Nuveen Floating Rate Income Fund
JFR- Exchange
- NYSE
- SEC CIK
- 0001276533
In the last 90 days, Nuveen Floating Rate Income Fund insiders filed 0 open-market purchases and 1 sale; 174 institutions reported holding it in 13F filings for Q2 2026, worth $458.0M in total; no superinvestor holds it.
13F holders, Q3 2021
Institutional positions in Nuveen Floating Rate Income Fund as of Sep 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 102
- −2 vs. Q2 2021
- Shares held
- 18.6M
- −2.83M (−13.2%) vs. Q2 2021
- Total value
- $187.8M
- −$27.5M (−12.8%) vs. Q2 2021
- New holders
- 11
- 38 more added
- Sold out
- 13
- 27 more reduced
1 institution that held it in Q2 2021 haven't filed for Q3 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting JFR on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 174 | $458.0M |
| Q1 2026 | 187 | $450.4M |
| Q4 2025 | 190 | $455.8M |
| Q3 2025 | 177 | $440.8M |
| Q2 2025 | 170 | $467.3M |
| Q1 2025 | 173 | $470.0M |
| Q4 2024 | 164 | $319.8M |
| Q3 2024 | 161 | $314.0M |
| Q2 2024 | 172 | $312.6M |
| Q1 2024 | 175 | $336.7M |
| Q4 2023 | 178 | $336.4M |
| Q3 2023 | 171 | $335.0M |
| Q2 2023 | 101 | $144.0M |
| Q1 2023 | 100 | $151.0M |
| Q4 2022 | 102 | $148.0M |
| Q3 2022 | 91 | $149.7M |
| Q2 2022 | 94 | $159.3M |
| Q1 2022 | 100 | $169.9M |
| Q4 2021 | 104 | $179.6M |
| Q3 2021 | 102 | $187.8M |
| Q2 2021 | 105 | $215.3M |
| Q1 2021 | 95 | $235.4M |
Institutions, Q3 2021
Shares, value and share of portfolio for each institution holding Nuveen Floating Rate Income Fund; share changes are against Q2 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Bank of America Corp | 1,743,591 | $17.6M | 0.00% | +57,943+3.4% | Added |
| LPL Financial LLC | 1,735,437 | $17.5M | 0.02% | +192,820+12.5% | Added |
| Wells Fargo & Company | 1,611,716 | $16.2M | 0.00% | +165,989+11.5% | Added |
| Penserra Capital Management LLC | 1,255,389 | $12.6M | 0.26% | −471,806−27.3% | Reduced |
| Invesco Ltd. | 906,502 | $9.13M | 0.00% | +25,834+2.9% | Added |
| Morgan Stanley | 894,285 | $9.01M | 0.00% | −10,915−1.2% | Reduced |
| Rivernorth Capital Management, LLC | 855,996 | $8.62M | 0.46% | +855,996 | New |
| Invesco Senior Secured Management Inc | 808,700 | $8.14M | 4.23% | 00.0% | Unchanged |
| Capital Investment Advisors, LLC | 694,728 | $7.00M | 0.24% | +45,171+7.0% | Added |
| Guggenheim Capital LLC | 678,359 | $6.83M | 0.04% | +26,401+4.0% | Added |
| UBS Group AG | 667,283 | $6.72M | 0.00% | +168,028+33.7% | Added |
| Royal Bank of Canada | 541,704 | $5.46M | 0.00% | +72,958+15.6% | Added |
| Goldman Sachs Group Inc | 438,464 | $4.42M | 0.00% | 00.0% | Unchanged |
| Cohen & Steers, Inc. | 430,000 | $4.33M | 0.01% | +380,000+760.0% | Added |
| Eaton Vance Management | 387,184 | $3.90M | 0.01% | 00.0% | Unchanged |
| Baird Financial Group, Inc. | 379,862 | $3.83M | 0.01% | +61,569+19.3% | Added |
| Raymond James & Associates | 327,232 | $3.29M | 0.00% | +7,320+2.3% | Added |
| Ameriprise Financial Inc | 304,246 | $3.06M | 0.00% | +31,150+11.4% | Added |
| Next Capital Management LLC | 269,183 | $2.71M | 1.97% | −15,152−5.3% | Reduced |
| RFG Advisory, LLC | 257,927 | $2.60M | 0.21% | +5,377+2.1% | Added |
| 1607 Capital Partners, LLC | 249,346 | $2.51M | 0.13% | −172,054−40.8% | Reduced |
| Saba Capital Management, L.P. | 237,158 | $2.39M | 0.08% | −2,495,074−91.3% | Reduced |
| Sit Investment Associates Inc | 180,145 | $1.81M | 0.05% | 00.0% | Unchanged |
| Investment Management Associates Inc | 180,000 | $1.81M | 0.96% | 00.0% | Unchanged |
| Loomis Sayles & Co L P | 161,650 | $1.63M | 0.00% | −75,000−31.7% | Reduced |
| Advisors Asset Management, Inc. | 149,132 | $1.50M | 0.02% | −14,838−9.0% | Reduced |
| Commonwealth Equity Services, LLC | 148,323 | $1.49M | 0.00% | +48,537+48.6% | Added |
| Thrivent Financial for Lutherans | 117,513 | $1.18M | 0.00% | −3,750−3.1% | Reduced |
| Mid Atlantic Financial Management Inc | 109,075 | $1.10M | 0.07% | −19,225−15.0% | Reduced |
| Northwestern Mutual Wealth Management Co | 108,842 | $1.10M | 0.00% | −140,247−56.3% | Reduced |
| Envestnet Asset Management Inc | 108,351 | $1.09M | 0.00% | +10,566+10.8% | Added |
| Park Avenue Securities LLC | 105,521 | $1.06M | 0.02% | +9,005+9.3% | Added |
| Koshinski Asset Management, Inc. | 104,672 | $1.05M | 0.09% | +46,135+78.8% | Added |
| Seelaus Asset Management LLC | 90,806 | $914.0K | 0.53% | −1,200−1.3% | Reduced |
| Wela Strategies, Inc. | 87,954 | $886.0K | 0.46% | −21,478−19.6% | Reduced |
| Shaker Financial Services, LLC | 81,979 | $826.0K | 0.33% | −24,561−23.1% | Reduced |
| Edgemoor Investment Advisors, Inc. | 69,919 | $704.0K | 0.08% | −12,943−15.6% | Reduced |
| Congress Park Capital LLC | 66,000 | $665.0K | 0.34% | +21,000+46.7% | Added |
| Kestra Advisory Services, LLC | 64,952 | $654.0K | 0.01% | +1,174+1.8% | Added |
| Cambridge Investment Research Advisors, Inc. | 62,947 | $634.0K | 0.00% | +7,365+13.3% | Added |
| Conning Inc. | 54,000 | $544.0K | 0.02% | 00.0% | Unchanged |
| Samalin Investment Counsel, LLC | 51,062 | $514.0K | 0.33% | +178+0.3% | Added |
| Calton & Associates, Inc. | 50,644 | $509.0K | 0.11% | +17,319+52.0% | Added |
| Virtus ETF Advisers LLC | 50,430 | $508.0K | 0.22% | −1,391−2.7% | Reduced |
| Wedbush Securities Inc | 41,200 | $415.0K | 0.02% | +500+1.2% | Added |
| Kovack Advisors, Inc. | 36,600 | $369.0K | 0.04% | −3,469−8.7% | Reduced |
| Sheets Smith Wealth Management | 32,800 | $330.0K | 0.04% | 00.0% | Unchanged |
| Advisor Group Holdings, Inc. | 32,294 | $324.0K | 0.00% | +4,228+15.1% | Added |
| Aviance Capital Partners, LLC | 31,999 | $322.0K | 0.06% | 00.0% | Unchanged |
| Steward Partners Investment Advisory, LLC | 31,650 | $319.0K | 0.01% | +18,064+133.0% | Added |
| Foundations Investment Advisors, LLC | 29,670 | $300.0K | 0.01% | −99−0.3% | Reduced |
| NEXT Financial Group, Inc | 28,030 | $282.0K | 0.02% | +14,852+112.7% | Added |
| Rockefeller Capital Management L.P. | 27,923 | $281.0K | 0.00% | +23,479+528.3% | Added |
| Cetera Advisors LLC | 27,530 | $277.0K | 0.01% | 00.0% | Unchanged |
| HighTower Advisors, LLC | 26,640 | $267.0K | 0.00% | 00.0% | Unchanged |
| Raymond James Financial Services Advisors, Inc. | 25,391 | $256.0K | 0.00% | −3,202−11.2% | Reduced |
| Pathstone Family Office, LLC | 22,657 | $228.0K | 0.01% | 00.0% | Unchanged |
| Dynamic Advisor Solutions LLC | 20,881 | $210.0K | 0.02% | +223+1.1% | Added |
| Lumature Wealth Partners, LLC | 20,446 | $206.0K | 0.08% | 00.0% | Unchanged |
| Integrated Capital Management, Inc. | 20,147 | $202.0K | 0.17% | +3,121+18.3% | Added |
| Cerity Partners LLC | 20,000 | $201.0K | 0.00% | −5,904−22.8% | Reduced |
| Advisory Services Network, LLC | 19,627 | $198.0K | 0.01% | +70+0.4% | Added |
| Millennium Management LLC | 19,100 | $192.0K | 0.00% | +19,100 | New |
| Truist Financial Corp | 14,840 | $149.0K | 0.00% | −862−5.5% | Reduced |
| Founders Financial Alliance, LLC | 12,687 | $128.0K | 0.06% | 00.0% | Unchanged |
| Wilbanks Smith & Thomas Asset Management LLC | 12,600 | $127.0K | 0.00% | 00.0% | Unchanged |
| Spire Wealth Management | 12,496 | $126.0K | 0.00% | 00.0% | Unchanged |
| Susquehanna International Group, LLP | 12,347 | $124.0K | 0.00% | +12,347 | New |
| First Trust Advisors LP | 11,843 | $119.0K | 0.00% | −2,898−19.7% | Reduced |
| United Capital Financial Advisers, LLC | 11,628 | $117.0K | 0.00% | +11,628 | New |
| Stifel Financial Corp | 11,297 | $113.0K | 0.00% | 00.0% | Unchanged |
| National Asset Management, Inc. | 11,182 | $113.0K | 0.00% | +87+0.8% | Added |
| Integrated Wealth Concepts LLC | 11,200 | $113.0K | 0.00% | +11,200 | New |
| Synovus Financial Corp | 11,062 | $111.0K | 0.00% | 00.0% | Unchanged |
| Foresight Wealth Management, LLC | 10,928 | $110.0K | 0.05% | +189+1.8% | Added |
| Private Advisor Group, LLC | 10,757 | $108.0K | 0.00% | −1,161−9.7% | Reduced |
| Latitude Advisors, LLC | 10,703 | $108.0K | 0.03% | +10,703 | New |
| Ieq Capital, LLC | 10,378 | $105.0K | 0.00% | −15,614−60.1% | Reduced |
| Jaffetilchin Investment Partners, LLC | 10,363 | $104.0K | 0.01% | +181+1.8% | Added |
| Sigma Planning Corp | 10,348 | $104.0K | 0.00% | +10,348 | New |
| Clean Yield Group | 7,500 | $76.0K | 0.03% | 00.0% | Unchanged |
| Harbour Investments, Inc. | 6,745 | $68.0K | 0.00% | +30+0.4% | Added |
| American Portfolios Advisors | 6,608 | $66.5K | 0.00% | +72+1.1% | Added |
| Optimum Investment Advisors | 6,200 | $62.0K | 0.03% | −19,810−76.2% | Reduced |
| CoreFirst Bank & Trust | 5,298 | $53.0K | 0.04% | 00.0% | Unchanged |
| FNY Investment Advisers, LLC | 5,000 | $50.0K | 0.02% | +5,000 | New |
| Citigroup Inc | 4,347 | $44.0K | 0.00% | −4,407−50.3% | Reduced |
| Total Clarity Wealth Management, Inc. | 3,089 | $31.0K | 0.01% | +3,089 | New |
| Geneos Wealth Management Inc. | 3,020 | $30.0K | 0.00% | +1,800+147.5% | Added |
| Proequities, Inc. | 2,000 | $20.0K | 0.00% | 00.0% | Unchanged |
| Herold Advisors, Inc. | 2,000 | $20.0K | 0.01% | +2,000 | New |
| Patriot Financial Group Insurance Agency, LLC | 1,650 | $17.0K | 0.00% | 00.0% | Unchanged |
| Pinnacle Financial Partners Inc | 1,280 | $13.0K | 0.00% | 00.0% | Unchanged |
| Focused Wealth Management, Inc | 1,094 | $11.0K | 0.00% | +18+1.7% | Added |
| Zazove Associates LLC | 1,000 | $10.0K | 0.00% | 00.0% | Unchanged |
| Barrett Asset Management, LLC | 1,000 | $10.0K | 0.00% | 00.0% | Unchanged |
| SOA Wealth Advisors, LLC. | 923 | $9.00K | 0.00% | +16+1.8% | Added |
| Bellevue Asset Management, LLC | 500 | $5.00K | 0.00% | 00.0% | Unchanged |
| Arkadios Wealth Advisors | 429 | $4.00K | 0.00% | −189−30.6% | Reduced |
| Firestone Capital Management | 310 | $3.00K | 0.00% | 00.0% | Unchanged |