inc. | 8,837 | $775.0K | 0.77% | +468+5.6% | Added |
| Mystic Asset Management, Inc. | 8,804 | $772.0K | 0.42% | −700−7.4% | Reduced |
| Roundview Capital LLC | 8,762 | $769.0K | 0.08% | −77−0.9% | Reduced |
| Rosenbaum Jay D. | 8,750 | $768.0K | 1.21% | +370+4.4% | Added |
| Cadence Bank NA | 8,751 | $767.0K | 0.21% | 00.0% | Unchanged |
| Moody National Bank Trust Division | 8,743 | $767.0K | 0.02% | +341+4.1% | Added |
| Cypress Asset Management Inc | 8,713 | $765.0K | 0.22% | −1,900−17.9% | Reduced |
| TD Waterhouse Canada Inc. | 8,335 | $762.6K | 0.01% | +2,493+42.7% | Added |
| Mather Group, LLC. | 8,657 | $760.0K | 0.02% | −10−0.1% | Reduced |
| D.B. Root & Company, LLC | 8,648 | $758.0K | 0.28% | +82+1.0% | Added |
| Anchor Investment Management, LLC | 8,584 | $753.2K | 0.10% | 00.0% | Unchanged |
| Central Trust Co | 8,525 | $748.0K | 0.02% | +136+1.6% | Added |
| Dillon & Associates Inc | 8,449 | $744.0K | 0.14% | 00.0% | Unchanged |
| Foresight Wealth Management, LLC | 8,476 | $744.0K | 0.30% | +1,769+26.4% | Added |
| Epoch Investment Partners, Inc. | 8,416 | $738.0K | 0.00% | +5,140+156.9% | Added |
| Abundance Wealth Counselors | 8,359 | $734.0K | 0.20% | +1,612+23.9% | Added |
| BSW Wealth Partners | 8,354 | $733.0K | 0.19% | +2,617+45.6% | Added |
| Clearbridge Investments, LLC | 8,325 | $731.0K | 0.00% | −30,990−78.8% | Reduced |
| Means Investment Co., Inc. | 8,329 | $731.0K | 0.13% | +66+0.8% | Added |
| Heritage Wealth Management, LLC | 8,335 | $731.0K | 0.20% | +8,335 | New |
| Connectus Wealth, LLC | 8,271 | $727.0K | 0.02% | −5,360−39.3% | Reduced |
| Klingenstein Fields & Co LP | 8,257 | $725.0K | 0.03% | −1,222−12.9% | Reduced |
| EP Wealth Advisors, LLC | 8,169 | $717.0K | 0.02% | −315−3.7% | Reduced |
| Marotta Asset Management | 8,109 | $711.6K | 0.17% | +44+0.5% | Added |
| Essex Financial Services, Inc. | 8,092 | $710.0K | 0.07% | −212−2.6% | Reduced |
| Oarsman Capital, Inc. | 8,082 | $709.0K | 0.28% | +550+7.3% | Added |
| Covington Capital Management | 8,071 | $708.0K | 0.03% | 00.0% | Unchanged |
| 1620 Investment Advisors, Inc. | 7,932 | $694.0K | 0.76% | 00.0% | Unchanged |
| First Foundation Advisors | 7,897 | $693.0K | 0.03% | −491−5.9% | Reduced |
| Wealthsource Partners, LLC | 7,859 | $690.0K | 0.05% | −310−3.8% | Reduced |
| Mill Capital Management, LLC | 7,846 | $688.0K | 0.07% | −400−4.9% | Reduced |
| Lee Danner & Bass Inc | 7,813 | $686.0K | 0.06% | −851−9.8% | Reduced |
| IFP Advisors, Inc | 10,920 | $678.0K | 0.01% | +8,335+322.4% | Added |
| Avidian Wealth Solutions, LLC | 7,702 | $676.0K | 0.04% | −1,828−19.2% | Reduced |
| Gyon Technologies Capital Management, LP | 7,699 | $676.0K | 0.48% | +7,699 | New |
| First Affirmative Financial Network | 7,650 | $671.0K | 0.64% | +776+11.3% | Added |
| MAI Capital Management | 7,528 | $661.0K | 0.01% | +1,023+15.7% | Added |
| Spire Wealth Management | 7,519 | $660.0K | 0.02% | −3,235−30.1% | Reduced |
| Walter & Keenan Financial Consulting Co | 7,474 | $656.0K | 0.22% | 00.0% | Unchanged |
| StoneX Group Inc. | 7,451 | $653.8K | 0.05% | +7,451 | New |
| Farmers National Bank | 7,447 | $653.5K | 0.23% | −300−3.9% | Reduced |
| Valmark Advisers, Inc. | 7,427 | $652.0K | 0.01% | 00.0% | Unchanged |
| Paces Ferry Wealth Advisors, LLC | 7,424 | $651.0K | 0.52% | +1,739+30.6% | Added |
| Mission Wealth Management, LP | 7,392 | $649.0K | 0.03% | −128−1.7% | Reduced |
| Cetera Advisors LLC | 7,383 | $648.0K | 0.01% | +452+6.5% | Added |
| Colony Group LLC | 7,352 | $645.0K | 0.01% | +118+1.6% | Added |
| Hall Capital Management Co Inc | 7,186 | $631.0K | 0.37% | −250−3.4% | Reduced |
| Banco de Sabadell, S.A | 7,222 | $631.0K | 0.37% | +536+8.0% | Added |
| Prospera Financial Services Inc | 7,133 | $627.0K | 0.03% | −4,934−40.9% | Reduced |
| Legacy Financial Advisors, Inc. | 7,078 | $621.0K | 0.14% | +657+10.2% | Added |
| Radnor Capital Management, LLC | 7,045 | $618.0K | 0.16% | −850−10.8% | Reduced |
| Cable Hill Partners, LLC | 6,900 | $605.0K | 0.40% | +624+9.9% | Added |
| Kovitz Investment Group Partners, LLC | 6,847 | $601.0K | 0.01% | −1,753−20.4% | Reduced |
| Gradient Investments LLC | 6,836 | $600.0K | 0.02% | −327−4.6% | Reduced |
| Wolverine Trading, LLC | 6,800 | $598.0K | 0.02% | −17,844−72.4% | Reduced |
| Sage Rhino Capital LLC | 6,764 | $594.0K | 0.18% | +750+12.5% | Added |
| Thornburg Investment Management Inc | 6,722 | $590.0K | 0.01% | −3,873−36.6% | Reduced |
| NTV Asset Management LLC | 6,726 | $590.0K | 0.10% | +23+0.3% | Added |
| Proequities, Inc. | 6,712 | $589.0K | 0.04% | −5,214−43.7% | Reduced |
| Thomasville National Bank | 6,694 | $587.0K | 0.06% | 00.0% | Unchanged |
| Intrust Bank NA | 6,650 | $584.0K | 0.07% | +1,773+36.4% | Added |
| Fieldpoint Private Securities, LLC | 6,538 | $574.0K | 0.12% | +643+10.9% | Added |
| LaFleur & Godfrey LLC | 6,499 | $570.0K | 0.08% | −9,340−59.0% | Reduced |
| Montag A & Associates Inc | 6,484 | $569.0K | 0.03% | −23−0.4% | Reduced |
| Penbrook Management LLC | 6,460 | $567.0K | 0.37% | 00.0% | Unchanged |
| Total Clarity Wealth Management, Inc. | 6,377 | $560.0K | 0.31% | −360−5.3% | Reduced |
| Vise Technologies, Inc. | 6,357 | $558.0K | 0.21% | +3,845+153.1% | Added |
| TrinityPoint Wealth, LLC | 6,348 | $557.0K | 0.10% | −326−4.9% | Reduced |
| Cape Cod Five Cents Savings Bank | 6,340 | $556.0K | 0.06% | −510−7.4% | Reduced |
| E&G Advisors, LP | 6,298 | $553.0K | 0.15% | 00.0% | Unchanged |
| Canandaigua National Corp | 6,258 | $549.0K | 0.08% | −66−1.0% | Reduced |
| Mraz, Amerine & Associates, Inc. | 6,245 | $548.0K | 0.13% | 00.0% | Unchanged |
| Rossmore Private Capital | 6,220 | $546.0K | 0.09% | +125+2.1% | Added |
| Ascent Group, LLC | 6,206 | $545.0K | 0.06% | +2,999+93.5% | Added |
| Hutner Capital Management Inc | 6,160 | $541.0K | 0.31% | −384−5.9% | Reduced |
| LeJeune Puetz Investment Counsel LLC | 6,160 | $540.0K | 0.19% | +200+3.4% | Added |
| Bard Financial Services, Inc. | 6,125 | $537.0K | 0.04% | −375−5.8% | Reduced |
| Altshuler Shaham Ltd | 6,109 | $536.0K | 0.01% | 00.0% | Unchanged |
| J.W. Cole Advisors, Inc. | 6,075 | $533.0K | 0.04% | −43−0.7% | Reduced |
| American Portfolios Advisors | 6,065 | $532.2K | 0.02% | +75+1.3% | Added |
| Great Diamond Partners, LLC | 6,074 | $532.0K | 0.15% | +2,983+96.5% | Added |
| Argyle Capital Management Inc. | 6,050 | $531.0K | 0.17% | 00.0% | Unchanged |
| Principle Wealth Partners LLC | 6,052 | $531.0K | 0.06% | 00.0% | Unchanged |
| Schulhoff & Co Inc | 6,042 | $530.0K | 0.22% | 00.0% | Unchanged |
| Intellectus Partners, LLC | 6,022 | $528.0K | 0.16% | +20+0.3% | Added |
| Cohen Klingenstein LLC | 6,000 | $527.0K | 0.02% | 00.0% | Unchanged |