Nuveen Floating Rate Income Fund
JFR- Exchange
- NYSE
- SEC CIK
- 0001276533
In the last 90 days, Nuveen Floating Rate Income Fund insiders filed 0 open-market purchases and 1 sale; 174 institutions reported holding it in 13F filings for Q2 2026, worth $458.0M in total; no superinvestor holds it.
13F holders, Q3 2023
Institutional positions in Nuveen Floating Rate Income Fund as of Sep 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 171
- +71 vs. Q2 2023
- Shares held
- 40.8M
- +22.6M (+123.9%) vs. Q2 2023
- Total value
- $335.0M
- +$191.3M (+133.1%) vs. Q2 2023
- New holders
- 81
- 71 more added
- Sold out
- 10
- 7 more reduced
1 institution that held it in Q2 2023 haven't filed for Q3 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting JFR on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 174 | $458.0M |
| Q1 2026 | 187 | $450.4M |
| Q4 2025 | 190 | $455.8M |
| Q3 2025 | 177 | $440.8M |
| Q2 2025 | 170 | $467.3M |
| Q1 2025 | 173 | $470.0M |
| Q4 2024 | 164 | $319.8M |
| Q3 2024 | 161 | $314.0M |
| Q2 2024 | 172 | $312.6M |
| Q1 2024 | 175 | $336.7M |
| Q4 2023 | 178 | $336.4M |
| Q3 2023 | 171 | $335.0M |
| Q2 2023 | 101 | $144.0M |
| Q1 2023 | 100 | $151.0M |
| Q4 2022 | 102 | $148.0M |
| Q3 2022 | 91 | $149.7M |
| Q2 2022 | 94 | $159.3M |
| Q1 2022 | 100 | $169.9M |
| Q4 2021 | 104 | $179.6M |
| Q3 2021 | 102 | $187.8M |
| Q2 2021 | 105 | $215.3M |
| Q1 2021 | 95 | $235.4M |
Institutions, Q3 2023
Shares, value and share of portfolio for each institution holding Nuveen Floating Rate Income Fund; share changes are against Q2 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Morgan Stanley | 4,222,509 | $34.7M | 0.00% | +2,930,200+226.7% | Added |
| LPL Financial LLC | 2,742,074 | $22.5M | 0.02% | +386,215+16.4% | Added |
| Invesco Ltd. | 2,546,506 | $20.9M | 0.01% | +1,494,360+142.0% | Added |
| Bank of America Corp | 2,235,408 | $18.4M | 0.00% | +1,299,117+138.8% | Added |
| Guggenheim Capital LLC | 2,219,463 | $18.2M | 0.16% | +1,206,915+119.2% | Added |
| Wells Fargo & Company | 2,097,070 | $17.2M | 0.01% | +409,045+24.2% | Added |
| Penserra Capital Management LLC | 1,369,263 | $11.2M | 0.23% | +93,408+7.3% | Added |
| Oaktree Capital Management LPSuperinvestorOaktree Capital | 1,192,691 | $9.79M | 0.15% | +1,192,691 | New |
| Advisors Asset Management, Inc. | 1,143,923 | $9.39M | 0.20% | +727,372+174.6% | Added |
| Saba Capital Management, L.P. | 1,096,352 | $9.00M | 0.29% | +1,026,390+1,467.1% | Added |
| Sit Investment Associates Inc | 1,069,602 | $8.78M | 0.24% | +1,069,602 | New |
| UBS Group AG | 1,042,109 | $8.56M | 0.00% | +543,094+108.8% | Added |
| Royal Bank of Canada | 1,011,334 | $8.30M | 0.00% | +314,630+45.2% | Added |
| Goldman Sachs Group Inc | 930,858 | $7.64M | 0.00% | +426,822+84.7% | Added |
| Cohen & Steers, Inc. | 646,052 | $5.30M | 0.01% | +196,052+43.6% | Added |
| Rockefeller Capital Management L.P. | 612,763 | $5.03M | 0.02% | +71,457+13.2% | Added |
| Thomas J. Herzfeld Advisors, Inc. | 601,434 | $4.94M | 1.91% | +601,434 | New |
| Baird Financial Group, Inc. | 601,187 | $4.94M | 0.01% | +204,829+51.7% | Added |
| Next Capital Management LLC | 590,327 | $4.85M | 2.20% | +590,327 | New |
| Advisor Group Holdings, Inc. | 538,616 | $4.42M | 0.01% | +377,385+234.1% | Added |
| CNH Partners LLC | 535,791 | $4.40M | 0.20% | +535,791 | New |
| City of London Investment Management Co Ltd | 531,802 | $4.37M | 0.38% | +531,802 | New |
| Ameriprise Financial Inc | 516,862 | $4.24M | 0.00% | +147,459+39.9% | Added |
| Envestnet Asset Management Inc | 508,809 | $4.18M | 0.00% | +353,009+226.6% | Added |
| Raymond James Financial Services Advisors, Inc. | 506,718 | $4.16M | 0.01% | +493,592+3,760.4% | Added |
| Raymond James & Associates | 431,708 | $3.54M | 0.00% | +317,691+278.6% | Added |
| RFG Advisory, LLC | 419,664 | $3.45M | 0.15% | +177,888+73.6% | Added |
| Shaker Financial Services, LLC | 411,310 | $3.41M | 1.59% | +360,909+716.1% | Added |
| Natixis | 392,285 | $3.22M | 0.03% | −9,930−2.5% | Reduced |
| Byrne Asset Management LLC | 378,072 | $3.10M | 2.57% | −14,480−3.7% | Reduced |
| Congress Park Capital LLC | 365,000 | $3.00M | 1.73% | +255,000+231.8% | Added |
| Alpine Global Management, LLC | 340,000 | $2.79M | 0.64% | +340,000 | New |
| Capital Investment Advisors, LLC | 326,122 | $2.68M | 0.07% | +98,709+43.4% | Added |
| 1607 Capital Partners, LLC | 312,970 | $2.57M | 0.19% | +312,970 | New |
| Rivernorth Capital Management, LLC | 275,798 | $2.26M | 0.12% | +275,798 | New |
| Commonwealth Equity Services, LLC | 261,141 | $2.14M | 0.00% | +109,776+72.5% | Added |
| Bulldog Investors, LLP | 257,177 | $2.11M | 0.73% | +257,177 | New |
| International Assets Investment Management, LLC | 221,891 | $1.80M | 0.25% | +221,891 | New |
| Cambridge Investment Research Advisors, Inc. | 214,133 | $1.76M | 0.01% | +145,662+212.7% | Added |
| GWM Advisors LLC | 212,904 | $1.75M | 0.02% | +154,719+265.9% | Added |
| Kades & Cheifetz LLC | 211,567 | $1.74M | 1.38% | +11,303+5.6% | Added |
| Thrivent Financial for Lutherans | 195,494 | $1.60M | 0.00% | +45,351+30.2% | Added |
| Aviance Capital Partners, LLC | 187,196 | $1.54M | 0.35% | +162,301+651.9% | Added |
| Park Avenue Securities LLC | 183,681 | $1.51M | 0.02% | +48,127+35.5% | Added |
| Investment Management Associates Inc | 163,466 | $1.34M | 0.56% | 00.0% | Unchanged |
| HighTower Advisors, LLC | 144,736 | $1.19M | 0.00% | +118,761+457.2% | Added |
| Independent Financial Group, LLC | 133,412 | $1.10M | 0.07% | +68,701+106.2% | Added |
| Mission Wealth Management, LP | 132,399 | $1.09M | 0.04% | +132,399 | New |
| Melfa Wealth Management, LLC | 130,218 | $1.07M | 1.16% | +19,464+17.6% | Added |
| Coastal Bridge Advisors, LLC | 124,489 | $1.02M | 0.27% | +124,489 | New |
| Horizon Kinetics Asset Management LLC | 120,831 | $992.0K | 0.02% | +120,831 | New |
| Advisor Partners II, LLC | 111,316 | $913.9K | 0.04% | +111,316 | New |
| Gill Capital Partners, LLC | 109,328 | $897.6K | 0.40% | +87,859+409.2% | Added |
| Janney Montgomery Scott LLC | 102,236 | $839.0K | 0.00% | +61,569+151.4% | Added |
| Sigma Planning Corp | 81,196 | $666.6K | 0.02% | +53,459+192.7% | Added |
| First Trust Advisors LP | 77,542 | $636.6K | 0.00% | +207+0.3% | Added |
| Virtus ETF Advisers LLC | 76,667 | $629.4K | 0.38% | +39,580+106.7% | Added |
| Riverbridge Partners LLC | 73,303 | $601.8K | 0.01% | +73,303 | New |
| Seelaus Asset Management LLC | 71,414 | $586.3K | 0.67% | +11,633+19.5% | Added |
| Edgemoor Investment Advisors, Inc. | 69,819 | $573.2K | 0.07% | 00.0% | Unchanged |
| Harbour Investments, Inc. | 68,742 | $564.4K | 0.03% | +68,742 | New |
| Integrated Wealth Concepts LLC | 68,527 | $562.6K | 0.01% | +54,327+382.6% | Added |
| Oppenheimer & Co Inc | 68,367 | $561.3K | 0.01% | +52,846+340.5% | Added |
| Bank of Montreal | 60,807 | $559.4K | 0.00% | +60,807 | New |
| Gladstone Institutional Advisory LLC | 66,615 | $546.9K | 0.04% | +55,305+489.0% | Added |
| Landscape Capital Management, L.L.C. | 66,560 | $546.5K | 0.07% | −49,281−42.5% | Reduced |
| Koshinski Asset Management, Inc. | 64,987 | $533.5K | 0.06% | +14,785+29.5% | Added |
| Kovack Advisors, Inc. | 63,682 | $522.8K | 0.07% | +30,382+91.2% | Added |
| Advisory Services Network, LLC | 62,051 | $509.4K | 0.01% | +18,723+43.2% | Added |
| Wedbush Securities Inc | 60,930 | $500.0K | 0.02% | +38,522+171.9% | Added |
| CoreCap Advisors, LLC | 57,531 | $472.3K | 0.03% | +27,485+91.5% | Added |
| Steward Partners Investment Advisory, LLC | 55,996 | $459.7K | 0.01% | +29,002+107.4% | Added |
| Stifel Financial Corp | 55,017 | $451.7K | 0.00% | +41,562+308.9% | Added |
| Conning Inc. | 54,000 | $443.3K | 0.02% | 00.0% | Unchanged |
| National Asset Management, Inc. | 53,432 | $443.2K | 0.01% | +22,421+72.3% | Added |
| Cetera Advisors LLC | 46,941 | $385.4K | 0.01% | +418+0.9% | Added |
| E&G Advisors, LP | 46,348 | $380.5K | 0.14% | +46,348 | New |
| D.A. Davidson & Co. | 42,686 | $350.5K | 0.00% | +42,686 | New |
| Private Advisor Group, LLC | 42,529 | $349.2K | 0.00% | +42,529 | New |
| Walleye Capital LLC | 40,802 | $335.0K | 0.00% | −33,924−45.4% | Reduced |
| Fortitude Advisory Group L.L.C. | 39,483 | $324.2K | 0.22% | +26,411+202.0% | Added |
| Axxcess Wealth Management, LLC | 37,575 | $308.5K | 0.01% | +37,575 | New |
| Glass Jacobson Investment Advisors llc | 35,260 | $289.5K | 0.13% | 00.0% | Unchanged |
| Farther Finance Advisors, LLC | 34,696 | $284.9K | 0.04% | +34,696 | New |
| Western Wealth Management, LLC | 33,507 | $275.1K | 0.02% | +17,095+104.2% | Added |
| Jane Street Group, LLC | 30,854 | $253.3K | 0.00% | +30,854 | New |
| Future Financial Wealth Managment LLC | 30,274 | $248.6K | 0.28% | +30,274 | New |
| Sheets Smith Wealth Management | 30,007 | $246.4K | 0.04% | +14,207+89.9% | Added |
| Ameritas Advisory Services, LLC | 31,216 | $243.6K | 0.01% | +31,216 | New |
| RVW Wealth, LLC | 29,037 | $238.4K | 0.03% | +29,037 | New |
| Samalin Investment Counsel, LLC | 27,817 | $228.4K | 0.13% | −12,821−31.5% | Reduced |
| Matisse Capital | 26,646 | $218.8K | 0.15% | +26,646 | New |
| Calton & Associates, Inc. | 26,450 | $217.2K | 0.32% | +26,450 | New |
| Comerica Bank | 26,148 | $214.7K | 0.00% | +26,148 | New |
| Integrated Capital Management, Inc. | 26,116 | $214.4K | 0.19% | +4,225+19.3% | Added |
| Nations Financial Group Inc, | 26,007 | $213.5K | 0.02% | +26,007 | New |
| MML Investors Services, LLC | 25,732 | $211.0K | 0.00% | +25,732 | New |
| CTC Alternative Strategies, Ltd. | 25,663 | $210.7K | 0.40% | +14,963+139.8% | Added |
| Charles Schwab Investment Advisory, Inc. | 24,303 | $199.5K | 0.00% | +24,303 | New |
| Cetera Advisor Networks LLC | 24,037 | $197.3K | 0.00% | +9,080+60.7% | Added |