Nuveen Floating Rate Income Fund
JFR- Exchange
- NYSE
- SEC CIK
- 0001276533
In the last 90 days, Nuveen Floating Rate Income Fund insiders filed 0 open-market purchases and 1 sale; 174 institutions reported holding it in 13F filings for Q2 2026, worth $458.0M in total; no superinvestor holds it.
13F holders, Q3 2022
Institutional positions in Nuveen Floating Rate Income Fund as of Sep 30, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 91
- −1 vs. Q2 2022
- Shares held
- 18.4M
- −582.9K (−3.1%) vs. Q2 2022
- Total value
- $149.7M
- −$9.28M (−5.8%) vs. Q2 2022
- New holders
- 9
- 27 more added
- Sold out
- 10
- 25 more reduced
2 institutions that held it in Q2 2022 haven't filed for Q3 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting JFR on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 174 | $458.0M |
| Q1 2026 | 187 | $450.4M |
| Q4 2025 | 190 | $455.8M |
| Q3 2025 | 177 | $440.8M |
| Q2 2025 | 170 | $467.3M |
| Q1 2025 | 173 | $470.0M |
| Q4 2024 | 164 | $319.8M |
| Q3 2024 | 161 | $314.0M |
| Q2 2024 | 172 | $312.6M |
| Q1 2024 | 175 | $336.7M |
| Q4 2023 | 178 | $336.4M |
| Q3 2023 | 171 | $335.0M |
| Q2 2023 | 101 | $144.0M |
| Q1 2023 | 100 | $151.0M |
| Q4 2022 | 102 | $148.0M |
| Q3 2022 | 91 | $149.7M |
| Q2 2022 | 94 | $159.3M |
| Q1 2022 | 100 | $169.9M |
| Q4 2021 | 104 | $179.6M |
| Q3 2021 | 102 | $187.8M |
| Q2 2021 | 105 | $215.3M |
| Q1 2021 | 95 | $235.4M |
Institutions, Q3 2022
Shares, value and share of portfolio for each institution holding Nuveen Floating Rate Income Fund; share changes are against Q2 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| National Bank of Canada | 141 | $1.00K | 0.00% | 00.0% | Unchanged |
| FNY Investment Advisers, LLC | 200 | $1.00K | 0.00% | 00.0% | Unchanged |
| FourThought Financial, LLC | 110 | $1.00K | 0.00% | +110 | New |
| Bellevue Asset Management, LLC | 500 | $4.00K | 0.00% | 00.0% | Unchanged |
| SOA Wealth Advisors, LLC. | 994 | $8.00K | 0.00% | +21+2.2% | Added |
| Geneos Wealth Management Inc. | 1,220 | $9.00K | 0.00% | −1,507−55.3% | Reduced |
| Pinnacle Financial Partners Inc | 1,280 | $10.0K | 0.00% | 00.0% | Unchanged |
| Focused Wealth Management, Inc | 1,179 | $10.0K | 0.00% | +25+2.2% | Added |
| Stonebridge Capital Advisors LLC | 2,696 | $22.0K | 0.00% | −1,436−34.8% | Reduced |
| American Portfolios Advisors | 3,692 | $29.9K | 0.00% | −3,706−50.1% | Reduced |
| Wolverine Asset Management LLC | 3,724 | $30.0K | 0.00% | +3,724 | New |
| Optimum Investment Advisors | 5,700 | $46.0K | 0.02% | 00.0% | Unchanged |
| CoreFirst Bank & Trust | 7,048 | $57.0K | 0.05% | 00.0% | Unchanged |
| Lazard Asset Management LLC | – | $72.0K | 0.00% | – | New |
| Ieq Capital, LLC | 10,378 | $84.0K | 0.00% | 00.0% | Unchanged |
| Envestnet Asset Management Inc | 10,445 | $85.0K | 0.00% | +10,445 | New |
| CTC Capital Management, LLC | 10,700 | $87.0K | 0.07% | 00.0% | Unchanged |
| Independent Financial Group, LLC | 11,626 | $94.3K | 0.01% | +11,626 | New |
| Stifel Financial Corp | 11,820 | $95.0K | 0.00% | 00.0% | Unchanged |
| Wilbanks Smith & Thomas Asset Management LLC | 12,600 | $102.0K | 0.00% | 00.0% | Unchanged |
| Founders Financial Alliance, LLC | 12,687 | $103.0K | 0.05% | 00.0% | Unchanged |
| Bank of Montreal | 11,665 | $105.0K | 0.00% | 00.0% | Unchanged |
| M Holdings Securities, Inc. | 14,120 | $115.0K | 0.01% | +70+0.5% | Added |
| Integrated Wealth Concepts LLC | 14,450 | $117.0K | 0.00% | 00.0% | Unchanged |
| Snowden Capital Advisors LLC | 16,780 | $136.0K | 0.01% | +16,780 | New |
| AE Wealth Management LLC | 17,175 | $139.0K | 0.00% | −5,125−23.0% | Reduced |
| Western Wealth Management, LLC | 18,590 | $147.0K | 0.01% | +24+0.1% | Added |
| Raymond James Financial Services Advisors, Inc. | 19,407 | $157.0K | 0.00% | +120+0.6% | Added |
| Investment Advisory Group, LLC | 19,497 | $158.0K | 0.11% | +33+0.2% | Added |
| Cerity Partners LLC | 20,000 | $162.0K | 0.00% | 00.0% | Unchanged |
| Gill Capital Partners, LLC | 21,469 | $174.0K | 0.09% | 00.0% | Unchanged |
| Shulman DeMeo Asset Management LLC | 22,750 | $185.0K | 0.07% | −50−0.2% | Reduced |
| Steward Partners Investment Advisory, LLC | 23,814 | $193.0K | 0.00% | 00.0% | Unchanged |
| Aviance Capital Partners, LLC | 24,895 | $202.0K | 0.05% | −4,567−15.5% | Reduced |
| Logan Stone Capital, LLC | 24,892 | $202.0K | 0.13% | +24,892 | New |
| HighTower Advisors, LLC | 29,640 | $241.0K | 0.00% | 00.0% | Unchanged |
| CoreCap Advisors, LLC | 32,096 | $260.0K | 0.02% | −1,025−3.1% | Reduced |
| Sheets Smith Wealth Management | 32,000 | $260.0K | 0.04% | 00.0% | Unchanged |
| Sigma Planning Corp | 32,397 | $263.0K | 0.01% | −797−2.4% | Reduced |
| Lumature Wealth Partners, LLC | 33,000 | $268.0K | 0.14% | 00.0% | Unchanged |
| MML Investors Services, LLC | 33,834 | $274.0K | 0.00% | +33,834 | New |
| Wedbush Securities Inc | 34,960 | $284.0K | 0.02% | −10,400−22.9% | Reduced |
| Rockefeller Capital Management L.P. | 35,603 | $288.0K | 0.00% | +5,214+17.2% | Added |
| Kovack Advisors, Inc. | 38,600 | $313.0K | 0.05% | 00.0% | Unchanged |
| National Asset Management, Inc. | 39,859 | $324.0K | 0.01% | +39,859 | New |
| Northwestern Mutual Wealth Management Co | 40,553 | $329.0K | 0.00% | +2,210+5.8% | Added |
| Advisory Services Network, LLC | 40,956 | $332.0K | 0.01% | +4,064+11.0% | Added |
| Virtus ETF Advisers LLC | 43,678 | $354.0K | 0.14% | −11,997−21.5% | Reduced |
| Sit Investment Associates Inc | 45,549 | $369.0K | 0.01% | 00.0% | Unchanged |
| Lloyd Park, LLC | 46,672 | $382.0K | 0.47% | +455+1.0% | Added |
| OTA Financial Group L.P. | 48,619 | $394.0K | 0.34% | +1,689+3.6% | Added |
| Conning Inc. | 54,000 | $438.0K | 0.02% | 00.0% | Unchanged |
| Cetera Advisors LLC | 54,625 | $443.0K | 0.01% | 00.0% | Unchanged |
| Congress Park Capital LLC | 57,500 | $466.0K | 0.31% | +27,500+91.7% | Added |
| Samalin Investment Counsel, LLC | 60,250 | $489.0K | 0.36% | +64+0.1% | Added |
| First Trust Advisors LP | 60,866 | $494.0K | 0.00% | +40,520+199.2% | Added |
| GWM Advisors LLC | 61,928 | $503.0K | 0.01% | −3,272−5.0% | Reduced |
| Lindbrook Capital, LLC | 66,496 | $539.0K | 0.09% | −7,792−10.5% | Reduced |
| Edgemoor Investment Advisors, Inc. | 69,819 | $566.0K | 0.08% | 00.0% | Unchanged |
| Landscape Capital Management, L.L.C. | 69,756 | $566.0K | 0.07% | +676+1.0% | Added |
| F3Logic, LLC | 74,079 | $600.0K | 0.13% | +57,028+334.5% | Added |
| CIBC World Markets Inc. | 75,725 | $614.0K | 0.00% | 00.0% | Unchanged |
| Cambridge Investment Research Advisors, Inc. | 76,346 | $619.0K | 0.00% | −376−0.5% | Reduced |
| Seelaus Asset Management LLC | 90,056 | $730.0K | 0.58% | 00.0% | Unchanged |
| Koshinski Asset Management, Inc. | 110,672 | $898.0K | 0.11% | 00.0% | Unchanged |
| Thrivent Financial for Lutherans | 111,135 | $901.0K | 0.00% | −666−0.6% | Reduced |
| Advisor Group Holdings, Inc. | 113,557 | $920.0K | 0.00% | −31,721−21.8% | Reduced |
| Commonwealth Equity Services, LLC | 117,272 | $951.0K | 0.00% | −2,546−2.1% | Reduced |
| Investment Management Associates Inc | 163,466 | $1.33M | 0.62% | 00.0% | Unchanged |
| Shaker Financial Services, LLC | 201,614 | $1.64M | 0.81% | +7,501+3.9% | Added |
| RFG Advisory, LLC | 208,004 | $1.73M | 0.10% | −51,456−19.8% | Reduced |
| Capital Investment Advisors, LLC | 240,457 | $1.95M | 0.07% | −1,077−0.4% | Reduced |
| Raymond James & Associates | 248,930 | $2.02M | 0.00% | +8,156+3.4% | Added |
| Janney Montgomery Scott LLC | 251,455 | $2.04M | 0.01% | −140,197−35.8% | Reduced |
| Ameriprise Financial Inc | 354,074 | $2.87M | 0.00% | +47,870+15.6% | Added |
| Advisors Asset Management, Inc. | 385,348 | $3.13M | 0.06% | +14,179+3.8% | Added |
| Eaton Vance Management | 387,184 | $3.14M | 0.00% | −386,184−49.9% | Reduced |
| Baird Financial Group, Inc. | 387,128 | $3.14M | 0.01% | +5,721+1.5% | Added |
| Cohen & Steers, Inc. | 430,000 | $3.49M | 0.01% | 00.0% | Unchanged |
| Goldman Sachs Group Inc | 504,947 | $4.09M | 0.00% | 00.0% | Unchanged |
| Byrne Asset Management LLC | 524,632 | $4.25M | 3.28% | −10,987−2.1% | Reduced |
| Penserra Capital Management LLC | 557,417 | $4.52M | 0.13% | −512,928−47.9% | Reduced |
| Royal Bank of Canada | 642,415 | $5.21M | 0.00% | +11,815+1.9% | Added |
| UBS Group AG | 754,955 | $6.12M | 0.00% | −79,721−9.6% | Reduced |
| Oaktree Capital Management LPSuperinvestorOaktree Capital | 1,036,236 | $8.40M | 0.10% | +311,175+42.9% | Added |
| Invesco Ltd. | 1,081,432 | $8.77M | 0.00% | +133,036+14.0% | Added |
| Guggenheim Capital LLC | 1,088,421 | $8.83M | 0.08% | +82,297+8.2% | Added |
| Morgan Stanley | 1,109,362 | $9.00M | 0.00% | +45,752+4.3% | Added |
| Bank of America Corp | 1,468,093 | $11.9M | 0.00% | +20,076+1.4% | Added |
| Wells Fargo & Company | 1,910,245 | $15.5M | 0.01% | −47,947−2.4% | Reduced |
| LPL Financial LLC | 2,194,141 | $17.8M | 0.02% | −134,077−5.8% | Reduced |
| Huntington National Bank | 0 | $0 | 0.00% | – | Sold out |
| Foundations Investment Advisors, LLC | 0 | $0 | 0.00% | −27,664−100.0% | Sold out |
| Atria Wealth Solutions, Inc. | 0 | $0 | 0.00% | −24,500−100.0% | Sold out |
| Bluefin Capital Management, LLC | 0 | $0 | 0.00% | −13,545−100.0% | Sold out |
| Synovus Financial Corp | 0 | $0 | 0.00% | −11,062−100.0% | Sold out |
| Private Advisor Group, LLC | 0 | $0 | 0.00% | −11,021−100.0% | Sold out |
| Spire Wealth Management | 0 | $0 | 0.00% | −6,556−100.0% | Sold out |
| Allworth Financial LP | 0 | $0 | 0.00% | −2,000−100.0% | Sold out |
| SeaCrest Wealth Management, LLC | 0 | $0 | 0.00% | −1,925−100.0% | Sold out |