Nuveen Floating Rate Income Fund
JFR- Exchange
- NYSE
- SEC CIK
- 0001276533
In the last 90 days, Nuveen Floating Rate Income Fund insiders filed 0 open-market purchases and 1 sale; 174 institutions reported holding it in 13F filings for Q2 2026, worth $458.0M in total; no superinvestor holds it.
13F holders, Q1 2023
Institutional positions in Nuveen Floating Rate Income Fund as of Mar 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 100
- +2 vs. Q4 2022
- Shares held
- 18.4M
- +35.6K (+0.2%) vs. Q4 2022
- Total value
- $151.0M
- +$5.25M (+3.6%) vs. Q4 2022
- New holders
- 14
- 26 more added
- Sold out
- 12
- 37 more reduced
4 institutions that held it in Q4 2022 haven't filed for Q1 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting JFR on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 174 | $458.0M |
| Q1 2026 | 187 | $450.4M |
| Q4 2025 | 190 | $455.8M |
| Q3 2025 | 177 | $440.8M |
| Q2 2025 | 170 | $467.3M |
| Q1 2025 | 173 | $470.0M |
| Q4 2024 | 164 | $319.8M |
| Q3 2024 | 161 | $314.0M |
| Q2 2024 | 172 | $312.6M |
| Q1 2024 | 175 | $336.7M |
| Q4 2023 | 178 | $336.4M |
| Q3 2023 | 171 | $335.0M |
| Q2 2023 | 101 | $144.0M |
| Q1 2023 | 100 | $151.0M |
| Q4 2022 | 102 | $148.0M |
| Q3 2022 | 91 | $149.7M |
| Q2 2022 | 94 | $159.3M |
| Q1 2022 | 100 | $169.9M |
| Q4 2021 | 104 | $179.6M |
| Q3 2021 | 102 | $187.8M |
| Q2 2021 | 105 | $215.3M |
| Q1 2021 | 95 | $235.4M |
Institutions, Q1 2023
Shares, value and share of portfolio for each institution holding Nuveen Floating Rate Income Fund; share changes are against Q4 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| LPL Financial LLC | 2,242,165 | $18.4M | 0.01% | +167,648+8.1% | Added |
| Wells Fargo & Company | 1,655,133 | $13.6M | 0.00% | −49,306−2.9% | Reduced |
| Penserra Capital Management LLC | 1,196,326 | $9.81M | 0.20% | +583,891+95.3% | Added |
| Morgan Stanley | 1,188,107 | $9.74M | 0.00% | −307,293−20.5% | Reduced |
| Invesco Ltd. | 1,112,266 | $9.12M | 0.00% | +1,193+0.1% | Added |
| Guggenheim Capital LLC | 1,071,883 | $8.79M | 0.07% | +49,940+4.9% | Added |
| Oaktree Capital Management LPSuperinvestorOaktree Capital | 991,759 | $8.13M | 0.09% | −104,477−9.5% | Reduced |
| Bank of America Corp | 946,630 | $7.76M | 0.00% | −396,241−29.5% | Reduced |
| Royal Bank of Canada | 684,341 | $5.61M | 0.00% | +10,380+1.5% | Added |
| UBS Group AG | 519,533 | $4.26M | 0.00% | −62,209−10.7% | Reduced |
| Goldman Sachs Group Inc | 504,036 | $4.13M | 0.00% | −911−0.2% | Reduced |
| Advisors Asset Management, Inc. | 470,381 | $3.86M | 0.08% | +18,951+4.2% | Added |
| Cohen & Steers, Inc. | 450,000 | $3.69M | 0.01% | +20,000+4.7% | Added |
| Byrne Asset Management LLC | 394,647 | $3.24M | 2.31% | −36,750−8.5% | Reduced |
| Baird Financial Group, Inc. | 394,382 | $3.23M | 0.01% | +11,715+3.1% | Added |
| Ameriprise Financial Inc | 356,535 | $2.91M | 0.00% | −4,703−1.3% | Reduced |
| Natixis | 324,622 | $2.69M | 0.02% | +324,622 | New |
| RFG Advisory, LLC | 249,788 | $2.05M | 0.10% | −8,886−3.4% | Reduced |
| Rockefeller Capital Management L.P. | 242,488 | $1.99M | 0.01% | +65,159+36.7% | Added |
| Capital Investment Advisors, LLC | 230,455 | $1.89M | 0.06% | −9,163−3.8% | Reduced |
| Kades & Cheifetz LLC | 198,457 | $1.63M | 1.28% | −871−0.4% | Reduced |
| Commonwealth Equity Services, LLC | 173,307 | $1.42M | 0.00% | +2,919+1.7% | Added |
| Investment Management Associates Inc | 163,466 | $1.34M | 0.55% | 00.0% | Unchanged |
| Envestnet Asset Management Inc | 149,892 | $1.23M | 0.00% | +137,935+1,153.6% | Added |
| Thrivent Financial for Lutherans | 142,911 | $1.17M | 0.00% | +13,114+10.1% | Added |
| Park Avenue Securities LLC | 132,966 | $1.09M | 0.02% | +132,966 | New |
| Melfa Wealth Management, LLC | 113,534 | $931.0K | 0.93% | +605+0.5% | Added |
| Advisor Group Holdings, Inc. | 113,431 | $930.1K | 0.00% | −42,563−27.3% | Reduced |
| Gallagher Fiduciary Advisors, LLC | 100,617 | $825.1K | 0.07% | +100,617 | New |
| Koshinski Asset Management, Inc. | 88,002 | $721.6K | 0.07% | 00.0% | Unchanged |
| Seelaus Asset Management LLC | 85,381 | $712.0K | 0.54% | −4,675−5.2% | Reduced |
| Congress Park Capital LLC | 85,000 | $697.0K | 0.42% | +10,000+13.3% | Added |
| Raymond James & Associates | 83,903 | $688.0K | 0.00% | +26,665+46.6% | Added |
| First Trust Advisors LP | 74,780 | $613.2K | 0.00% | −950−1.3% | Reduced |
| CIBC World Markets Inc. | 70,000 | $574.0K | 0.00% | −5,725−7.6% | Reduced |
| Edgemoor Investment Advisors, Inc. | 69,819 | $572.5K | 0.07% | 00.0% | Unchanged |
| Cambridge Investment Research Advisors, Inc. | 68,890 | $565.0K | 0.00% | −2,127−3.0% | Reduced |
| Sit Investment Associates Inc | 64,532 | $529.0K | 0.01% | −13,000−16.8% | Reduced |
| JPMorgan Chase & Co | 57,147 | $469.0K | 0.00% | +57,147 | New |
| GWM Advisors LLC | 57,547 | $459.5K | 0.01% | −2,326−3.9% | Reduced |
| Conning Inc. | 54,000 | $442.8K | 0.01% | 00.0% | Unchanged |
| Lindbrook Capital, LLC | 50,554 | $414.5K | 0.05% | −15,942−24.0% | Reduced |
| Samalin Investment Counsel, LLC | 50,341 | $412.8K | 0.25% | −11,173−18.2% | Reduced |
| Janney Montgomery Scott LLC | 48,431 | $397.0K | 0.00% | −77,444−61.5% | Reduced |
| Cetera Advisors LLC | 47,523 | $389.7K | 0.01% | −1,132−2.3% | Reduced |
| Advisory Services Network, LLC | 44,649 | $366.1K | 0.01% | +5,707+14.7% | Added |
| Cerity Partners LLC | 44,283 | $363.1K | 0.00% | +5,000+12.7% | Added |
| 1607 Capital Partners, LLC | 40,382 | $331.1K | 0.02% | −74,200−64.8% | Reduced |
| Independent Financial Group, LLC | 38,257 | $313.7K | 0.03% | +20,686+117.7% | Added |
| Virtus ETF Advisers LLC | 36,606 | $300.2K | 0.17% | −2,594−6.6% | Reduced |
| Wedbush Securities Inc | 33,000 | $271.0K | 0.01% | +1,000+3.1% | Added |
| Lumature Wealth Partners, LLC | 33,000 | $270.6K | 0.15% | 00.0% | Unchanged |
| Sheets Smith Wealth Management | 32,000 | $262.4K | 0.04% | 00.0% | Unchanged |
| National Asset Management, Inc. | 30,464 | $251.4K | 0.01% | −20,961−40.8% | Reduced |
| Sigma Planning Corp | 27,607 | $226.4K | 0.01% | −877−3.1% | Reduced |
| Kovack Advisors, Inc. | 27,400 | $224.7K | 0.03% | −1,000−3.5% | Reduced |
| HighTower Advisors, LLC | 25,975 | $212.0K | 0.00% | 00.0% | Unchanged |
| Aviance Capital Partners, LLC | 24,895 | $204.1K | 0.05% | 00.0% | Unchanged |
| Steward Partners Investment Advisory, LLC | 23,814 | $195.3K | 0.00% | 00.0% | Unchanged |
| Shulman DeMeo Asset Management LLC | 22,750 | $186.6K | 0.06% | 00.0% | Unchanged |
| Susquehanna International Group, LLP | 22,365 | $183.4K | 0.00% | +4,101+22.5% | Added |
| Gill Capital Partners, LLC | 21,469 | $176.0K | 0.08% | 00.0% | Unchanged |
| Landscape Capital Management, L.L.C. | 20,589 | $168.8K | 0.02% | −20,215−49.5% | Reduced |
| Shaker Financial Services, LLC | 18,473 | $163.8K | 0.07% | −178,800−90.6% | Reduced |
| Integrated Capital Management, Inc. | 13,678 | $152.1K | 0.15% | +13,678 | New |
| Investment Advisory Group, LLC | 17,997 | $147.6K | 0.08% | 00.0% | Unchanged |
| AE Wealth Management LLC | 17,250 | $141.4K | 0.00% | −1,364−7.3% | Reduced |
| Jane Street Group, LLC | 17,125 | $140.4K | 0.00% | +17,125 | New |
| Raymond James Financial Services Advisors, Inc. | 16,949 | $139.0K | 0.00% | −2,771−14.1% | Reduced |
| Western Wealth Management, LLC | 16,005 | $131.2K | 0.01% | +289+1.8% | Added |
| Integrated Wealth Concepts LLC | 14,450 | $118.0K | 0.00% | 00.0% | Unchanged |
| M Holdings Securities, Inc. | 14,293 | $117.0K | 0.01% | +59+0.4% | Added |
| Stifel Financial Corp | 14,125 | $115.8K | 0.00% | +1,264+9.8% | Added |
| Wilbanks Smith & Thomas Asset Management LLC | 12,600 | $103.3K | 0.00% | 00.0% | Unchanged |
| Cetera Advisor Networks LLC | 12,385 | $101.6K | 0.00% | −3,018−19.6% | Reduced |
| Bank of Montreal | 10,000 | $90.8K | 0.00% | −1,665−14.3% | Reduced |
| Fortitude Advisory Group L.L.C. | 10,850 | $89.0K | 0.07% | +514+5.0% | Added |
| HRT Financial LP | 10,763 | $88.0K | 0.00% | +10,763 | New |
| CTC Capital Management, LLC | 10,700 | $87.7K | 0.18% | 00.0% | Unchanged |
| Ieq Capital, LLC | 10,378 | $85.1K | 0.00% | 00.0% | Unchanged |
| Northwestern Mutual Wealth Management Co | 7,750 | $63.5K | 0.00% | −2,040−20.8% | Reduced |
| CoreFirst Bank & Trust | 7,048 | $57.8K | 0.04% | 00.0% | Unchanged |
| Spire Wealth Management | 6,140 | $50.4K | 0.00% | +6,140 | New |
| Optimum Investment Advisors | 5,200 | $42.6K | 0.02% | 00.0% | Unchanged |
| IFP Advisors, Inc | 2,500 | $27.2K | 0.00% | +2,500 | New |
| Elequin Capital LP | 2,690 | $22.1K | 0.02% | −15,797−85.4% | Reduced |
| Venturi Wealth Management, LLC | 2,400 | $19.7K | 0.00% | +2,400 | New |
| Cary Street Partner Investment Advisory LLC | 1,800 | $14.8K | 0.00% | 00.0% | Unchanged |
| Belpointe Asset Management LLC | 1,524 | $12.5K | 0.00% | −1,000−39.6% | Reduced |
| Pinnacle Financial Partners Inc | 1,280 | $10.5K | 0.00% | 00.0% | Unchanged |
| Focused Wealth Management, Inc | 1,242 | $10.2K | 0.00% | +22+1.8% | Added |
| Geneos Wealth Management Inc. | 1,220 | $10.0K | 0.00% | 00.0% | Unchanged |
| Hollencrest Capital Management | 1,170 | $9.59K | 0.00% | −900−43.5% | Reduced |
| Raleigh Capital Management Inc. | 1,100 | $9.02K | 0.00% | +1,100 | New |
| FNY Investment Advisers, LLC | 1,200 | $9.00K | 0.01% | +1,200 | New |
| SOA Wealth Advisors, LLC. | 1,048 | $8.59K | 0.00% | +28+2.7% | Added |
| Ameritas Advisory Services, LLC | 1,000 | $8.29K | 0.00% | +1,000 | New |
| US Bancorp | 800 | $6.56K | 0.00% | +800 | New |
| Bellevue Asset Management, LLC | 500 | $4.10K | 0.00% | 00.0% | Unchanged |
| Huntington National Bank | – | $8 | 0.00% | – | – |