Nuveen Floating Rate Income Fund
JFR- Exchange
- NYSE
- SEC CIK
- 0001276533
In the last 90 days, Nuveen Floating Rate Income Fund insiders filed 0 open-market purchases and 1 sale; 174 institutions reported holding it in 13F filings for Q2 2026, worth $458.0M in total; no superinvestor holds it.
13F holders, Q2 2021
Institutional positions in Nuveen Floating Rate Income Fund as of Jun 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 105
- +10 vs. Q1 2021
- Shares held
- 21.5M
- −2.88M (−11.8%) vs. Q1 2021
- Total value
- $215.3M
- −$20.1M (−8.5%) vs. Q1 2021
- New holders
- 18
- 39 more added
- Sold out
- 8
- 20 more reduced
Compare with Q1 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting JFR on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 174 | $458.0M |
| Q1 2026 | 187 | $450.4M |
| Q4 2025 | 190 | $455.8M |
| Q3 2025 | 177 | $440.8M |
| Q2 2025 | 170 | $467.3M |
| Q1 2025 | 173 | $470.0M |
| Q4 2024 | 164 | $319.8M |
| Q3 2024 | 161 | $314.0M |
| Q2 2024 | 172 | $312.6M |
| Q1 2024 | 175 | $336.7M |
| Q4 2023 | 178 | $336.4M |
| Q3 2023 | 171 | $335.0M |
| Q2 2023 | 101 | $144.0M |
| Q1 2023 | 100 | $151.0M |
| Q4 2022 | 102 | $148.0M |
| Q3 2022 | 91 | $149.7M |
| Q2 2022 | 94 | $159.3M |
| Q1 2022 | 100 | $169.9M |
| Q4 2021 | 104 | $179.6M |
| Q3 2021 | 102 | $187.8M |
| Q2 2021 | 105 | $215.3M |
| Q1 2021 | 95 | $235.4M |
Institutions, Q2 2021
Shares, value and share of portfolio for each institution holding Nuveen Floating Rate Income Fund; share changes are against Q1 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Saba Capital Management, L.P. | 2,732,232 | $27.4M | 1.01% | −3,953,213−59.1% | Reduced |
| Penserra Capital Management LLC | 1,727,195 | $17.3M | 0.31% | +200,287+13.1% | Added |
| Bank of America Corp | 1,685,648 | $16.9M | 0.00% | −97,435−5.5% | Reduced |
| LPL Financial LLC | 1,542,617 | $15.5M | 0.02% | +80,375+5.5% | Added |
| Wells Fargo & Company | 1,445,727 | $14.5M | 0.00% | +113,647+8.5% | Added |
| Lindbrook Capital, LLC | 1,323,703 | $13.3M | 2.96% | −3,120−0.2% | Reduced |
| Morgan Stanley | 905,200 | $9.07M | 0.00% | −418,619−31.6% | Reduced |
| Invesco Ltd. | 880,668 | $8.82M | 0.00% | +831,960+1,708.1% | Added |
| Invesco Senior Secured Management Inc | 808,700 | $8.10M | 3.20% | 00.0% | Unchanged |
| Guggenheim Capital LLC | 651,958 | $6.53M | 0.04% | +48,665+8.1% | Added |
| Capital Investment Advisors, LLC | 649,557 | $6.51M | 0.22% | −7,399−1.1% | Reduced |
| UBS Group AG | 499,255 | $5.00M | 0.00% | +67,626+15.7% | Added |
| Royal Bank of Canada | 468,746 | $4.70M | 0.00% | +3,109+0.7% | Added |
| Goldman Sachs Group Inc | 438,464 | $4.39M | 0.00% | 00.0% | Unchanged |
| 1607 Capital Partners, LLC | 421,400 | $4.22M | 0.20% | 00.0% | Unchanged |
| Eaton Vance Management | 387,184 | $3.88M | 0.01% | 00.0% | Unchanged |
| Raymond James & Associates | 319,912 | $3.21M | 0.00% | +106,666+50.0% | Added |
| Baird Financial Group, Inc. | 318,293 | $3.19M | 0.01% | +7,927+2.6% | Added |
| Next Capital Management LLC | 284,335 | $2.85M | 1.81% | −24,315−7.9% | Reduced |
| Ameriprise Financial Inc | 273,096 | $2.74M | 0.00% | +3,091+1.1% | Added |
| RFG Advisory, LLC | 252,550 | $2.53M | 0.23% | +1,002+0.4% | Added |
| Northwestern Mutual Wealth Management Co | 249,089 | $2.50M | 0.00% | −12,708−4.9% | Reduced |
| Loomis Sayles & Co L P | 236,650 | $2.37M | 0.00% | 00.0% | Unchanged |
| Sit Investment Associates Inc | 180,145 | $1.80M | 0.04% | 00.0% | Unchanged |
| Investment Management Associates Inc | 180,000 | $1.80M | 0.96% | 00.0% | Unchanged |
| Advisors Asset Management, Inc. | 163,970 | $1.64M | 0.02% | −408−0.2% | Reduced |
| Mid Atlantic Financial Management Inc | 128,300 | $1.29M | 0.09% | +11,500+9.8% | Added |
| Mariner Investment Group LLC | 125,986 | $1.26M | 2.77% | −116,187−48.0% | Reduced |
| Thrivent Financial for Lutherans | 121,263 | $1.22M | 0.00% | −17,039−12.3% | Reduced |
| 6 Meridian | 116,242 | $1.17M | 0.09% | +116,242 | New |
| Wela Strategies, Inc. | 109,432 | $1.10M | 0.58% | +2,727+2.6% | Added |
| Shaker Financial Services, LLC | 106,540 | $1.07M | 0.40% | +66,163+163.9% | Added |
| Commonwealth Equity Services, LLC | 99,786 | $999.0K | 0.00% | +1,785+1.8% | Added |
| Envestnet Asset Management Inc | 97,785 | $980.0K | 0.00% | +5,859+6.4% | Added |
| Park Avenue Securities LLC | 96,516 | $967.0K | 0.02% | +4,891+5.3% | Added |
| Seelaus Asset Management LLC | 92,006 | $922.0K | 0.54% | +76+0.1% | Added |
| Edgemoor Investment Advisors, Inc. | 82,862 | $830.0K | 0.08% | 00.0% | Unchanged |
| Kestra Advisory Services, LLC | 63,778 | $639.0K | 0.01% | +626+1.0% | Added |
| Koshinski Asset Management, Inc. | 58,537 | $587.0K | 0.07% | −28,850−33.0% | Reduced |
| Cambridge Investment Research Advisors, Inc. | 55,582 | $557.0K | 0.00% | +1,717+3.2% | Added |
| Conning Inc. | 54,000 | $541.0K | 0.02% | 00.0% | Unchanged |
| Virtus ETF Advisers LLC | 51,821 | $519.0K | 0.21% | +14,649+39.4% | Added |
| Samalin Investment Counsel, LLC | 50,884 | $510.0K | 0.33% | −15,420−23.3% | Reduced |
| Cohen & Steers, Inc. | 50,000 | $501.0K | 0.00% | +50,000 | New |
| Clough Capital Partners L P | 47,614 | $477.0K | 0.03% | −25,630−35.0% | Reduced |
| Congress Park Capital LLC | 45,000 | $451.0K | 0.23% | +45,000 | New |
| Wedbush Securities Inc | 40,700 | $408.0K | 0.02% | +3,000+8.0% | Added |
| Kovack Advisors, Inc. | 40,069 | $401.0K | 0.05% | +1,700+4.4% | Added |
| Calton & Associates, Inc. | 33,325 | $333.0K | 0.06% | +33,325 | New |
| Sheets Smith Wealth Management | 32,800 | $329.0K | 0.04% | 00.0% | Unchanged |
| Aviance Capital Partners, LLC | 31,999 | $321.0K | 0.06% | 00.0% | Unchanged |
| Foundations Investment Advisors, LLC | 29,769 | $298.0K | 0.01% | +907+3.1% | Added |
| Raymond James Financial Services Advisors, Inc. | 28,593 | $286.0K | 0.00% | −339−1.2% | Reduced |
| Advisor Group Holdings, Inc. | 28,066 | $280.0K | 0.00% | −2,391−7.9% | Reduced |
| Cetera Advisors LLC | 27,530 | $276.0K | 0.01% | 00.0% | Unchanged |
| HighTower Advisors, LLC | 26,640 | $267.0K | 0.00% | −535−2.0% | Reduced |
| Optimum Investment Advisors | 26,010 | $261.0K | 0.08% | −6,200−19.2% | Reduced |
| Ieq Capital, LLC | 25,992 | $260.0K | 0.01% | 00.0% | Unchanged |
| Cerity Partners LLC | 25,904 | $260.0K | 0.01% | 00.0% | Unchanged |
| Shulman DeMeo Asset Management LLC | 24,764 | $248.0K | 0.10% | +24,764 | New |
| Pathstone Family Office, LLC | 22,657 | $227.0K | 0.01% | +22,657 | New |
| Dynamic Advisor Solutions LLC | 20,658 | $207.0K | 0.02% | +70+0.3% | Added |
| Lumature Wealth Partners, LLC | 20,446 | $205.0K | 0.08% | 00.0% | Unchanged |
| Advisory Services Network, LLC | 19,557 | $196.0K | 0.01% | +69+0.4% | Added |
| Jane Street Group, LLC | 19,019 | $191.0K | 0.00% | +19,019 | New |
| Telemus Capital, LLC | 16,958 | $170.0K | 0.01% | −215−1.3% | Reduced |
| Integrated Capital Management, Inc. | 17,026 | $170.0K | 0.13% | +1,919+12.7% | Added |
| Oppenheimer & Co Inc | 15,907 | $159.0K | 0.00% | +66+0.4% | Added |
| Truist Financial Corp | 15,702 | $157.0K | 0.00% | −21,800−58.1% | Reduced |
| First Trust Advisors LP | 14,741 | $148.0K | 0.00% | +474+3.3% | Added |
| Steward Partners Investment Advisory, LLC | 13,586 | $136.0K | 0.00% | +7,836+136.3% | Added |
| NEXT Financial Group, Inc | 13,178 | $132.0K | 0.01% | +6,945+111.4% | Added |
| Founders Financial Alliance, LLC | 12,687 | $127.0K | 0.06% | 00.0% | Unchanged |
| Wilbanks Smith & Thomas Asset Management LLC | 12,600 | $126.0K | 0.00% | 00.0% | Unchanged |
| Spire Wealth Management | 12,496 | $125.0K | 0.00% | +450+3.7% | Added |
| Cetera Advisor Networks LLC | 11,900 | $119.0K | 0.00% | +11,900 | New |
| Private Advisor Group, LLC | 11,918 | $119.0K | 0.00% | +11,918 | New |
| Stifel Financial Corp | 11,297 | $113.0K | 0.00% | −1,000−8.1% | Reduced |
| National Asset Management, Inc. | 11,095 | $112.0K | 0.00% | +101+0.9% | Added |
| Synovus Financial Corp | 11,062 | $111.0K | 0.00% | 00.0% | Unchanged |
| Foresight Wealth Management, LLC | 10,739 | $108.0K | 0.05% | +191+1.8% | Added |
| Jaffetilchin Investment Partners, LLC | 10,182 | $102.0K | 0.01% | +182+1.8% | Added |
| Citigroup Inc | 8,754 | $88.0K | 0.00% | 00.0% | Unchanged |
| Clean Yield Group | 7,500 | $75.0K | 0.03% | +7,500 | New |
| Harbour Investments, Inc. | 6,715 | $67.0K | 0.00% | +31+0.5% | Added |
| American Portfolios Advisors | 6,536 | $65.5K | 0.00% | +6,536 | New |
| CoreFirst Bank & Trust | 5,298 | $53.0K | 0.04% | 00.0% | Unchanged |
| Rockefeller Capital Management L.P. | 4,444 | $44.0K | 0.00% | +3,344+304.0% | Added |
| Proequities, Inc. | 2,000 | $20.0K | 0.00% | 00.0% | Unchanged |
| Patriot Financial Group Insurance Agency, LLC | 1,650 | $17.0K | 0.00% | 00.0% | Unchanged |
| Ford Financial Group, LLC | 1,500 | $15.0K | 0.01% | +1,500 | New |
| Pinnacle Financial Partners Inc | 1,280 | $13.0K | 0.00% | 00.0% | Unchanged |
| Pinnacle Wealth Advisors | 1,280 | $13.0K | 0.00% | +1,280 | New |
| Geneos Wealth Management Inc. | 1,220 | $12.0K | 0.00% | 00.0% | Unchanged |
| Focused Wealth Management, Inc | 1,076 | $11.0K | 0.00% | +20+1.9% | Added |
| Barrett Asset Management, LLC | 1,000 | $10.0K | 0.00% | 00.0% | Unchanged |
| Zazove Associates LLC | 1,000 | $10.0K | 0.00% | +1,000 | New |
| SOA Wealth Advisors, LLC. | 907 | $9.00K | 0.00% | +16+1.8% | Added |
| Fifth Third Bancorp | 853 | $9.00K | 0.00% | +853 | New |
| Arkadios Wealth Advisors | 618 | $6.00K | 0.00% | +618 | New |