Nuveen Floating Rate Income Fund
JFR- Exchange
- NYSE
- SEC CIK
- 0001276533
In the last 90 days, Nuveen Floating Rate Income Fund insiders filed 0 open-market purchases and 1 sale; 174 institutions reported holding it in 13F filings for Q2 2026, worth $458.0M in total; no superinvestor holds it.
13F holders, Q2 2023
Institutional positions in Nuveen Floating Rate Income Fund as of Jun 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 101
- +2 vs. Q1 2023
- Shares held
- 18.2M
- −145.2K (−0.8%) vs. Q1 2023
- Total value
- $144.0M
- −$6.92M (−4.6%) vs. Q1 2023
- New holders
- 18
- 34 more added
- Sold out
- 16
- 27 more reduced
1 institution that held it in Q1 2023 haven't filed for Q2 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q1 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting JFR on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 174 | $458.0M |
| Q1 2026 | 187 | $450.4M |
| Q4 2025 | 190 | $455.8M |
| Q3 2025 | 177 | $440.8M |
| Q2 2025 | 170 | $467.3M |
| Q1 2025 | 173 | $470.0M |
| Q4 2024 | 164 | $319.8M |
| Q3 2024 | 161 | $314.0M |
| Q2 2024 | 172 | $312.6M |
| Q1 2024 | 175 | $336.7M |
| Q4 2023 | 178 | $336.4M |
| Q3 2023 | 171 | $335.0M |
| Q2 2023 | 101 | $144.0M |
| Q1 2023 | 100 | $151.0M |
| Q4 2022 | 102 | $148.0M |
| Q3 2022 | 91 | $149.7M |
| Q2 2022 | 94 | $159.3M |
| Q1 2022 | 100 | $169.9M |
| Q4 2021 | 104 | $179.6M |
| Q3 2021 | 102 | $187.8M |
| Q2 2021 | 105 | $215.3M |
| Q1 2021 | 95 | $235.4M |
Institutions, Q2 2023
Shares, value and share of portfolio for each institution holding Nuveen Floating Rate Income Fund; share changes are against Q1 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| LPL Financial LLC | 2,355,859 | $18.6M | 0.01% | +113,694+5.1% | Added |
| Wells Fargo & Company | 1,688,025 | $13.3M | 0.00% | +32,892+2.0% | Added |
| Morgan Stanley | 1,292,309 | $10.2M | 0.00% | +104,202+8.8% | Added |
| Penserra Capital Management LLC | 1,275,855 | $10.1M | 0.20% | +79,529+6.6% | Added |
| Invesco Ltd. | 1,052,146 | $8.30M | 0.00% | −60,120−5.4% | Reduced |
| Guggenheim Capital LLC | 1,012,548 | $7.99M | 0.06% | −59,335−5.5% | Reduced |
| Bank of America Corp | 936,291 | $7.39M | 0.00% | −10,339−1.1% | Reduced |
| Royal Bank of Canada | 696,704 | $5.50M | 0.00% | +12,363+1.8% | Added |
| Rockefeller Capital Management L.P. | 541,306 | $4.27M | 0.02% | +298,818+123.2% | Added |
| Goldman Sachs Group Inc | 504,036 | $3.98M | 0.00% | 00.0% | Unchanged |
| UBS Group AG | 499,015 | $3.94M | 0.00% | −20,518−3.9% | Reduced |
| Cohen & Steers, Inc. | 450,000 | $3.55M | 0.01% | 00.0% | Unchanged |
| Advisors Asset Management, Inc. | 416,551 | $3.29M | 0.07% | −53,830−11.4% | Reduced |
| Natixis | 402,215 | $3.18M | 0.03% | +77,593+23.9% | Added |
| Baird Financial Group, Inc. | 396,358 | $3.13M | 0.01% | +1,976+0.5% | Added |
| Byrne Asset Management LLC | 392,552 | $3.10M | 2.01% | −2,095−0.5% | Reduced |
| Ameriprise Financial Inc | 369,403 | $2.91M | 0.00% | +12,868+3.6% | Added |
| RFG Advisory, LLC | 241,776 | $1.91M | 0.08% | −8,012−3.2% | Reduced |
| Capital Investment Advisors, LLC | 227,413 | $1.79M | 0.05% | −3,042−1.3% | Reduced |
| Kades & Cheifetz LLC | 200,264 | $1.58M | 1.21% | +1,807+0.9% | Added |
| Investment Management Associates Inc | 163,466 | $1.29M | 0.47% | 00.0% | Unchanged |
| Advisor Group Holdings, Inc. | 161,231 | $1.27M | 0.00% | +47,800+42.1% | Added |
| Envestnet Asset Management Inc | 155,800 | $1.23M | 0.00% | +5,908+3.9% | Added |
| Commonwealth Equity Services, LLC | 151,365 | $1.19M | 0.00% | −21,942−12.7% | Reduced |
| Thrivent Financial for Lutherans | 150,143 | $1.19M | 0.00% | +7,232+5.1% | Added |
| Park Avenue Securities LLC | 135,554 | $1.07M | 0.02% | +2,588+1.9% | Added |
| Landscape Capital Management, L.L.C. | 115,841 | $914.0K | 0.12% | +95,252+462.6% | Added |
| Raymond James & Associates | 114,017 | $899.6K | 0.00% | +30,114+35.9% | Added |
| Melfa Wealth Management, LLC | 110,754 | $873.8K | 0.89% | −2,780−2.4% | Reduced |
| Congress Park Capital LLC | 110,000 | $867.9K | 0.49% | +25,000+29.4% | Added |
| Logan Stone Capital, LLC | 106,006 | $836.4K | 0.28% | +106,006 | New |
| Gallagher Fiduciary Advisors, LLC | 95,073 | $750.1K | 0.06% | −5,544−5.5% | Reduced |
| Kestra Advisory Services, LLC | 89,261 | $704.3K | 0.01% | +89,261 | New |
| Wolverine Asset Management LLC | 84,844 | $669.4K | 0.01% | +84,844 | New |
| First Trust Advisors LP | 77,335 | $610.2K | 0.00% | +2,555+3.4% | Added |
| Walleye Capital LLC | 74,726 | $589.6K | 0.01% | +74,726 | New |
| Saba Capital Management, L.P. | 69,962 | $552.0K | 0.02% | +69,962 | New |
| Edgemoor Investment Advisors, Inc. | 69,819 | $550.9K | 0.06% | 00.0% | Unchanged |
| Cambridge Investment Research Advisors, Inc. | 68,471 | $540.0K | 0.00% | −419−0.6% | Reduced |
| Independent Financial Group, LLC | 64,711 | $510.6K | 0.04% | +26,454+69.1% | Added |
| Seelaus Asset Management LLC | 59,781 | $472.0K | 0.37% | −25,600−30.0% | Reduced |
| GWM Advisors LLC | 58,185 | $459.1K | 0.01% | +638+1.1% | Added |
| Conning Inc. | 54,000 | $426.1K | 0.01% | 00.0% | Unchanged |
| Shaker Financial Services, LLC | 50,401 | $401.1K | 0.18% | +31,928+172.8% | Added |
| Koshinski Asset Management, Inc. | 50,202 | $396.1K | 0.04% | −37,800−43.0% | Reduced |
| Cetera Advisors LLC | 46,523 | $367.1K | 0.01% | −1,000−2.1% | Reduced |
| Advisory Services Network, LLC | 43,328 | $341.9K | 0.01% | −1,321−3.0% | Reduced |
| Janney Montgomery Scott LLC | 40,667 | $321.0K | 0.00% | −7,764−16.0% | Reduced |
| Samalin Investment Counsel, LLC | 40,638 | $320.6K | 0.17% | −9,703−19.3% | Reduced |
| Virtus ETF Advisers LLC | 37,087 | $292.6K | 0.17% | +481+1.3% | Added |
| Glass Jacobson Investment Advisors llc | 35,260 | $278.2K | 0.13% | +35,260 | New |
| Elequin Capital LP | 33,315 | $262.9K | 0.13% | +30,625+1,138.5% | Added |
| Kovack Advisors, Inc. | 33,300 | $262.7K | 0.03% | +5,900+21.5% | Added |
| Lumature Wealth Partners, LLC | 33,000 | $260.4K | 0.15% | 00.0% | Unchanged |
| National Asset Management, Inc. | 31,011 | $246.3K | 0.01% | +547+1.8% | Added |
| CoreCap Advisors, LLC | 30,046 | $237.1K | 0.02% | +30,046 | New |
| Cerity Partners LLC | 29,283 | $231.0K | 0.00% | −15,000−33.9% | Reduced |
| Sigma Planning Corp | 27,737 | $218.9K | 0.01% | +130+0.5% | Added |
| Steward Partners Investment Advisory, LLC | 26,994 | $213.0K | 0.00% | +3,180+13.4% | Added |
| HighTower Advisors, LLC | 25,975 | $204.0K | 0.00% | 00.0% | Unchanged |
| Aviance Capital Partners, LLC | 24,895 | $196.4K | 0.04% | 00.0% | Unchanged |
| Shulman DeMeo Asset Management LLC | 22,570 | $178.1K | 0.05% | −180−0.8% | Reduced |
| Wedbush Securities Inc | 22,408 | $177.0K | 0.01% | −10,592−32.1% | Reduced |
| Integrated Capital Management, Inc. | 21,891 | $172.7K | 0.15% | +8,213+60.0% | Added |
| Gill Capital Partners, LLC | 21,469 | $169.4K | 0.07% | 00.0% | Unchanged |
| Investment Advisory Group, LLC | 17,997 | $142.0K | 0.07% | 00.0% | Unchanged |
| Western Wealth Management, LLC | 16,412 | $129.5K | 0.01% | +407+2.5% | Added |
| Sheets Smith Wealth Management | 15,800 | $124.7K | 0.02% | −16,200−50.6% | Reduced |
| Oppenheimer & Co Inc | 15,521 | $122.5K | 0.00% | +15,521 | New |
| Cetera Advisor Networks LLC | 14,957 | $118.0K | 0.00% | +2,572+20.8% | Added |
| Integrated Wealth Concepts LLC | 14,200 | $112.0K | 0.00% | −250−1.7% | Reduced |
| Stifel Financial Corp | 13,455 | $106.2K | 0.00% | −670−4.7% | Reduced |
| Raymond James Financial Services Advisors, Inc. | 13,126 | $103.6K | 0.00% | −3,823−22.6% | Reduced |
| Fortitude Advisory Group L.L.C. | 13,072 | $103.1K | 0.08% | +2,222+20.5% | Added |
| Gladstone Institutional Advisory LLC | 11,310 | $89.2K | 0.01% | +11,310 | New |
| Almitas Capital LLC | 10,941 | $88.4K | 0.04% | +10,941 | New |
| CTC Alternative Strategies, Ltd. | 10,700 | $84.4K | 0.11% | +10,700 | New |
| Ieq Capital, LLC | 10,378 | $81.9K | 0.00% | 00.0% | Unchanged |
| Northwestern Mutual Wealth Management Co | 7,350 | $58.0K | 0.00% | −400−5.2% | Reduced |
| CoreFirst Bank & Trust | 7,048 | $55.6K | 0.04% | 00.0% | Unchanged |
| Spire Wealth Management | 6,140 | $48.4K | 0.00% | 00.0% | Unchanged |
| Optimum Investment Advisors | 5,200 | $41.0K | 0.02% | 00.0% | Unchanged |
| Benjamin F. Edwards & Company, Inc. | 5,000 | $39.0K | 0.00% | +5,000 | New |
| CarsonAllaria Wealth Management, Ltd. | 4,273 | $33.7K | 0.03% | +4,273 | New |
| Caldwell Sutter Capital, Inc. | 2,558 | $20.2K | 0.01% | +2,558 | New |
| Venturi Wealth Management, LLC | 2,400 | $18.9K | 0.00% | 00.0% | Unchanged |
| Cary Street Partner Investment Advisory LLC | 1,800 | $14.2K | 0.00% | 00.0% | Unchanged |
| CWM, LLC | 1,550 | $12.0K | 0.00% | +1,550 | New |
| Pinnacle Financial Partners Inc | 1,280 | $10.1K | 0.00% | 00.0% | Unchanged |
| Focused Wealth Management, Inc | 1,276 | $10.1K | 0.00% | +34+2.7% | Added |
| Raleigh Capital Management Inc. | 1,225 | $9.66K | 0.00% | +125+11.4% | Added |
| Geneos Wealth Management Inc. | 1,220 | $9.63K | 0.00% | 00.0% | Unchanged |
| Hollencrest Capital Management | 1,170 | $9.23K | 0.00% | 00.0% | Unchanged |
| FNY Investment Advisers, LLC | 1,200 | $9.00K | 0.01% | 00.0% | Unchanged |
| SOA Wealth Advisors, LLC. | 1,076 | $8.49K | 0.00% | +28+2.7% | Added |
| Bellevue Asset Management, LLC | 500 | $3.94K | 0.00% | 00.0% | Unchanged |
| Lindbrook Capital, LLC | 54 | $426 | 0.00% | −50,500−99.9% | Reduced |
| Tower Research Capital LLC (TRC) | 6 | $47 | 0.00% | +6 | New |
| Harbor Investment Advisory, LLC | 3 | $24 | 0.00% | +3 | New |
| Huntington National Bank | – | $8 | 0.00% | – | – |