Nuveen Floating Rate Income Fund
JFR- Exchange
- NYSE
- SEC CIK
- 0001276533
In the last 90 days, Nuveen Floating Rate Income Fund insiders filed 0 open-market purchases and 1 sale; 174 institutions reported holding it in 13F filings for Q2 2026, worth $458.0M in total; no superinvestor holds it.
13F holders, Q3 2021
Institutional positions in Nuveen Floating Rate Income Fund as of Sep 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 102
- −2 vs. Q2 2021
- Shares held
- 18.6M
- −2.83M (−13.2%) vs. Q2 2021
- Total value
- $187.8M
- −$27.5M (−12.8%) vs. Q2 2021
- New holders
- 11
- 38 more added
- Sold out
- 13
- 27 more reduced
1 institution that held it in Q2 2021 haven't filed for Q3 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting JFR on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 174 | $458.0M |
| Q1 2026 | 187 | $450.4M |
| Q4 2025 | 190 | $455.8M |
| Q3 2025 | 177 | $440.8M |
| Q2 2025 | 170 | $467.3M |
| Q1 2025 | 173 | $470.0M |
| Q4 2024 | 164 | $319.8M |
| Q3 2024 | 161 | $314.0M |
| Q2 2024 | 172 | $312.6M |
| Q1 2024 | 175 | $336.7M |
| Q4 2023 | 178 | $336.4M |
| Q3 2023 | 171 | $335.0M |
| Q2 2023 | 101 | $144.0M |
| Q1 2023 | 100 | $151.0M |
| Q4 2022 | 102 | $148.0M |
| Q3 2022 | 91 | $149.7M |
| Q2 2022 | 94 | $159.3M |
| Q1 2022 | 100 | $169.9M |
| Q4 2021 | 104 | $179.6M |
| Q3 2021 | 102 | $187.8M |
| Q2 2021 | 105 | $215.3M |
| Q1 2021 | 95 | $235.4M |
Institutions, Q3 2021
Shares, value and share of portfolio for each institution holding Nuveen Floating Rate Income Fund; share changes are against Q2 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Lindbrook Capital, LLC | 54 | $1.00K | 0.00% | −1,323,649−100.0% | Reduced |
| Firestone Capital Management | 310 | $3.00K | 0.00% | 00.0% | Unchanged |
| Arkadios Wealth Advisors | 429 | $4.00K | 0.00% | −189−30.6% | Reduced |
| Bellevue Asset Management, LLC | 500 | $5.00K | 0.00% | 00.0% | Unchanged |
| SOA Wealth Advisors, LLC. | 923 | $9.00K | 0.00% | +16+1.8% | Added |
| Zazove Associates LLC | 1,000 | $10.0K | 0.00% | 00.0% | Unchanged |
| Barrett Asset Management, LLC | 1,000 | $10.0K | 0.00% | 00.0% | Unchanged |
| Focused Wealth Management, Inc | 1,094 | $11.0K | 0.00% | +18+1.7% | Added |
| Pinnacle Financial Partners Inc | 1,280 | $13.0K | 0.00% | 00.0% | Unchanged |
| Patriot Financial Group Insurance Agency, LLC | 1,650 | $17.0K | 0.00% | 00.0% | Unchanged |
| Proequities, Inc. | 2,000 | $20.0K | 0.00% | 00.0% | Unchanged |
| Herold Advisors, Inc. | 2,000 | $20.0K | 0.01% | +2,000 | New |
| Geneos Wealth Management Inc. | 3,020 | $30.0K | 0.00% | +1,800+147.5% | Added |
| Total Clarity Wealth Management, Inc. | 3,089 | $31.0K | 0.01% | +3,089 | New |
| Citigroup Inc | 4,347 | $44.0K | 0.00% | −4,407−50.3% | Reduced |
| FNY Investment Advisers, LLC | 5,000 | $50.0K | 0.02% | +5,000 | New |
| CoreFirst Bank & Trust | 5,298 | $53.0K | 0.04% | 00.0% | Unchanged |
| Optimum Investment Advisors | 6,200 | $62.0K | 0.03% | −19,810−76.2% | Reduced |
| American Portfolios Advisors | 6,608 | $66.5K | 0.00% | +72+1.1% | Added |
| Harbour Investments, Inc. | 6,745 | $68.0K | 0.00% | +30+0.4% | Added |
| Clean Yield Group | 7,500 | $76.0K | 0.03% | 00.0% | Unchanged |
| Jaffetilchin Investment Partners, LLC | 10,363 | $104.0K | 0.01% | +181+1.8% | Added |
| Sigma Planning Corp | 10,348 | $104.0K | 0.00% | +10,348 | New |
| Ieq Capital, LLC | 10,378 | $105.0K | 0.00% | −15,614−60.1% | Reduced |
| Private Advisor Group, LLC | 10,757 | $108.0K | 0.00% | −1,161−9.7% | Reduced |
| Latitude Advisors, LLC | 10,703 | $108.0K | 0.03% | +10,703 | New |
| Foresight Wealth Management, LLC | 10,928 | $110.0K | 0.05% | +189+1.8% | Added |
| Synovus Financial Corp | 11,062 | $111.0K | 0.00% | 00.0% | Unchanged |
| Stifel Financial Corp | 11,297 | $113.0K | 0.00% | 00.0% | Unchanged |
| National Asset Management, Inc. | 11,182 | $113.0K | 0.00% | +87+0.8% | Added |
| Integrated Wealth Concepts LLC | 11,200 | $113.0K | 0.00% | +11,200 | New |
| United Capital Financial Advisers, LLC | 11,628 | $117.0K | 0.00% | +11,628 | New |
| First Trust Advisors LP | 11,843 | $119.0K | 0.00% | −2,898−19.7% | Reduced |
| Susquehanna International Group, LLP | 12,347 | $124.0K | 0.00% | +12,347 | New |
| Spire Wealth Management | 12,496 | $126.0K | 0.00% | 00.0% | Unchanged |
| Wilbanks Smith & Thomas Asset Management LLC | 12,600 | $127.0K | 0.00% | 00.0% | Unchanged |
| Founders Financial Alliance, LLC | 12,687 | $128.0K | 0.06% | 00.0% | Unchanged |
| Truist Financial Corp | 14,840 | $149.0K | 0.00% | −862−5.5% | Reduced |
| Millennium Management LLC | 19,100 | $192.0K | 0.00% | +19,100 | New |
| Advisory Services Network, LLC | 19,627 | $198.0K | 0.01% | +70+0.4% | Added |
| Cerity Partners LLC | 20,000 | $201.0K | 0.00% | −5,904−22.8% | Reduced |
| Integrated Capital Management, Inc. | 20,147 | $202.0K | 0.17% | +3,121+18.3% | Added |
| Lumature Wealth Partners, LLC | 20,446 | $206.0K | 0.08% | 00.0% | Unchanged |
| Dynamic Advisor Solutions LLC | 20,881 | $210.0K | 0.02% | +223+1.1% | Added |
| Pathstone Family Office, LLC | 22,657 | $228.0K | 0.01% | 00.0% | Unchanged |
| Raymond James Financial Services Advisors, Inc. | 25,391 | $256.0K | 0.00% | −3,202−11.2% | Reduced |
| HighTower Advisors, LLC | 26,640 | $267.0K | 0.00% | 00.0% | Unchanged |
| Cetera Advisors LLC | 27,530 | $277.0K | 0.01% | 00.0% | Unchanged |
| Rockefeller Capital Management L.P. | 27,923 | $281.0K | 0.00% | +23,479+528.3% | Added |
| NEXT Financial Group, Inc | 28,030 | $282.0K | 0.02% | +14,852+112.7% | Added |
| Foundations Investment Advisors, LLC | 29,670 | $300.0K | 0.01% | −99−0.3% | Reduced |
| Steward Partners Investment Advisory, LLC | 31,650 | $319.0K | 0.01% | +18,064+133.0% | Added |
| Aviance Capital Partners, LLC | 31,999 | $322.0K | 0.06% | 00.0% | Unchanged |
| Advisor Group Holdings, Inc. | 32,294 | $324.0K | 0.00% | +4,228+15.1% | Added |
| Sheets Smith Wealth Management | 32,800 | $330.0K | 0.04% | 00.0% | Unchanged |
| Kovack Advisors, Inc. | 36,600 | $369.0K | 0.04% | −3,469−8.7% | Reduced |
| Wedbush Securities Inc | 41,200 | $415.0K | 0.02% | +500+1.2% | Added |
| Virtus ETF Advisers LLC | 50,430 | $508.0K | 0.22% | −1,391−2.7% | Reduced |
| Calton & Associates, Inc. | 50,644 | $509.0K | 0.11% | +17,319+52.0% | Added |
| Samalin Investment Counsel, LLC | 51,062 | $514.0K | 0.33% | +178+0.3% | Added |
| Conning Inc. | 54,000 | $544.0K | 0.02% | 00.0% | Unchanged |
| Cambridge Investment Research Advisors, Inc. | 62,947 | $634.0K | 0.00% | +7,365+13.3% | Added |
| Kestra Advisory Services, LLC | 64,952 | $654.0K | 0.01% | +1,174+1.8% | Added |
| Congress Park Capital LLC | 66,000 | $665.0K | 0.34% | +21,000+46.7% | Added |
| Edgemoor Investment Advisors, Inc. | 69,919 | $704.0K | 0.08% | −12,943−15.6% | Reduced |
| Shaker Financial Services, LLC | 81,979 | $826.0K | 0.33% | −24,561−23.1% | Reduced |
| Wela Strategies, Inc. | 87,954 | $886.0K | 0.46% | −21,478−19.6% | Reduced |
| Seelaus Asset Management LLC | 90,806 | $914.0K | 0.53% | −1,200−1.3% | Reduced |
| Koshinski Asset Management, Inc. | 104,672 | $1.05M | 0.09% | +46,135+78.8% | Added |
| Park Avenue Securities LLC | 105,521 | $1.06M | 0.02% | +9,005+9.3% | Added |
| Envestnet Asset Management Inc | 108,351 | $1.09M | 0.00% | +10,566+10.8% | Added |
| Northwestern Mutual Wealth Management Co | 108,842 | $1.10M | 0.00% | −140,247−56.3% | Reduced |
| Mid Atlantic Financial Management Inc | 109,075 | $1.10M | 0.07% | −19,225−15.0% | Reduced |
| Thrivent Financial for Lutherans | 117,513 | $1.18M | 0.00% | −3,750−3.1% | Reduced |
| Commonwealth Equity Services, LLC | 148,323 | $1.49M | 0.00% | +48,537+48.6% | Added |
| Advisors Asset Management, Inc. | 149,132 | $1.50M | 0.02% | −14,838−9.0% | Reduced |
| Loomis Sayles & Co L P | 161,650 | $1.63M | 0.00% | −75,000−31.7% | Reduced |
| Investment Management Associates Inc | 180,000 | $1.81M | 0.96% | 00.0% | Unchanged |
| Sit Investment Associates Inc | 180,145 | $1.81M | 0.05% | 00.0% | Unchanged |
| Saba Capital Management, L.P. | 237,158 | $2.39M | 0.08% | −2,495,074−91.3% | Reduced |
| 1607 Capital Partners, LLC | 249,346 | $2.51M | 0.13% | −172,054−40.8% | Reduced |
| RFG Advisory, LLC | 257,927 | $2.60M | 0.21% | +5,377+2.1% | Added |
| Next Capital Management LLC | 269,183 | $2.71M | 1.97% | −15,152−5.3% | Reduced |
| Ameriprise Financial Inc | 304,246 | $3.06M | 0.00% | +31,150+11.4% | Added |
| Raymond James & Associates | 327,232 | $3.29M | 0.00% | +7,320+2.3% | Added |
| Baird Financial Group, Inc. | 379,862 | $3.83M | 0.01% | +61,569+19.3% | Added |
| Eaton Vance Management | 387,184 | $3.90M | 0.01% | 00.0% | Unchanged |
| Cohen & Steers, Inc. | 430,000 | $4.33M | 0.01% | +380,000+760.0% | Added |
| Goldman Sachs Group Inc | 438,464 | $4.42M | 0.00% | 00.0% | Unchanged |
| Royal Bank of Canada | 541,704 | $5.46M | 0.00% | +72,958+15.6% | Added |
| UBS Group AG | 667,283 | $6.72M | 0.00% | +168,028+33.7% | Added |
| Guggenheim Capital LLC | 678,359 | $6.83M | 0.04% | +26,401+4.0% | Added |
| Capital Investment Advisors, LLC | 694,728 | $7.00M | 0.24% | +45,171+7.0% | Added |
| Invesco Senior Secured Management Inc | 808,700 | $8.14M | 4.23% | 00.0% | Unchanged |
| Rivernorth Capital Management, LLC | 855,996 | $8.62M | 0.46% | +855,996 | New |
| Morgan Stanley | 894,285 | $9.01M | 0.00% | −10,915−1.2% | Reduced |
| Invesco Ltd. | 906,502 | $9.13M | 0.00% | +25,834+2.9% | Added |
| Penserra Capital Management LLC | 1,255,389 | $12.6M | 0.26% | −471,806−27.3% | Reduced |
| Wells Fargo & Company | 1,611,716 | $16.2M | 0.00% | +165,989+11.5% | Added |
| LPL Financial LLC | 1,735,437 | $17.5M | 0.02% | +192,820+12.5% | Added |