Nuveen Floating Rate Income Fund
JFR- Exchange
- NYSE
- SEC CIK
- 0001276533
In the last 90 days, Nuveen Floating Rate Income Fund insiders filed 0 open-market purchases and 1 sale; 174 institutions reported holding it in 13F filings for Q2 2026, worth $458.0M in total; no superinvestor holds it.
13F holders, Q3 2024
Institutional positions in Nuveen Floating Rate Income Fund as of Sep 30, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 161
- −10 vs. Q2 2024
- Shares held
- 37.7M
- +1.59M (+4.4%) vs. Q2 2024
- Total value
- $314.0M
- +$1.45M (+0.5%) vs. Q2 2024
- New holders
- 13
- 57 more added
- Sold out
- 23
- 52 more reduced
1 institution that held it in Q2 2024 haven't filed for Q3 2024 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2024: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting JFR on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 174 | $458.0M |
| Q1 2026 | 187 | $450.4M |
| Q4 2025 | 190 | $455.8M |
| Q3 2025 | 177 | $440.8M |
| Q2 2025 | 170 | $467.3M |
| Q1 2025 | 173 | $470.0M |
| Q4 2024 | 164 | $319.8M |
| Q3 2024 | 161 | $314.0M |
| Q2 2024 | 172 | $312.6M |
| Q1 2024 | 175 | $336.7M |
| Q4 2023 | 178 | $336.4M |
| Q3 2023 | 171 | $335.0M |
| Q2 2023 | 101 | $144.0M |
| Q1 2023 | 100 | $151.0M |
| Q4 2022 | 102 | $148.0M |
| Q3 2022 | 91 | $149.7M |
| Q2 2022 | 94 | $159.3M |
| Q1 2022 | 100 | $169.9M |
| Q4 2021 | 104 | $179.6M |
| Q3 2021 | 102 | $187.8M |
| Q2 2021 | 105 | $215.3M |
| Q1 2021 | 95 | $235.4M |
Institutions, Q3 2024
Shares, value and share of portfolio for each institution holding Nuveen Floating Rate Income Fund; share changes are against Q2 2024.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Morgan Stanley | 5,164,074 | $45.5M | 0.00% | −29,330−0.6% | Reduced |
| LPL Financial LLC | 2,775,187 | $24.5M | 0.01% | −14,295−0.5% | Reduced |
| Bank of America Corp | 2,428,068 | $21.4M | 0.00% | −95,969−3.8% | Reduced |
| Invesco Ltd. | 2,173,748 | $19.2M | 0.00% | +376,835+21.0% | Added |
| Penserra Capital Management LLC | 1,839,248 | $16.2M | 0.35% | +249,794+15.7% | Added |
| Congress Park Capital LLC | 1,494,238 | $13.2M | 4.89% | +232,590+18.4% | Added |
| Guggenheim Capital LLC | 1,480,515 | $13.1M | 0.09% | +69,357+4.9% | Added |
| Royal Bank of Canada | 1,026,079 | $9.05M | 0.00% | +4910.0% | Added |
| Advisors Asset Management, Inc. | 1,017,796 | $8.98M | 0.16% | +87,029+9.4% | Added |
| Raymond James Financial Services Advisors, Inc. | 935,473 | $8.25M | 0.01% | +10,218+1.1% | Added |
| UBS Group AG | 917,465 | $8.09M | 0.00% | −28,136−3.0% | Reduced |
| Pathstone Holdings, LLC | 911,821 | $8.04M | 0.04% | +529,677+138.6% | Added |
| Rockefeller Capital Management L.P. | 753,641 | $6.65M | 0.02% | +30,509+4.2% | Added |
| Wells Fargo & Company | 712,170 | $6.28M | 0.00% | −453,563−38.9% | Reduced |
| Cohen & Steers, Inc. | 711,052 | $6.27M | 0.01% | +35,000+5.2% | Added |
| Thomas J. Herzfeld Advisors, Inc. | 648,025 | $5.72M | 1.90% | −111,355−14.7% | Reduced |
| Ameriprise Financial Inc | 624,921 | $5.51M | 0.00% | +21,150+3.5% | Added |
| Cyndeo Wealth Partners, LLC | 557,450 | $4.92M | 0.34% | +80,981+17.0% | Added |
| Baird Financial Group, Inc. | 518,616 | $4.57M | 0.01% | +8,282+1.6% | Added |
| Coastal Bridge Advisors, LLC | 478,022 | $4.22M | 1.04% | +35,568+8.0% | Added |
| Raymond James & Associates | 450,548 | $3.97M | 0.00% | −3,563−0.8% | Reduced |
| Envestnet Asset Management Inc | 383,247 | $3.38M | 0.00% | −97,506−20.3% | Reduced |
| RFG Advisory, LLC | 382,375 | $3.37M | 0.10% | +2,400+0.6% | Added |
| Commonwealth Equity Services, LLC | 377,773 | $3.33M | 0.01% | +27,682+7.9% | Added |
| Advisor Group Holdings, Inc. | 363,464 | $3.21M | 0.01% | +11,265+3.2% | Added |
| Capital Investment Advisors, LLC | 290,521 | $2.56M | 0.05% | +2,005+0.7% | Added |
| GraniteShares Advisors LLC | 283,337 | $2.50M | 1.69% | +46,027+19.4% | Added |
| Next Capital Management LLC | 237,911 | $2.10M | 0.86% | −306,679−56.3% | Reduced |
| Cambridge Investment Research Advisors, Inc. | 228,523 | $2.02M | 0.01% | −8,172−3.5% | Reduced |
| Prevail Innovative Wealth Advisors, LLC | 219,419 | $1.94M | 0.59% | −5,434−2.4% | Reduced |
| Kades & Cheifetz LLC | 216,960 | $1.91M | 1.10% | +7,664+3.7% | Added |
| Shaker Financial Services, LLC | 177,054 | $1.56M | 0.59% | +177,054 | New |
| Byrne Asset Management LLC | 175,000 | $1.54M | 1.05% | −27,100−13.4% | Reduced |
| Bank of Montreal | 173,267 | $1.51M | 0.00% | 00.0% | Unchanged |
| Aviance Capital Partners, LLC | 169,416 | $1.49M | 0.20% | +1,197+0.7% | Added |
| GWM Advisors LLC | 163,932 | $1.45M | 0.01% | −41,818−20.3% | Reduced |
| Horizon Kinetics Asset Management LLC | 144,118 | $1.27M | 0.02% | +23,594+19.6% | Added |
| Thrivent Financial for Lutherans | 133,400 | $1.18M | 0.00% | −13,051−8.9% | Reduced |
| Melfa Wealth Management, LLC | 117,599 | $1.04M | 0.68% | −8,500−6.7% | Reduced |
| Mission Wealth Management, LP | 117,366 | $1.04M | 0.03% | −9,343−7.4% | Reduced |
| Cetera Investment Advisers | 117,113 | $1.03M | 0.00% | +13,961+13.5% | Added |
| Independent Financial Group, LLC | 116,819 | $1.03M | 0.04% | −23,943−17.0% | Reduced |
| Natixis | 116,009 | $1.02M | 0.01% | +3,575+3.2% | Added |
| Walleye Capital LLC | 110,833 | $977.5K | 0.01% | +110,833 | New |
| Sanctuary Advisors, LLC | 101,936 | $916.4K | 0.01% | −16,712−14.1% | Reduced |
| Gill Capital Partners, LLC | 100,381 | $885.4K | 0.32% | 00.0% | Unchanged |
| Bramshill Investments, LLC | 93,390 | $823.7K | 0.09% | −10,884−10.4% | Reduced |
| 1607 Capital Partners, LLC | 87,497 | $771.7K | 0.07% | −110,700−55.9% | Reduced |
| Janney Montgomery Scott LLC | 86,843 | $766.0K | 0.00% | −987−1.1% | Reduced |
| First Trust Advisors LP | 86,127 | $759.6K | 0.00% | +2,405+2.9% | Added |
| RSM US Wealth Management LLC | 86,275 | $759.2K | 0.01% | −23,383−21.3% | Reduced |
| Virtus ETF Advisers LLC | 81,689 | $720.5K | 0.34% | −22,416−21.5% | Reduced |
| Sigma Planning Corp | 77,878 | $686.9K | 0.02% | −4,976−6.0% | Reduced |
| Gladstone Institutional Advisory LLC | 77,005 | $679.2K | 0.03% | +8,640+12.6% | Added |
| Harbour Investments, Inc. | 75,785 | $668.4K | 0.02% | +2,888+4.0% | Added |
| Avantax Advisory Services, Inc. | 75,103 | $662.4K | 0.00% | +3,553+5.0% | Added |
| Advisory Services Network, LLC | 74,581 | $645.1K | 0.01% | 00.0% | Unchanged |
| Oppenheimer & Co Inc | 70,243 | $619.5K | 0.01% | −3,502−4.7% | Reduced |
| Wedbush Securities Inc | 68,872 | $607.0K | 0.02% | +16,805+32.3% | Added |
| Edgemoor Investment Advisors, Inc. | 64,547 | $569.3K | 0.05% | −1,900−2.9% | Reduced |
| Stifel Financial Corp | 63,109 | $556.6K | 0.00% | −9,511−13.1% | Reduced |
| Seelaus Asset Management LLC | 61,500 | $542.4K | 0.50% | −1,250−2.0% | Reduced |
| Andrew Hill Investment Advisors, Inc. | 59,054 | $520.9K | 0.39% | +1,000+1.7% | Added |
| Steward Partners Investment Advisory, LLC | 58,513 | $516.1K | 0.00% | +178+0.3% | Added |
| Koshinski Asset Management, Inc. | 57,257 | $505.0K | 0.04% | −1,380−2.4% | Reduced |
| Conning Inc. | 54,000 | $476.3K | 0.02% | 00.0% | Unchanged |
| Concurrent Investment Advisors, LLC | 50,178 | $442.6K | 0.01% | −125−0.2% | Reduced |
| CoreCap Advisors, LLC | 50,041 | $441.4K | 0.02% | −11,690−18.9% | Reduced |
| HighTower Advisors, LLC | 48,496 | $429.0K | 0.00% | +25,197+108.1% | Added |
| E&G Advisors, LP | 42,299 | $373.1K | 0.10% | −721−1.7% | Reduced |
| Fortitude Advisory Group L.L.C. | 40,981 | $361.4K | 0.23% | +567+1.4% | Added |
| HRT Financial LP | 38,394 | $338.0K | 0.00% | +15,859+70.4% | Added |
| Comerica Bank | 37,743 | $332.9K | 0.00% | −1,006−2.6% | Reduced |
| Western Wealth Management, LLC | 36,928 | $325.7K | 0.02% | +36,928 | New |
| HBK Sorce Advisory LLC | 35,199 | $310.5K | 0.01% | 00.0% | Unchanged |
| Carolinas Wealth Consulting LLC | 34,420 | $306.5K | 0.06% | +15,331+80.3% | Added |
| Calton & Associates, Inc. | 33,750 | $297.7K | 0.11% | +33,750 | New |
| Kovack Advisors, Inc. | 33,205 | $292.9K | 0.03% | −10,253−23.6% | Reduced |
| Farther Finance Advisors, LLC | 33,122 | $291.9K | 0.01% | −1,118−3.3% | Reduced |
| World Equity Group, Inc. | 33,046 | $291.5K | 0.11% | +33,046 | New |
| Integrated Wealth Concepts LLC | 30,364 | $267.8K | 0.00% | −19,234−38.8% | Reduced |
| Sheets Smith Wealth Management | 30,007 | $264.7K | 0.03% | 00.0% | Unchanged |
| RVW Wealth, LLC | 29,037 | $256.1K | 0.02% | 00.0% | Unchanged |
| MML Investors Services, LLC | 28,140 | $248.0K | 0.00% | +8,698+44.7% | Added |
| D.A. Davidson & Co. | 27,932 | $246.4K | 0.00% | −4,071−12.7% | Reduced |
| Wetherby Asset Management Inc | 27,165 | $239.6K | 0.01% | +1,768+7.0% | Added |
| Diversify Advisory Services, LLC | 26,625 | $235.4K | 0.01% | 00.0% | Unchanged |
| Quadcap Wealth Management, LLC | 25,843 | $227.9K | 0.04% | −570−2.2% | Reduced |
| Kestra Advisory Services, LLC | 25,619 | $226.0K | 0.00% | −53,881−67.8% | Reduced |
| Nations Financial Group Inc, | 24,570 | $216.7K | 0.02% | +4,193+20.6% | Added |
| Centurion Wealth Management LLC | 23,924 | $211.0K | 0.07% | +23,924 | New |
| Captrust Financial Advisors | 23,600 | $208.2K | 0.00% | −951−3.9% | Reduced |
| Private Advisor Group, LLC | 23,395 | $206.3K | 0.00% | +308+1.3% | Added |
| NWF Advisory Services Inc. | 23,102 | $203.8K | 0.03% | +8,900+62.7% | Added |
| Shulman DeMeo Asset Management LLC | 21,817 | $192.4K | 0.05% | −751−3.3% | Reduced |
| Jones Road Capital Management, L.P. | 21,804 | $192.3K | 0.15% | +464+2.2% | Added |
| Klingman & Associates, LLC | 20,143 | $177.7K | 0.01% | 00.0% | Unchanged |
| Chicago Partners Investment Group LLC | 19,982 | $175.8K | 0.01% | +2,965+17.4% | Added |
| Snowden Capital Advisors LLC | 19,342 | $172.2K | 0.01% | 00.0% | Unchanged |
| Colony Group, LLC | 19,520 | $172.2K | 0.00% | 00.0% | Unchanged |