Nuveen Floating Rate Income Fund
JFR- Exchange
- NYSE
- SEC CIK
- 0001276533
In the last 90 days, Nuveen Floating Rate Income Fund insiders filed 0 open-market purchases and 1 sale; 174 institutions reported holding it in 13F filings for Q2 2026, worth $458.0M in total; no superinvestor holds it.
13F holders, Q4 2021
Institutional positions in Nuveen Floating Rate Income Fund as of Dec 31, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 104
- +4 vs. Q3 2021
- Shares held
- 17.7M
- −877.3K (−4.7%) vs. Q3 2021
- Total value
- $179.6M
- −$7.07M (−3.8%) vs. Q3 2021
- New holders
- 22
- 38 more added
- Sold out
- 18
- 20 more reduced
2 institutions that held it in Q3 2021 haven't filed for Q4 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting JFR on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 174 | $458.0M |
| Q1 2026 | 187 | $450.4M |
| Q4 2025 | 190 | $455.8M |
| Q3 2025 | 177 | $440.8M |
| Q2 2025 | 170 | $467.3M |
| Q1 2025 | 173 | $470.0M |
| Q4 2024 | 164 | $319.8M |
| Q3 2024 | 161 | $314.0M |
| Q2 2024 | 172 | $312.6M |
| Q1 2024 | 175 | $336.7M |
| Q4 2023 | 178 | $336.4M |
| Q3 2023 | 171 | $335.0M |
| Q2 2023 | 101 | $144.0M |
| Q1 2023 | 100 | $151.0M |
| Q4 2022 | 102 | $148.0M |
| Q3 2022 | 91 | $149.7M |
| Q2 2022 | 94 | $159.3M |
| Q1 2022 | 100 | $169.9M |
| Q4 2021 | 104 | $179.6M |
| Q3 2021 | 102 | $187.8M |
| Q2 2021 | 105 | $215.3M |
| Q1 2021 | 95 | $235.4M |
Institutions, Q4 2021
Shares, value and share of portfolio for each institution holding Nuveen Floating Rate Income Fund; share changes are against Q3 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| FMR LLC | 1 | $0 | 0.00% | +1 | New |
| National Bank of Canada | 141 | $1.00K | 0.00% | +141 | New |
| Bellevue Asset Management, LLC | 500 | $5.00K | 0.00% | 00.0% | Unchanged |
| SOA Wealth Advisors, LLC. | 939 | $9.00K | 0.00% | +16+1.7% | Added |
| Focused Wealth Management, Inc | 1,120 | $11.0K | 0.00% | +26+2.4% | Added |
| Pinnacle Financial Partners Inc | 1,280 | $13.0K | 0.00% | 00.0% | Unchanged |
| Ford Financial Group, LLC | 1,500 | $15.0K | 0.01% | +1,500 | New |
| Patriot Financial Group Insurance Agency, LLC | 1,650 | $17.0K | 0.00% | 00.0% | Unchanged |
| Proequities, Inc. | 2,000 | $20.0K | 0.00% | 00.0% | Unchanged |
| Total Clarity Wealth Management, Inc. | 2,018 | $21.0K | 0.01% | −1,071−34.7% | Reduced |
| Geneos Wealth Management Inc. | 2,727 | $27.0K | 0.00% | −293−9.7% | Reduced |
| Segantii Capital Management Ltd | 3,600 | $37.0K | 0.00% | +3,600 | New |
| Snowden Capital Advisors LLC | 5,656 | $57.0K | 0.00% | +5,656 | New |
| Optimum Investment Advisors | 6,200 | $63.0K | 0.02% | 00.0% | Unchanged |
| Andrew Hill Investment Advisors, Inc. | 7,210 | $73.0K | 0.07% | +7,210 | New |
| Fortitude Advisory Group L.L.C. | 7,344 | $75.0K | 0.04% | +7,344 | New |
| Clean Yield Group | 7,500 | $76.0K | 0.03% | 00.0% | Unchanged |
| CoreFirst Bank & Trust | 7,618 | $77.0K | 0.05% | +2,320+43.8% | Added |
| American Portfolios Advisors | 8,229 | $83.7K | 0.00% | +1,621+24.5% | Added |
| HRT Financial LP | 10,047 | $102.0K | 0.00% | +10,047 | New |
| Sigma Planning Corp | 10,300 | $105.0K | 0.00% | −48−0.5% | Reduced |
| Ieq Capital, LLC | 10,378 | $106.0K | 0.00% | 00.0% | Unchanged |
| Amplius Wealth Advisors, LLC | 10,598 | $107.0K | 0.01% | +10,598 | New |
| Jaffetilchin Investment Partners, LLC | 10,602 | $108.0K | 0.01% | +239+2.3% | Added |
| Stifel Financial Corp | 10,797 | $109.0K | 0.00% | −500−4.4% | Reduced |
| CTC Capital Management, LLC | 10,700 | $109.0K | 0.84% | +10,700 | New |
| Private Advisor Group, LLC | 10,809 | $110.0K | 0.00% | +52+0.5% | Added |
| Synovus Financial Corp | 11,062 | $113.0K | 0.00% | 00.0% | Unchanged |
| First Trust Advisors LP | 11,239 | $114.0K | 0.00% | −604−5.1% | Reduced |
| Foresight Wealth Management, LLC | 11,178 | $114.0K | 0.04% | +250+2.3% | Added |
| National Asset Management, Inc. | 11,233 | $115.0K | 0.00% | +51+0.5% | Added |
| Spire Wealth Management | 12,522 | $127.0K | 0.00% | +26+0.2% | Added |
| Wilbanks Smith & Thomas Asset Management LLC | 12,600 | $128.0K | 0.00% | 00.0% | Unchanged |
| Founders Financial Alliance, LLC | 12,687 | $129.0K | 0.05% | 00.0% | Unchanged |
| Latitude Advisors, LLC | 13,001 | $132.0K | 0.04% | +2,298+21.5% | Added |
| Glassy Mountain Advisors, Inc. | 12,943 | $132.0K | 0.07% | +12,943 | New |
| Integrated Wealth Concepts LLC | 13,200 | $134.0K | 0.00% | +2,000+17.9% | Added |
| B. Riley Wealth Management, Inc. | 13,623 | $139.0K | 0.01% | +13,623 | New |
| Dynamic Advisor Solutions LLC | 14,479 | $147.0K | 0.01% | −6,402−30.7% | Reduced |
| Truist Financial Corp | 14,840 | $151.0K | 0.00% | 00.0% | Unchanged |
| Aristides Capital LLC | 18,245 | $186.0K | 0.11% | +18,245 | New |
| Advisory Services Network, LLC | 19,695 | $200.0K | 0.01% | +68+0.3% | Added |
| Investment Advisory Group, LLC | 19,429 | $202.0K | 0.13% | +19,429 | New |
| Cerity Partners LLC | 20,000 | $203.0K | 0.00% | 00.0% | Unchanged |
| Lumature Wealth Partners, LLC | 20,446 | $208.0K | 0.08% | 00.0% | Unchanged |
| Pathstone Family Office, LLC | 22,657 | $230.0K | 0.01% | 00.0% | Unchanged |
| Raymond James Financial Services Advisors, Inc. | 22,760 | $231.0K | 0.00% | −2,631−10.4% | Reduced |
| Nomura Holdings Inc | 23,400 | $237.0K | 0.00% | +23,400 | New |
| Shulman DeMeo Asset Management LLC | 24,236 | $246.0K | 0.06% | +24,236 | New |
| NEXT Financial Group, Inc | 26,030 | $265.0K | 0.02% | −2,000−7.1% | Reduced |
| HighTower Advisors, LLC | 26,640 | $271.0K | 0.00% | 00.0% | Unchanged |
| Foundations Investment Advisors, LLC | 27,664 | $288.0K | 0.01% | −2,006−6.8% | Reduced |
| CoreCap Advisors, LLC | 28,780 | $293.0K | 0.02% | +28,780 | New |
| Callan Capital, LLC | 30,000 | $305.0K | 0.04% | +30,000 | New |
| Rockefeller Capital Management L.P. | 30,203 | $307.0K | 0.00% | +2,280+8.2% | Added |
| Steward Partners Investment Advisory, LLC | 31,650 | $322.0K | 0.00% | 00.0% | Unchanged |
| Sheets Smith Wealth Management | 32,000 | $325.0K | 0.04% | −800−2.4% | Reduced |
| Aviance Capital Partners, LLC | 31,999 | $325.0K | 0.05% | 00.0% | Unchanged |
| Kovack Advisors, Inc. | 38,600 | $393.0K | 0.04% | +2,000+5.5% | Added |
| Lloyd Park, LLC | 41,826 | $425.0K | 0.34% | +41,826 | New |
| Virtus ETF Advisers LLC | 43,260 | $440.0K | 0.17% | −7,170−14.2% | Reduced |
| Wedbush Securities Inc | 46,400 | $472.0K | 0.02% | +5,200+12.6% | Added |
| Samalin Investment Counsel, LLC | 49,158 | $500.0K | 0.30% | −1,904−3.7% | Reduced |
| Northwestern Mutual Wealth Management Co | 50,395 | $513.0K | 0.00% | −58,447−53.7% | Reduced |
| Conning Inc. | 54,000 | $549.0K | 0.01% | 00.0% | Unchanged |
| Calton & Associates, Inc. | 56,469 | $574.0K | 0.15% | +5,825+11.5% | Added |
| Cetera Advisors LLC | 56,813 | $578.0K | 0.01% | +29,283+106.4% | Added |
| Cambridge Investment Research Advisors, Inc. | 56,987 | $580.0K | 0.00% | −5,960−9.5% | Reduced |
| Advisor Group Holdings, Inc. | 66,767 | $681.0K | 0.00% | +34,473+106.7% | Added |
| Congress Park Capital LLC | 67,500 | $686.0K | 0.34% | +1,500+2.3% | Added |
| Edgemoor Investment Advisors, Inc. | 69,919 | $711.0K | 0.07% | 00.0% | Unchanged |
| Lindbrook Capital, LLC | 74,750 | $760.0K | 0.12% | +74,696+138,325.9% | Added |
| GWM Advisors LLC | 82,112 | $835.0K | 0.01% | +82,112 | New |
| Janney Montgomery Scott LLC | 83,882 | $853.0K | 0.00% | +83,882 | New |
| Wela Strategies, Inc. | 88,043 | $895.0K | 0.44% | +89+0.1% | Added |
| Seelaus Asset Management LLC | 90,056 | $916.0K | 0.50% | −750−0.8% | Reduced |
| Koshinski Asset Management, Inc. | 104,672 | $1.06M | 0.09% | 00.0% | Unchanged |
| Thrivent Financial for Lutherans | 121,263 | $1.22M | 0.00% | +3,750+3.2% | Added |
| Invesco Senior Secured Management Inc | 142,318 | $1.45M | 1.02% | −666,382−82.4% | Reduced |
| Commonwealth Equity Services, LLC | 158,929 | $1.62M | 0.00% | +10,606+7.2% | Added |
| Loomis Sayles & Co L P | 161,650 | $1.64M | 0.00% | 00.0% | Unchanged |
| Investment Management Associates Inc | 163,466 | $1.66M | 0.83% | −16,534−9.2% | Reduced |
| Advisors Asset Management, Inc. | 179,212 | $1.82M | 0.03% | +30,080+20.2% | Added |
| Sit Investment Associates Inc | 205,145 | $2.09M | 0.05% | +25,000+13.9% | Added |
| Shaker Financial Services, LLC | 206,650 | $2.10M | 0.74% | +124,671+152.1% | Added |
| 1607 Capital Partners, LLC | 208,646 | $2.12M | 0.11% | −40,700−16.3% | Reduced |
| RFG Advisory, LLC | 246,327 | $2.50M | 0.17% | −11,600−4.5% | Reduced |
| Byrne Asset Management LLC | 268,590 | $2.73M | 1.77% | +268,590 | New |
| Ameriprise Financial Inc | 315,478 | $3.20M | 0.00% | +11,232+3.7% | Added |
| Raymond James & Associates | 333,474 | $3.39M | 0.00% | +6,242+1.9% | Added |
| Baird Financial Group, Inc. | 378,220 | $3.85M | 0.01% | −1,642−0.4% | Reduced |
| Eaton Vance Management | 387,184 | $3.94M | 0.00% | 00.0% | Unchanged |
| Cohen & Steers, Inc. | 430,000 | $4.37M | 0.01% | 00.0% | Unchanged |
| Goldman Sachs Group Inc | 438,464 | $4.46M | 0.00% | 00.0% | Unchanged |
| Royal Bank of Canada | 561,327 | $5.71M | 0.00% | +19,623+3.6% | Added |
| Capital Investment Advisors, LLC | 704,753 | $7.17M | 0.22% | +10,025+1.4% | Added |
| Guggenheim Capital LLC | 724,942 | $7.37M | 0.04% | +46,583+6.9% | Added |
| UBS Group AG | 829,132 | $8.43M | 0.00% | +161,849+24.3% | Added |
| Morgan Stanley | 903,416 | $9.19M | 0.00% | +9,131+1.0% | Added |
| Invesco Ltd. | 999,165 | $10.2M | 0.00% | +92,663+10.2% | Added |