Nuveen Floating Rate Income Fund
JFR- Exchange
- NYSE
- SEC CIK
- 0001276533
In the last 90 days, Nuveen Floating Rate Income Fund insiders filed 0 open-market purchases and 1 sale; 174 institutions reported holding it in 13F filings for Q2 2026, worth $458.0M in total; no superinvestor holds it.
13F holders, Q3 2022
Institutional positions in Nuveen Floating Rate Income Fund as of Sep 30, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 91
- −1 vs. Q2 2022
- Shares held
- 18.4M
- −582.9K (−3.1%) vs. Q2 2022
- Total value
- $149.7M
- −$9.28M (−5.8%) vs. Q2 2022
- New holders
- 9
- 27 more added
- Sold out
- 10
- 25 more reduced
2 institutions that held it in Q2 2022 haven't filed for Q3 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting JFR on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 174 | $458.0M |
| Q1 2026 | 187 | $450.4M |
| Q4 2025 | 190 | $455.8M |
| Q3 2025 | 177 | $440.8M |
| Q2 2025 | 170 | $467.3M |
| Q1 2025 | 173 | $470.0M |
| Q4 2024 | 164 | $319.8M |
| Q3 2024 | 161 | $314.0M |
| Q2 2024 | 172 | $312.6M |
| Q1 2024 | 175 | $336.7M |
| Q4 2023 | 178 | $336.4M |
| Q3 2023 | 171 | $335.0M |
| Q2 2023 | 101 | $144.0M |
| Q1 2023 | 100 | $151.0M |
| Q4 2022 | 102 | $148.0M |
| Q3 2022 | 91 | $149.7M |
| Q2 2022 | 94 | $159.3M |
| Q1 2022 | 100 | $169.9M |
| Q4 2021 | 104 | $179.6M |
| Q3 2021 | 102 | $187.8M |
| Q2 2021 | 105 | $215.3M |
| Q1 2021 | 95 | $235.4M |
Institutions, Q3 2022
Shares, value and share of portfolio for each institution holding Nuveen Floating Rate Income Fund; share changes are against Q2 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| LPL Financial LLC | 2,194,141 | $17.8M | 0.02% | −134,077−5.8% | Reduced |
| Wells Fargo & Company | 1,910,245 | $15.5M | 0.01% | −47,947−2.4% | Reduced |
| Bank of America Corp | 1,468,093 | $11.9M | 0.00% | +20,076+1.4% | Added |
| Morgan Stanley | 1,109,362 | $9.00M | 0.00% | +45,752+4.3% | Added |
| Guggenheim Capital LLC | 1,088,421 | $8.83M | 0.08% | +82,297+8.2% | Added |
| Invesco Ltd. | 1,081,432 | $8.77M | 0.00% | +133,036+14.0% | Added |
| Oaktree Capital Management LPSuperinvestorOaktree Capital | 1,036,236 | $8.40M | 0.10% | +311,175+42.9% | Added |
| UBS Group AG | 754,955 | $6.12M | 0.00% | −79,721−9.6% | Reduced |
| Royal Bank of Canada | 642,415 | $5.21M | 0.00% | +11,815+1.9% | Added |
| Penserra Capital Management LLC | 557,417 | $4.52M | 0.13% | −512,928−47.9% | Reduced |
| Byrne Asset Management LLC | 524,632 | $4.25M | 3.28% | −10,987−2.1% | Reduced |
| Goldman Sachs Group Inc | 504,947 | $4.09M | 0.00% | 00.0% | Unchanged |
| Cohen & Steers, Inc. | 430,000 | $3.49M | 0.01% | 00.0% | Unchanged |
| Eaton Vance Management | 387,184 | $3.14M | 0.00% | −386,184−49.9% | Reduced |
| Baird Financial Group, Inc. | 387,128 | $3.14M | 0.01% | +5,721+1.5% | Added |
| Advisors Asset Management, Inc. | 385,348 | $3.13M | 0.06% | +14,179+3.8% | Added |
| Ameriprise Financial Inc | 354,074 | $2.87M | 0.00% | +47,870+15.6% | Added |
| Janney Montgomery Scott LLC | 251,455 | $2.04M | 0.01% | −140,197−35.8% | Reduced |
| Raymond James & Associates | 248,930 | $2.02M | 0.00% | +8,156+3.4% | Added |
| Capital Investment Advisors, LLC | 240,457 | $1.95M | 0.07% | −1,077−0.4% | Reduced |
| RFG Advisory, LLC | 208,004 | $1.73M | 0.10% | −51,456−19.8% | Reduced |
| Shaker Financial Services, LLC | 201,614 | $1.64M | 0.81% | +7,501+3.9% | Added |
| Investment Management Associates Inc | 163,466 | $1.33M | 0.62% | 00.0% | Unchanged |
| Commonwealth Equity Services, LLC | 117,272 | $951.0K | 0.00% | −2,546−2.1% | Reduced |
| Advisor Group Holdings, Inc. | 113,557 | $920.0K | 0.00% | −31,721−21.8% | Reduced |
| Thrivent Financial for Lutherans | 111,135 | $901.0K | 0.00% | −666−0.6% | Reduced |
| Koshinski Asset Management, Inc. | 110,672 | $898.0K | 0.11% | 00.0% | Unchanged |
| Seelaus Asset Management LLC | 90,056 | $730.0K | 0.58% | 00.0% | Unchanged |
| Cambridge Investment Research Advisors, Inc. | 76,346 | $619.0K | 0.00% | −376−0.5% | Reduced |
| CIBC World Markets Inc. | 75,725 | $614.0K | 0.00% | 00.0% | Unchanged |
| F3Logic, LLC | 74,079 | $600.0K | 0.13% | +57,028+334.5% | Added |
| Edgemoor Investment Advisors, Inc. | 69,819 | $566.0K | 0.08% | 00.0% | Unchanged |
| Landscape Capital Management, L.L.C. | 69,756 | $566.0K | 0.07% | +676+1.0% | Added |
| Lindbrook Capital, LLC | 66,496 | $539.0K | 0.09% | −7,792−10.5% | Reduced |
| GWM Advisors LLC | 61,928 | $503.0K | 0.01% | −3,272−5.0% | Reduced |
| First Trust Advisors LP | 60,866 | $494.0K | 0.00% | +40,520+199.2% | Added |
| Samalin Investment Counsel, LLC | 60,250 | $489.0K | 0.36% | +64+0.1% | Added |
| Congress Park Capital LLC | 57,500 | $466.0K | 0.31% | +27,500+91.7% | Added |
| Cetera Advisors LLC | 54,625 | $443.0K | 0.01% | 00.0% | Unchanged |
| Conning Inc. | 54,000 | $438.0K | 0.02% | 00.0% | Unchanged |
| OTA Financial Group L.P. | 48,619 | $394.0K | 0.34% | +1,689+3.6% | Added |
| Lloyd Park, LLC | 46,672 | $382.0K | 0.47% | +455+1.0% | Added |
| Sit Investment Associates Inc | 45,549 | $369.0K | 0.01% | 00.0% | Unchanged |
| Virtus ETF Advisers LLC | 43,678 | $354.0K | 0.14% | −11,997−21.5% | Reduced |
| Advisory Services Network, LLC | 40,956 | $332.0K | 0.01% | +4,064+11.0% | Added |
| Northwestern Mutual Wealth Management Co | 40,553 | $329.0K | 0.00% | +2,210+5.8% | Added |
| National Asset Management, Inc. | 39,859 | $324.0K | 0.01% | +39,859 | New |
| Kovack Advisors, Inc. | 38,600 | $313.0K | 0.05% | 00.0% | Unchanged |
| Rockefeller Capital Management L.P. | 35,603 | $288.0K | 0.00% | +5,214+17.2% | Added |
| Wedbush Securities Inc | 34,960 | $284.0K | 0.02% | −10,400−22.9% | Reduced |
| MML Investors Services, LLC | 33,834 | $274.0K | 0.00% | +33,834 | New |
| Lumature Wealth Partners, LLC | 33,000 | $268.0K | 0.14% | 00.0% | Unchanged |
| Sigma Planning Corp | 32,397 | $263.0K | 0.01% | −797−2.4% | Reduced |
| CoreCap Advisors, LLC | 32,096 | $260.0K | 0.02% | −1,025−3.1% | Reduced |
| Sheets Smith Wealth Management | 32,000 | $260.0K | 0.04% | 00.0% | Unchanged |
| HighTower Advisors, LLC | 29,640 | $241.0K | 0.00% | 00.0% | Unchanged |
| Aviance Capital Partners, LLC | 24,895 | $202.0K | 0.05% | −4,567−15.5% | Reduced |
| Logan Stone Capital, LLC | 24,892 | $202.0K | 0.13% | +24,892 | New |
| Steward Partners Investment Advisory, LLC | 23,814 | $193.0K | 0.00% | 00.0% | Unchanged |
| Shulman DeMeo Asset Management LLC | 22,750 | $185.0K | 0.07% | −50−0.2% | Reduced |
| Gill Capital Partners, LLC | 21,469 | $174.0K | 0.09% | 00.0% | Unchanged |
| Cerity Partners LLC | 20,000 | $162.0K | 0.00% | 00.0% | Unchanged |
| Investment Advisory Group, LLC | 19,497 | $158.0K | 0.11% | +33+0.2% | Added |
| Raymond James Financial Services Advisors, Inc. | 19,407 | $157.0K | 0.00% | +120+0.6% | Added |
| Western Wealth Management, LLC | 18,590 | $147.0K | 0.01% | +24+0.1% | Added |
| AE Wealth Management LLC | 17,175 | $139.0K | 0.00% | −5,125−23.0% | Reduced |
| Snowden Capital Advisors LLC | 16,780 | $136.0K | 0.01% | +16,780 | New |
| Integrated Wealth Concepts LLC | 14,450 | $117.0K | 0.00% | 00.0% | Unchanged |
| M Holdings Securities, Inc. | 14,120 | $115.0K | 0.01% | +70+0.5% | Added |
| Bank of Montreal | 11,665 | $105.0K | 0.00% | 00.0% | Unchanged |
| Founders Financial Alliance, LLC | 12,687 | $103.0K | 0.05% | 00.0% | Unchanged |
| Wilbanks Smith & Thomas Asset Management LLC | 12,600 | $102.0K | 0.00% | 00.0% | Unchanged |
| Stifel Financial Corp | 11,820 | $95.0K | 0.00% | 00.0% | Unchanged |
| Independent Financial Group, LLC | 11,626 | $94.3K | 0.01% | +11,626 | New |
| CTC Capital Management, LLC | 10,700 | $87.0K | 0.07% | 00.0% | Unchanged |
| Envestnet Asset Management Inc | 10,445 | $85.0K | 0.00% | +10,445 | New |
| Ieq Capital, LLC | 10,378 | $84.0K | 0.00% | 00.0% | Unchanged |
| Lazard Asset Management LLC | – | $72.0K | 0.00% | – | New |
| CoreFirst Bank & Trust | 7,048 | $57.0K | 0.05% | 00.0% | Unchanged |
| Optimum Investment Advisors | 5,700 | $46.0K | 0.02% | 00.0% | Unchanged |
| Wolverine Asset Management LLC | 3,724 | $30.0K | 0.00% | +3,724 | New |
| American Portfolios Advisors | 3,692 | $29.9K | 0.00% | −3,706−50.1% | Reduced |
| Stonebridge Capital Advisors LLC | 2,696 | $22.0K | 0.00% | −1,436−34.8% | Reduced |
| Pinnacle Financial Partners Inc | 1,280 | $10.0K | 0.00% | 00.0% | Unchanged |
| Focused Wealth Management, Inc | 1,179 | $10.0K | 0.00% | +25+2.2% | Added |
| Geneos Wealth Management Inc. | 1,220 | $9.00K | 0.00% | −1,507−55.3% | Reduced |
| SOA Wealth Advisors, LLC. | 994 | $8.00K | 0.00% | +21+2.2% | Added |
| Bellevue Asset Management, LLC | 500 | $4.00K | 0.00% | 00.0% | Unchanged |
| National Bank of Canada | 141 | $1.00K | 0.00% | 00.0% | Unchanged |
| FNY Investment Advisers, LLC | 200 | $1.00K | 0.00% | 00.0% | Unchanged |
| FourThought Financial, LLC | 110 | $1.00K | 0.00% | +110 | New |
| Huntington National Bank | 0 | $0 | 0.00% | – | Sold out |
| Foundations Investment Advisors, LLC | 0 | $0 | 0.00% | −27,664−100.0% | Sold out |
| Atria Wealth Solutions, Inc. | 0 | $0 | 0.00% | −24,500−100.0% | Sold out |
| Bluefin Capital Management, LLC | 0 | $0 | 0.00% | −13,545−100.0% | Sold out |
| Synovus Financial Corp | 0 | $0 | 0.00% | −11,062−100.0% | Sold out |
| Private Advisor Group, LLC | 0 | $0 | 0.00% | −11,021−100.0% | Sold out |
| Spire Wealth Management | 0 | $0 | 0.00% | −6,556−100.0% | Sold out |
| Allworth Financial LP | 0 | $0 | 0.00% | −2,000−100.0% | Sold out |
| SeaCrest Wealth Management, LLC | 0 | $0 | 0.00% | −1,925−100.0% | Sold out |