Nuveen Floating Rate Income Fund
JFR- Exchange
- NYSE
- SEC CIK
- 0001276533
In the last 90 days, Nuveen Floating Rate Income Fund insiders filed 0 open-market purchases and 1 sale; 174 institutions reported holding it in 13F filings for Q2 2026, worth $458.0M in total; no superinvestor holds it.
13F holders, Q4 2021
Institutional positions in Nuveen Floating Rate Income Fund as of Dec 31, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 104
- +4 vs. Q3 2021
- Shares held
- 17.7M
- −877.3K (−4.7%) vs. Q3 2021
- Total value
- $179.6M
- −$7.07M (−3.8%) vs. Q3 2021
- New holders
- 22
- 38 more added
- Sold out
- 18
- 20 more reduced
2 institutions that held it in Q3 2021 haven't filed for Q4 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting JFR on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 174 | $458.0M |
| Q1 2026 | 187 | $450.4M |
| Q4 2025 | 190 | $455.8M |
| Q3 2025 | 177 | $440.8M |
| Q2 2025 | 170 | $467.3M |
| Q1 2025 | 173 | $470.0M |
| Q4 2024 | 164 | $319.8M |
| Q3 2024 | 161 | $314.0M |
| Q2 2024 | 172 | $312.6M |
| Q1 2024 | 175 | $336.7M |
| Q4 2023 | 178 | $336.4M |
| Q3 2023 | 171 | $335.0M |
| Q2 2023 | 101 | $144.0M |
| Q1 2023 | 100 | $151.0M |
| Q4 2022 | 102 | $148.0M |
| Q3 2022 | 91 | $149.7M |
| Q2 2022 | 94 | $159.3M |
| Q1 2022 | 100 | $169.9M |
| Q4 2021 | 104 | $179.6M |
| Q3 2021 | 102 | $187.8M |
| Q2 2021 | 105 | $215.3M |
| Q1 2021 | 95 | $235.4M |
Institutions, Q4 2021
Shares, value and share of portfolio for each institution holding Nuveen Floating Rate Income Fund; share changes are against Q3 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| LPL Financial LLC | 1,872,618 | $19.0M | 0.02% | +137,181+7.9% | Added |
| Bank of America Corp | 1,756,714 | $17.9M | 0.00% | +13,123+0.8% | Added |
| Wells Fargo & Company | 1,698,447 | $17.3M | 0.00% | +86,731+5.4% | Added |
| Penserra Capital Management LLC | 1,273,041 | $12.9M | 0.28% | +17,652+1.4% | Added |
| Invesco Ltd. | 999,165 | $10.2M | 0.00% | +92,663+10.2% | Added |
| Morgan Stanley | 903,416 | $9.19M | 0.00% | +9,131+1.0% | Added |
| UBS Group AG | 829,132 | $8.43M | 0.00% | +161,849+24.3% | Added |
| Guggenheim Capital LLC | 724,942 | $7.37M | 0.04% | +46,583+6.9% | Added |
| Capital Investment Advisors, LLC | 704,753 | $7.17M | 0.22% | +10,025+1.4% | Added |
| Royal Bank of Canada | 561,327 | $5.71M | 0.00% | +19,623+3.6% | Added |
| Goldman Sachs Group Inc | 438,464 | $4.46M | 0.00% | 00.0% | Unchanged |
| Cohen & Steers, Inc. | 430,000 | $4.37M | 0.01% | 00.0% | Unchanged |
| Eaton Vance Management | 387,184 | $3.94M | 0.00% | 00.0% | Unchanged |
| Baird Financial Group, Inc. | 378,220 | $3.85M | 0.01% | −1,642−0.4% | Reduced |
| Raymond James & Associates | 333,474 | $3.39M | 0.00% | +6,242+1.9% | Added |
| Ameriprise Financial Inc | 315,478 | $3.20M | 0.00% | +11,232+3.7% | Added |
| Byrne Asset Management LLC | 268,590 | $2.73M | 1.77% | +268,590 | New |
| RFG Advisory, LLC | 246,327 | $2.50M | 0.17% | −11,600−4.5% | Reduced |
| 1607 Capital Partners, LLC | 208,646 | $2.12M | 0.11% | −40,700−16.3% | Reduced |
| Shaker Financial Services, LLC | 206,650 | $2.10M | 0.74% | +124,671+152.1% | Added |
| Sit Investment Associates Inc | 205,145 | $2.09M | 0.05% | +25,000+13.9% | Added |
| Advisors Asset Management, Inc. | 179,212 | $1.82M | 0.03% | +30,080+20.2% | Added |
| Investment Management Associates Inc | 163,466 | $1.66M | 0.83% | −16,534−9.2% | Reduced |
| Loomis Sayles & Co L P | 161,650 | $1.64M | 0.00% | 00.0% | Unchanged |
| Commonwealth Equity Services, LLC | 158,929 | $1.62M | 0.00% | +10,606+7.2% | Added |
| Invesco Senior Secured Management Inc | 142,318 | $1.45M | 1.02% | −666,382−82.4% | Reduced |
| Thrivent Financial for Lutherans | 121,263 | $1.22M | 0.00% | +3,750+3.2% | Added |
| Koshinski Asset Management, Inc. | 104,672 | $1.06M | 0.09% | 00.0% | Unchanged |
| Seelaus Asset Management LLC | 90,056 | $916.0K | 0.50% | −750−0.8% | Reduced |
| Wela Strategies, Inc. | 88,043 | $895.0K | 0.44% | +89+0.1% | Added |
| Janney Montgomery Scott LLC | 83,882 | $853.0K | 0.00% | +83,882 | New |
| GWM Advisors LLC | 82,112 | $835.0K | 0.01% | +82,112 | New |
| Lindbrook Capital, LLC | 74,750 | $760.0K | 0.12% | +74,696+138,325.9% | Added |
| Edgemoor Investment Advisors, Inc. | 69,919 | $711.0K | 0.07% | 00.0% | Unchanged |
| Congress Park Capital LLC | 67,500 | $686.0K | 0.34% | +1,500+2.3% | Added |
| Advisor Group Holdings, Inc. | 66,767 | $681.0K | 0.00% | +34,473+106.7% | Added |
| Cambridge Investment Research Advisors, Inc. | 56,987 | $580.0K | 0.00% | −5,960−9.5% | Reduced |
| Cetera Advisors LLC | 56,813 | $578.0K | 0.01% | +29,283+106.4% | Added |
| Calton & Associates, Inc. | 56,469 | $574.0K | 0.15% | +5,825+11.5% | Added |
| Conning Inc. | 54,000 | $549.0K | 0.01% | 00.0% | Unchanged |
| Northwestern Mutual Wealth Management Co | 50,395 | $513.0K | 0.00% | −58,447−53.7% | Reduced |
| Samalin Investment Counsel, LLC | 49,158 | $500.0K | 0.30% | −1,904−3.7% | Reduced |
| Wedbush Securities Inc | 46,400 | $472.0K | 0.02% | +5,200+12.6% | Added |
| Virtus ETF Advisers LLC | 43,260 | $440.0K | 0.17% | −7,170−14.2% | Reduced |
| Lloyd Park, LLC | 41,826 | $425.0K | 0.34% | +41,826 | New |
| Kovack Advisors, Inc. | 38,600 | $393.0K | 0.04% | +2,000+5.5% | Added |
| Sheets Smith Wealth Management | 32,000 | $325.0K | 0.04% | −800−2.4% | Reduced |
| Aviance Capital Partners, LLC | 31,999 | $325.0K | 0.05% | 00.0% | Unchanged |
| Steward Partners Investment Advisory, LLC | 31,650 | $322.0K | 0.00% | 00.0% | Unchanged |
| Rockefeller Capital Management L.P. | 30,203 | $307.0K | 0.00% | +2,280+8.2% | Added |
| Callan Capital, LLC | 30,000 | $305.0K | 0.04% | +30,000 | New |
| CoreCap Advisors, LLC | 28,780 | $293.0K | 0.02% | +28,780 | New |
| Foundations Investment Advisors, LLC | 27,664 | $288.0K | 0.01% | −2,006−6.8% | Reduced |
| HighTower Advisors, LLC | 26,640 | $271.0K | 0.00% | 00.0% | Unchanged |
| NEXT Financial Group, Inc | 26,030 | $265.0K | 0.02% | −2,000−7.1% | Reduced |
| Shulman DeMeo Asset Management LLC | 24,236 | $246.0K | 0.06% | +24,236 | New |
| Nomura Holdings Inc | 23,400 | $237.0K | 0.00% | +23,400 | New |
| Raymond James Financial Services Advisors, Inc. | 22,760 | $231.0K | 0.00% | −2,631−10.4% | Reduced |
| Pathstone Family Office, LLC | 22,657 | $230.0K | 0.01% | 00.0% | Unchanged |
| Lumature Wealth Partners, LLC | 20,446 | $208.0K | 0.08% | 00.0% | Unchanged |
| Cerity Partners LLC | 20,000 | $203.0K | 0.00% | 00.0% | Unchanged |
| Investment Advisory Group, LLC | 19,429 | $202.0K | 0.13% | +19,429 | New |
| Advisory Services Network, LLC | 19,695 | $200.0K | 0.01% | +68+0.3% | Added |
| Aristides Capital LLC | 18,245 | $186.0K | 0.11% | +18,245 | New |
| Truist Financial Corp | 14,840 | $151.0K | 0.00% | 00.0% | Unchanged |
| Dynamic Advisor Solutions LLC | 14,479 | $147.0K | 0.01% | −6,402−30.7% | Reduced |
| B. Riley Wealth Management, Inc. | 13,623 | $139.0K | 0.01% | +13,623 | New |
| Integrated Wealth Concepts LLC | 13,200 | $134.0K | 0.00% | +2,000+17.9% | Added |
| Latitude Advisors, LLC | 13,001 | $132.0K | 0.04% | +2,298+21.5% | Added |
| Glassy Mountain Advisors, Inc. | 12,943 | $132.0K | 0.07% | +12,943 | New |
| Founders Financial Alliance, LLC | 12,687 | $129.0K | 0.05% | 00.0% | Unchanged |
| Wilbanks Smith & Thomas Asset Management LLC | 12,600 | $128.0K | 0.00% | 00.0% | Unchanged |
| Spire Wealth Management | 12,522 | $127.0K | 0.00% | +26+0.2% | Added |
| National Asset Management, Inc. | 11,233 | $115.0K | 0.00% | +51+0.5% | Added |
| First Trust Advisors LP | 11,239 | $114.0K | 0.00% | −604−5.1% | Reduced |
| Foresight Wealth Management, LLC | 11,178 | $114.0K | 0.04% | +250+2.3% | Added |
| Synovus Financial Corp | 11,062 | $113.0K | 0.00% | 00.0% | Unchanged |
| Private Advisor Group, LLC | 10,809 | $110.0K | 0.00% | +52+0.5% | Added |
| Stifel Financial Corp | 10,797 | $109.0K | 0.00% | −500−4.4% | Reduced |
| CTC Capital Management, LLC | 10,700 | $109.0K | 0.84% | +10,700 | New |
| Jaffetilchin Investment Partners, LLC | 10,602 | $108.0K | 0.01% | +239+2.3% | Added |
| Amplius Wealth Advisors, LLC | 10,598 | $107.0K | 0.01% | +10,598 | New |
| Ieq Capital, LLC | 10,378 | $106.0K | 0.00% | 00.0% | Unchanged |
| Sigma Planning Corp | 10,300 | $105.0K | 0.00% | −48−0.5% | Reduced |
| HRT Financial LP | 10,047 | $102.0K | 0.00% | +10,047 | New |
| American Portfolios Advisors | 8,229 | $83.7K | 0.00% | +1,621+24.5% | Added |
| CoreFirst Bank & Trust | 7,618 | $77.0K | 0.05% | +2,320+43.8% | Added |
| Clean Yield Group | 7,500 | $76.0K | 0.03% | 00.0% | Unchanged |
| Fortitude Advisory Group L.L.C. | 7,344 | $75.0K | 0.04% | +7,344 | New |
| Andrew Hill Investment Advisors, Inc. | 7,210 | $73.0K | 0.07% | +7,210 | New |
| Optimum Investment Advisors | 6,200 | $63.0K | 0.02% | 00.0% | Unchanged |
| Snowden Capital Advisors LLC | 5,656 | $57.0K | 0.00% | +5,656 | New |
| Segantii Capital Management Ltd | 3,600 | $37.0K | 0.00% | +3,600 | New |
| Geneos Wealth Management Inc. | 2,727 | $27.0K | 0.00% | −293−9.7% | Reduced |
| Total Clarity Wealth Management, Inc. | 2,018 | $21.0K | 0.01% | −1,071−34.7% | Reduced |
| Proequities, Inc. | 2,000 | $20.0K | 0.00% | 00.0% | Unchanged |
| Patriot Financial Group Insurance Agency, LLC | 1,650 | $17.0K | 0.00% | 00.0% | Unchanged |
| Ford Financial Group, LLC | 1,500 | $15.0K | 0.01% | +1,500 | New |
| Pinnacle Financial Partners Inc | 1,280 | $13.0K | 0.00% | 00.0% | Unchanged |
| Focused Wealth Management, Inc | 1,120 | $11.0K | 0.00% | +26+2.4% | Added |