Nuveen Floating Rate Income Fund
JFR- Exchange
- NYSE
- SEC CIK
- 0001276533
In the last 90 days, Nuveen Floating Rate Income Fund insiders filed 0 open-market purchases and 1 sale; 174 institutions reported holding it in 13F filings for Q2 2026, worth $458.0M in total; no superinvestor holds it.
13F holders, Q4 2023
Institutional positions in Nuveen Floating Rate Income Fund as of Dec 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 178
- +8 vs. Q3 2023
- Shares held
- 40.9M
- +224.6K (+0.6%) vs. Q3 2023
- Total value
- $336.4M
- +$2.37M (+0.7%) vs. Q3 2023
- New holders
- 32
- 62 more added
- Sold out
- 24
- 53 more reduced
1 institution that held it in Q3 2023 haven't filed for Q4 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting JFR on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 174 | $458.0M |
| Q1 2026 | 187 | $450.4M |
| Q4 2025 | 190 | $455.8M |
| Q3 2025 | 177 | $440.8M |
| Q2 2025 | 170 | $467.3M |
| Q1 2025 | 173 | $470.0M |
| Q4 2024 | 164 | $319.8M |
| Q3 2024 | 161 | $314.0M |
| Q2 2024 | 172 | $312.6M |
| Q1 2024 | 175 | $336.7M |
| Q4 2023 | 178 | $336.4M |
| Q3 2023 | 171 | $335.0M |
| Q2 2023 | 101 | $144.0M |
| Q1 2023 | 100 | $151.0M |
| Q4 2022 | 102 | $148.0M |
| Q3 2022 | 91 | $149.7M |
| Q2 2022 | 94 | $159.3M |
| Q1 2022 | 100 | $169.9M |
| Q4 2021 | 104 | $179.6M |
| Q3 2021 | 102 | $187.8M |
| Q2 2021 | 105 | $215.3M |
| Q1 2021 | 95 | $235.4M |
Institutions, Q4 2023
Shares, value and share of portfolio for each institution holding Nuveen Floating Rate Income Fund; share changes are against Q3 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Morgan Stanley | 5,527,166 | $45.4M | 0.00% | +1,304,657+30.9% | Added |
| LPL Financial LLC | 2,444,711 | $20.1M | 0.01% | −297,363−10.8% | Reduced |
| Invesco Ltd. | 2,416,766 | $19.9M | 0.00% | −129,740−5.1% | Reduced |
| Bank of America Corp | 2,042,229 | $16.8M | 0.00% | −193,179−8.6% | Reduced |
| Guggenheim Capital LLC | 1,790,222 | $14.7M | 0.11% | −429,241−19.3% | Reduced |
| Sit Investment Associates Inc | 1,506,085 | $12.4M | 0.30% | +436,483+40.8% | Added |
| Penserra Capital Management LLC | 1,471,078 | $12.1M | 0.23% | +101,815+7.4% | Added |
| Wells Fargo & Company | 1,321,273 | $10.9M | 0.00% | −775,797−37.0% | Reduced |
| Royal Bank of Canada | 1,012,556 | $8.32M | 0.00% | +1,222+0.1% | Added |
| Goldman Sachs Group Inc | 930,858 | $7.65M | 0.00% | 00.0% | Unchanged |
| Congress Park Capital LLC | 929,042 | $7.64M | 3.73% | +564,042+154.5% | Added |
| UBS Group AG | 869,446 | $7.15M | 0.00% | −172,663−16.6% | Reduced |
| CNH Partners LLC | 832,878 | $6.85M | 0.28% | +297,087+55.4% | Added |
| Raymond James Financial Services Advisors, Inc. | 751,642 | $6.18M | 0.01% | +244,924+48.3% | Added |
| Advisors Asset Management, Inc. | 734,008 | $6.03M | 0.12% | −409,915−35.8% | Reduced |
| Envestnet Asset Management Inc | 708,654 | $5.83M | 0.00% | +199,845+39.3% | Added |
| Thomas J. Herzfeld Advisors, Inc. | 670,455 | $5.51M | 2.02% | +69,021+11.5% | Added |
| Landscape Capital Management, L.L.C. | 657,574 | $5.41M | 0.48% | +591,014+887.9% | Added |
| Cohen & Steers, Inc. | 646,052 | $5.31M | 0.01% | 00.0% | Unchanged |
| 1607 Capital Partners, LLC | 632,570 | $5.20M | 0.36% | +319,600+102.1% | Added |
| Rockefeller Capital Management L.P. | 601,649 | $4.95M | 0.02% | −11,114−1.8% | Reduced |
| Next Capital Management LLC | 592,820 | $4.87M | 2.10% | +2,493+0.4% | Added |
| City of London Investment Management Co Ltd | 560,302 | $4.61M | 0.38% | +28,500+5.4% | Added |
| Baird Financial Group, Inc. | 550,591 | $4.53M | 0.01% | −50,596−8.4% | Reduced |
| Ameriprise Financial Inc | 537,356 | $4.41M | 0.00% | +20,494+4.0% | Added |
| Advisor Group Holdings, Inc. | 487,010 | $4.00M | 0.01% | −51,606−9.6% | Reduced |
| Raymond James & Associates | 469,080 | $3.86M | 0.00% | +37,372+8.7% | Added |
| Shaker Financial Services, LLC | 465,317 | $3.82M | 1.57% | +54,007+13.1% | Added |
| Cyndeo Wealth Partners, LLC | 387,450 | $3.18M | 0.29% | +387,450 | New |
| Alpine Global Management, LLC | 385,000 | $3.16M | 0.86% | +45,000+13.2% | Added |
| RFG Advisory, LLC | 358,159 | $2.94M | 0.11% | −61,505−14.7% | Reduced |
| Capital Investment Advisors, LLC | 312,857 | $2.57M | 0.06% | −13,265−4.1% | Reduced |
| Commonwealth Equity Services, LLC | 286,423 | $2.35M | 0.00% | +25,282+9.7% | Added |
| Park Avenue Securities LLC | 244,519 | $2.01M | 0.03% | +60,838+33.1% | Added |
| Bulldog Investors, LLP | 242,798 | $2.00M | 0.66% | −14,379−5.6% | Reduced |
| International Assets Investment Management, LLC | 237,361 | $1.95M | 0.25% | +15,470+7.0% | Added |
| Cambridge Investment Research Advisors, Inc. | 234,793 | $1.93M | 0.01% | +20,660+9.6% | Added |
| Rivernorth Capital Management, LLC | 230,085 | $1.89M | 0.09% | −45,713−16.6% | Reduced |
| GWM Advisors LLC | 224,980 | $1.86M | 0.02% | +12,076+5.7% | Added |
| Coastal Bridge Advisors, LLC | 214,090 | $1.76M | 0.45% | +89,601+72.0% | Added |
| Kades & Cheifetz LLC | 210,662 | $1.73M | 1.23% | −905−0.4% | Reduced |
| Byrne Asset Management LLC | 212,125 | $1.71M | 1.31% | −165,947−43.9% | Reduced |
| GraniteShares Advisors LLC | 181,282 | $1.49M | 1.34% | +181,282 | New |
| Vivaldi Capital Management, LLC | 168,593 | $1.46M | 0.44% | +168,593 | New |
| Investment Management Associates Inc | 163,466 | $1.34M | 0.52% | 00.0% | Unchanged |
| Aviance Capital Partners, LLC | 159,981 | $1.32M | 0.28% | −27,215−14.5% | Reduced |
| Bank of Montreal | 139,032 | $1.29M | 0.00% | +78,225+128.6% | Added |
| Natixis | 135,491 | $1.10M | 0.01% | −256,794−65.5% | Reduced |
| Prevail Innovative Wealth Advisors, LLC | 132,143 | $1.09M | 0.52% | +132,143 | New |
| Thrivent Financial for Lutherans | 131,044 | $1.08M | 0.00% | −64,450−33.0% | Reduced |
| Independent Financial Group, LLC | 128,291 | $1.05M | 0.06% | −5,121−3.8% | Reduced |
| Mission Wealth Management, LP | 127,466 | $1.05M | 0.03% | −4,933−3.7% | Reduced |
| Melfa Wealth Management, LLC | 125,274 | $1.03M | 0.97% | −4,944−3.8% | Reduced |
| Horizon Kinetics Asset Management LLC | 120,831 | $993.2K | 0.02% | 00.0% | Unchanged |
| Gill Capital Partners, LLC | 108,769 | $894.1K | 0.38% | −559−0.5% | Reduced |
| Koshinski Asset Management, Inc. | 107,722 | $885.5K | 0.13% | +42,735+65.8% | Added |
| Janney Montgomery Scott LLC | 97,251 | $799.0K | 0.00% | −4,985−4.9% | Reduced |
| Oppenheimer & Co Inc | 75,971 | $624.5K | 0.01% | +7,604+11.1% | Added |
| First Trust Advisors LP | 74,311 | $610.8K | 0.00% | −3,231−4.2% | Reduced |
| Riverbridge Partners LLC | 73,938 | $607.8K | 0.01% | +635+0.9% | Added |
| Seelaus Asset Management LLC | 72,587 | $596.7K | 0.58% | +1,173+1.6% | Added |
| Edgemoor Investment Advisors, Inc. | 69,619 | $572.3K | 0.06% | −200−0.3% | Reduced |
| Matisse Capital | 68,995 | $567.1K | 0.30% | +42,349+158.9% | Added |
| Kestra Advisory Services, LLC | 68,915 | $566.5K | 0.00% | +68,915 | New |
| Walleye Capital LLC | 67,555 | $555.3K | 0.01% | +26,753+65.6% | Added |
| Advisory Services Network, LLC | 64,748 | $532.2K | 0.01% | +2,697+4.3% | Added |
| Gladstone Institutional Advisory LLC | 64,180 | $527.6K | 0.03% | −2,435−3.7% | Reduced |
| Harbour Investments, Inc. | 63,884 | $525.1K | 0.02% | −4,858−7.1% | Reduced |
| Wedbush Securities Inc | 61,960 | $509.0K | 0.02% | +1,030+1.7% | Added |
| Integrated Wealth Concepts LLC | 61,913 | $508.9K | 0.01% | −6,614−9.7% | Reduced |
| Steward Partners Investment Advisory, LLC | 60,580 | $498.0K | 0.01% | +4,584+8.2% | Added |
| Virtus ETF Advisers LLC | 58,740 | $482.8K | 0.31% | −17,927−23.4% | Reduced |
| Aristides Capital LLC | 54,529 | $448.2K | 0.23% | +54,529 | New |
| Conning Inc. | 54,000 | $443.9K | 0.02% | 00.0% | Unchanged |
| Elequin Capital LP | 52,418 | $430.9K | 0.13% | +34,108+186.3% | Added |
| Concurrent Investment Advisors, LLC | 51,769 | $425.5K | 0.02% | +51,769 | New |
| CoreCap Advisors, LLC | 51,331 | $421.9K | 0.03% | −6,200−10.8% | Reduced |
| Kovack Advisors, Inc. | 48,745 | $400.7K | 0.05% | −14,937−23.5% | Reduced |
| Stifel Financial Corp | 47,421 | $389.8K | 0.00% | −7,596−13.8% | Reduced |
| National Asset Management, Inc. | 47,337 | $389.1K | 0.01% | −6,095−11.4% | Reduced |
| Cetera Advisors LLC | 46,813 | $384.8K | 0.01% | −128−0.3% | Reduced |
| Sigma Planning Corp | 44,353 | $364.6K | 0.03% | −36,843−45.4% | Reduced |
| E&G Advisors, LP | 43,690 | $359.1K | 0.13% | −2,658−5.7% | Reduced |
| D.A. Davidson & Co. | 41,755 | $343.2K | 0.00% | −931−2.2% | Reduced |
| Eschler Asset Management LLP | 40,000 | $338.4K | 0.27% | +40,000 | New |
| Private Advisor Group, LLC | 41,054 | $337.5K | 0.00% | −1,475−3.5% | Reduced |
| Boothbay Fund Management, LLC | 40,000 | $328.8K | 0.01% | +40,000 | New |
| Fortitude Advisory Group L.L.C. | 39,494 | $324.6K | 0.20% | +110.0% | Added |
| Western Wealth Management, LLC | 39,481 | $324.5K | 0.02% | +5,974+17.8% | Added |
| Spire Wealth Management | 38,874 | $322.3K | 0.01% | +20,234+108.6% | Added |
| Integrated Capital Management, Inc. | 31,248 | $256.9K | 0.22% | +5,132+19.7% | Added |
| Future Financial Wealth Managment LLC | 30,574 | $251.3K | 0.25% | +300+1.0% | Added |
| HBK Sorce Advisory LLC | 30,080 | $247.3K | 0.01% | +30,080 | New |
| Cetera Advisor Networks LLC | 30,044 | $247.0K | 0.00% | +6,007+25.0% | Added |
| Sheets Smith Wealth Management | 30,007 | $246.7K | 0.04% | 00.0% | Unchanged |
| RVW Wealth, LLC | 29,037 | $238.7K | 0.03% | 00.0% | Unchanged |
| Comerica Bank | 27,015 | $222.1K | 0.00% | +867+3.3% | Added |
| Quadcap Wealth Management, LLC | 26,663 | $219.2K | 0.06% | +26,663 | New |
| Virtu Financial LLC | 26,268 | $216.0K | 0.02% | +16,109+158.6% | Added |
| Glass Jacobson Investment Advisors llc | 25,725 | $211.5K | 0.09% | −9,535−27.0% | Reduced |