Nuveen Floating Rate Income Fund
JFR- Exchange
- NYSE
- SEC CIK
- 0001276533
In the last 90 days, Nuveen Floating Rate Income Fund insiders filed 0 open-market purchases and 1 sale; 174 institutions reported holding it in 13F filings for Q2 2026, worth $458.0M in total; no superinvestor holds it.
13F holders, Q4 2022
Institutional positions in Nuveen Floating Rate Income Fund as of Dec 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 102
- +15 vs. Q3 2022
- Shares held
- 18.6M
- +646.3K (+3.6%) vs. Q3 2022
- Total value
- $148.0M
- +$1.85M (+1.3%) vs. Q3 2022
- New holders
- 21
- 28 more added
- Sold out
- 6
- 28 more reduced
4 institutions that held it in Q3 2022 haven't filed for Q4 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting JFR on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 174 | $458.0M |
| Q1 2026 | 187 | $450.4M |
| Q4 2025 | 190 | $455.8M |
| Q3 2025 | 177 | $440.8M |
| Q2 2025 | 170 | $467.3M |
| Q1 2025 | 173 | $470.0M |
| Q4 2024 | 164 | $319.8M |
| Q3 2024 | 161 | $314.0M |
| Q2 2024 | 172 | $312.6M |
| Q1 2024 | 175 | $336.7M |
| Q4 2023 | 178 | $336.4M |
| Q3 2023 | 171 | $335.0M |
| Q2 2023 | 101 | $144.0M |
| Q1 2023 | 100 | $151.0M |
| Q4 2022 | 102 | $148.0M |
| Q3 2022 | 91 | $149.7M |
| Q2 2022 | 94 | $159.3M |
| Q1 2022 | 100 | $169.9M |
| Q4 2021 | 104 | $179.6M |
| Q3 2021 | 102 | $187.8M |
| Q2 2021 | 105 | $215.3M |
| Q1 2021 | 95 | $235.4M |
Institutions, Q4 2022
Shares, value and share of portfolio for each institution holding Nuveen Floating Rate Income Fund; share changes are against Q3 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| LPL Financial LLC | 2,074,517 | $16.4M | 0.01% | −119,624−5.5% | Reduced |
| Wells Fargo & Company | 1,704,439 | $13.5M | 0.00% | −205,806−10.8% | Reduced |
| Morgan Stanley | 1,495,400 | $11.8M | 0.00% | +386,038+34.8% | Added |
| Bank of America Corp | 1,342,871 | $10.6M | 0.00% | −125,222−8.5% | Reduced |
| Invesco Ltd. | 1,111,073 | $8.80M | 0.00% | +29,641+2.7% | Added |
| Oaktree Capital Management LPSuperinvestorOaktree Capital | 1,096,236 | $8.68M | 0.09% | +60,000+5.8% | Added |
| Guggenheim Capital LLC | 1,021,943 | $8.09M | 0.07% | −66,478−6.1% | Reduced |
| Royal Bank of Canada | 673,961 | $5.34M | 0.00% | +31,546+4.9% | Added |
| Penserra Capital Management LLC | 612,435 | $4.85M | 0.11% | +55,018+9.9% | Added |
| UBS Group AG | 581,742 | $4.61M | 0.00% | −173,213−22.9% | Reduced |
| Goldman Sachs Group Inc | 504,947 | $4.00M | 0.00% | 00.0% | Unchanged |
| Advisors Asset Management, Inc. | 451,430 | $3.58M | 0.07% | +66,082+17.1% | Added |
| Byrne Asset Management LLC | 431,397 | $3.42M | 2.48% | −93,235−17.8% | Reduced |
| Cohen & Steers, Inc. | 430,000 | $3.41M | 0.01% | 00.0% | Unchanged |
| Baird Financial Group, Inc. | 382,667 | $3.03M | 0.01% | −4,461−1.2% | Reduced |
| Ameriprise Financial Inc | 361,238 | $2.86M | 0.00% | +7,164+2.0% | Added |
| RFG Advisory, LLC | 258,674 | $2.24M | 0.11% | +50,670+24.4% | Added |
| Capital Investment Advisors, LLC | 239,618 | $1.90M | 0.06% | −839−0.3% | Reduced |
| Kades & Cheifetz LLC | 199,328 | $1.58M | 1.32% | +199,328 | New |
| Shaker Financial Services, LLC | 197,273 | $1.56M | 0.73% | −4,341−2.2% | Reduced |
| Rockefeller Capital Management L.P. | 177,329 | $1.40M | 0.01% | +141,726+398.1% | Added |
| Commonwealth Equity Services, LLC | 170,388 | $1.35M | 0.00% | +53,116+45.3% | Added |
| Investment Management Associates Inc | 163,466 | $1.29M | 0.54% | 00.0% | Unchanged |
| Advisor Group Holdings, Inc. | 155,994 | $1.24M | 0.00% | +42,437+37.4% | Added |
| Thrivent Financial for Lutherans | 129,797 | $1.03M | 0.00% | +18,662+16.8% | Added |
| Janney Montgomery Scott LLC | 125,875 | $997.0K | 0.00% | −125,580−49.9% | Reduced |
| 1607 Capital Partners, LLC | 114,582 | $907.5K | 0.06% | +114,582 | New |
| Melfa Wealth Management, LLC | 112,929 | $894.4K | 0.93% | +112,929 | New |
| Logan Stone Capital, LLC | 108,457 | $859.0K | 0.32% | +83,565+335.7% | Added |
| F3Logic, LLC | 104,018 | $823.8K | 0.17% | +29,939+40.4% | Added |
| Gallagher Benefit Services, Inc. | 104,018 | $823.8K | 0.17% | +104,018 | New |
| Seelaus Asset Management LLC | 90,056 | $713.0K | 0.53% | 00.0% | Unchanged |
| Koshinski Asset Management, Inc. | 88,002 | $697.0K | 0.07% | −22,670−20.5% | Reduced |
| Sit Investment Associates Inc | 77,532 | $614.0K | 0.02% | +31,983+70.2% | Added |
| CIBC World Markets Inc. | 75,725 | $600.0K | 0.00% | 00.0% | Unchanged |
| First Trust Advisors LP | 75,730 | $599.8K | 0.00% | +14,864+24.4% | Added |
| Congress Park Capital LLC | 75,000 | $594.0K | 0.38% | +17,500+30.4% | Added |
| Cambridge Investment Research Advisors, Inc. | 71,017 | $562.0K | 0.00% | −5,329−7.0% | Reduced |
| Edgemoor Investment Advisors, Inc. | 69,819 | $553.0K | 0.07% | 00.0% | Unchanged |
| Lindbrook Capital, LLC | 66,496 | $526.6K | 0.06% | 00.0% | Unchanged |
| Samalin Investment Counsel, LLC | 61,514 | $487.2K | 0.31% | +1,264+2.1% | Added |
| Almitas Capital LLC | 59,595 | $472.0K | 0.22% | +59,595 | New |
| GWM Advisors LLC | 59,873 | $463.5K | 0.01% | −2,055−3.3% | Reduced |
| Raymond James & Associates | 57,238 | $453.3K | 0.00% | −191,692−77.0% | Reduced |
| Conning Inc. | 54,000 | $427.7K | 0.01% | 00.0% | Unchanged |
| National Asset Management, Inc. | 51,425 | $407.3K | 0.01% | +11,566+29.0% | Added |
| Cetera Advisors LLC | 48,655 | $385.3K | 0.01% | −5,970−10.9% | Reduced |
| Weiss Asset Management LP | 48,507 | $384.2K | 0.02% | +48,507 | New |
| Landscape Capital Management, L.L.C. | 40,804 | $323.2K | 0.05% | −28,952−41.5% | Reduced |
| Glass Jacobson Investment Advisors llc | 39,315 | $311.4K | 0.15% | +39,315 | New |
| Cerity Partners LLC | 39,283 | $310.9K | 0.00% | +19,283+96.4% | Added |
| Virtus ETF Advisers LLC | 39,200 | $310.5K | 0.16% | −4,478−10.3% | Reduced |
| Advisory Services Network, LLC | 38,942 | $308.4K | 0.01% | −2,014−4.9% | Reduced |
| Lumature Wealth Partners, LLC | 33,000 | $261.4K | 0.15% | 00.0% | Unchanged |
| OTA Financial Group L.P. | 32,946 | $260.0K | 0.26% | −15,673−32.2% | Reduced |
| CoreCap Advisors, LLC | 32,096 | $254.2K | 0.02% | 00.0% | Unchanged |
| Sheets Smith Wealth Management | 32,000 | $253.4K | 0.04% | 00.0% | Unchanged |
| Wedbush Securities Inc | 32,000 | $253.0K | 0.01% | −2,960−8.5% | Reduced |
| Sigma Planning Corp | 28,484 | $225.6K | 0.01% | −3,913−12.1% | Reduced |
| Kovack Advisors, Inc. | 28,400 | $224.9K | 0.03% | −10,200−26.4% | Reduced |
| Gladstone Institutional Advisory LLC | 27,825 | $220.4K | 0.02% | +27,825 | New |
| HighTower Advisors, LLC | 25,975 | $207.0K | 0.00% | −3,665−12.4% | Reduced |
| Aviance Capital Partners, LLC | 24,895 | $197.2K | 0.05% | 00.0% | Unchanged |
| Steward Partners Investment Advisory, LLC | 23,814 | $188.6K | 0.00% | 00.0% | Unchanged |
| Shulman DeMeo Asset Management LLC | 22,750 | $180.2K | 0.06% | 00.0% | Unchanged |
| Gill Capital Partners, LLC | 21,469 | $170.0K | 0.08% | 00.0% | Unchanged |
| Raymond James Financial Services Advisors, Inc. | 19,720 | $156.2K | 0.00% | +313+1.6% | Added |
| AE Wealth Management LLC | 18,614 | $147.4K | 0.00% | +1,439+8.4% | Added |
| Elequin Capital LP | 18,487 | $146.4K | 0.04% | +18,487 | New |
| Susquehanna International Group, LLP | 18,264 | $144.7K | 0.00% | +18,264 | New |
| Investment Advisory Group, LLC | 17,997 | $142.5K | 0.09% | −1,500−7.7% | Reduced |
| Independent Financial Group, LLC | 17,571 | $139.2K | 0.01% | +5,945+51.1% | Added |
| Western Wealth Management, LLC | 15,716 | $124.5K | 0.01% | −2,874−15.5% | Reduced |
| Cetera Advisor Networks LLC | 15,403 | $122.0K | 0.00% | +15,403 | New |
| Money Concepts Capital Corp | 14,762 | $116.9K | 0.01% | +14,762 | New |
| Integrated Wealth Concepts LLC | 14,450 | $114.0K | 0.00% | 00.0% | Unchanged |
| M Holdings Securities, Inc. | 14,234 | $113.0K | 0.01% | +114+0.8% | Added |
| Bank of Montreal | 11,665 | $105.2K | 0.00% | 00.0% | Unchanged |
| Stifel Financial Corp | 12,861 | $101.9K | 0.00% | +1,041+8.8% | Added |
| Wilbanks Smith & Thomas Asset Management LLC | 12,600 | $99.8K | 0.00% | 00.0% | Unchanged |
| Envestnet Asset Management Inc | 11,957 | $94.7K | 0.00% | +1,512+14.5% | Added |
| CTC Capital Management, LLC | 10,700 | $84.7K | 0.10% | 00.0% | Unchanged |
| Ieq Capital, LLC | 10,378 | $82.2K | 0.00% | 00.0% | Unchanged |
| Fortitude Advisory Group L.L.C. | 10,336 | $81.9K | 0.07% | +10,336 | New |
| Northwestern Mutual Wealth Management Co | 9,790 | $77.5K | 0.00% | −30,763−75.9% | Reduced |
| Glassy Mountain Advisors, Inc. | 9,583 | $75.9K | 0.04% | +9,583 | New |
| Lazard Asset Management LLC | – | $70.0K | 0.00% | – | – |
| CoreFirst Bank & Trust | 7,048 | $55.8K | 0.04% | 00.0% | Unchanged |
| Optimum Investment Advisors | 5,200 | $41.2K | 0.02% | −500−8.8% | Reduced |
| Accurate Wealth Management, LLC | 3,850 | $31.8K | 0.01% | +3,850 | New |
| Wolverine Asset Management LLC | 3,650 | $28.9K | 0.00% | −74−2.0% | Reduced |
| Belpointe Asset Management LLC | 2,524 | $20.0K | 0.00% | +2,524 | New |
| Hollencrest Capital Management | 2,070 | $16.4K | 0.00% | +2,070 | New |
| Cary Street Partner Investment Advisory LLC | 1,800 | $14.3K | 0.00% | +1,800 | New |
| Pinnacle Financial Partners Inc | 1,280 | $10.1K | 0.00% | 00.0% | Unchanged |
| Focused Wealth Management, Inc | 1,220 | $9.66K | 0.00% | +41+3.5% | Added |
| Geneos Wealth Management Inc. | 1,220 | $9.66K | 0.00% | 00.0% | Unchanged |
| SOA Wealth Advisors, LLC. | 1,020 | $8.08K | 0.00% | +26+2.6% | Added |
| Romano Brothers and Company | 1,000 | $7.92K | 0.00% | +1,000 | New |
| Bellevue Asset Management, LLC | 500 | $3.97K | 0.00% | 00.0% | Unchanged |