Nuveen Floating Rate Income Fund
JFR- Exchange
- NYSE
- SEC CIK
- 0001276533
In the last 90 days, Nuveen Floating Rate Income Fund insiders filed 0 open-market purchases and 1 sale; 174 institutions reported holding it in 13F filings for Q2 2026, worth $458.0M in total; no superinvestor holds it.
13F holders, Q1 2024
Institutional positions in Nuveen Floating Rate Income Fund as of Mar 31, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 175
- −1 vs. Q4 2023
- Shares held
- 38.6M
- −2.34M (−5.7%) vs. Q4 2023
- Total value
- $336.7M
- +$327.0K (+0.1%) vs. Q4 2023
- New holders
- 25
- 55 more added
- Sold out
- 26
- 52 more reduced
2 institutions that held it in Q4 2023 haven't filed for Q1 2024 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting JFR on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 174 | $458.0M |
| Q1 2026 | 187 | $450.4M |
| Q4 2025 | 190 | $455.8M |
| Q3 2025 | 177 | $440.8M |
| Q2 2025 | 170 | $467.3M |
| Q1 2025 | 173 | $470.0M |
| Q4 2024 | 164 | $319.8M |
| Q3 2024 | 161 | $314.0M |
| Q2 2024 | 172 | $312.6M |
| Q1 2024 | 175 | $336.7M |
| Q4 2023 | 178 | $336.4M |
| Q3 2023 | 171 | $335.0M |
| Q2 2023 | 101 | $144.0M |
| Q1 2023 | 100 | $151.0M |
| Q4 2022 | 102 | $148.0M |
| Q3 2022 | 91 | $149.7M |
| Q2 2022 | 94 | $159.3M |
| Q1 2022 | 100 | $169.9M |
| Q4 2021 | 104 | $179.6M |
| Q3 2021 | 102 | $187.8M |
| Q2 2021 | 105 | $215.3M |
| Q1 2021 | 95 | $235.4M |
Institutions, Q1 2024
Shares, value and share of portfolio for each institution holding Nuveen Floating Rate Income Fund; share changes are against Q4 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Morgan Stanley | 5,125,067 | $44.7M | 0.00% | −402,099−7.3% | Reduced |
| LPL Financial LLC | 2,710,142 | $23.7M | 0.01% | +265,431+10.9% | Added |
| Bank of America Corp | 2,503,526 | $21.9M | 0.00% | +461,297+22.6% | Added |
| Invesco Ltd. | 2,170,478 | $18.9M | 0.00% | −246,288−10.2% | Reduced |
| Penserra Capital Management LLC | 1,554,132 | $13.6M | 0.17% | +83,054+5.6% | Added |
| Guggenheim Capital LLC | 1,421,817 | $12.4M | 0.09% | −368,405−20.6% | Reduced |
| Wells Fargo & Company | 1,214,889 | $10.6M | 0.00% | −106,384−8.1% | Reduced |
| Royal Bank of Canada | 1,091,494 | $9.53M | 0.00% | +78,938+7.8% | Added |
| Congress Park Capital LLC | 1,043,427 | $9.11M | 4.03% | +114,385+12.3% | Added |
| Advisors Asset Management, Inc. | 986,774 | $8.61M | 0.17% | +252,766+34.4% | Added |
| UBS Group AG | 912,663 | $7.97M | 0.00% | +43,217+5.0% | Added |
| Raymond James Financial Services Advisors, Inc. | 859,470 | $7.50M | 0.01% | +107,828+14.3% | Added |
| Thomas J. Herzfeld Advisors, Inc. | 857,315 | $7.48M | 2.65% | +186,860+27.9% | Added |
| Envestnet Asset Management Inc | 844,044 | $7.37M | 0.00% | +135,390+19.1% | Added |
| Sit Investment Associates Inc | 823,503 | $7.19M | 0.17% | −682,582−45.3% | Reduced |
| Rockefeller Capital Management L.P. | 696,528 | $6.08M | 0.02% | +94,879+15.8% | Added |
| Cohen & Steers, Inc. | 646,052 | $5.64M | 0.01% | 00.0% | Unchanged |
| Next Capital Management LLC | 574,509 | $5.02M | 2.04% | −18,311−3.1% | Reduced |
| Ameriprise Financial Inc | 535,331 | $4.66M | 0.00% | −2,025−0.4% | Reduced |
| Baird Financial Group, Inc. | 517,564 | $4.52M | 0.01% | −33,027−6.0% | Reduced |
| Raymond James & Associates | 468,119 | $4.09M | 0.00% | −961−0.2% | Reduced |
| Advisor Group Holdings, Inc. | 456,221 | $3.98M | 0.01% | −30,789−6.3% | Reduced |
| Shaker Financial Services, LLC | 437,190 | $3.85M | 1.49% | −28,127−6.0% | Reduced |
| Cyndeo Wealth Partners, LLC | 417,450 | $3.64M | 0.30% | +30,000+7.7% | Added |
| City of London Investment Management Co Ltd | 399,493 | $3.49M | 0.29% | −160,809−28.7% | Reduced |
| RFG Advisory, LLC | 388,475 | $3.39M | 0.12% | +30,316+8.5% | Added |
| Alpine Global Management, LLC | 385,000 | $3.36M | 0.65% | 00.0% | Unchanged |
| Coastal Bridge Advisors, LLC | 338,735 | $2.96M | 0.68% | +124,645+58.2% | Added |
| CNH Partners LLC | 311,490 | $2.72M | 0.10% | −521,388−62.6% | Reduced |
| 1607 Capital Partners, LLC | 308,997 | $2.70M | 0.22% | −323,573−51.2% | Reduced |
| Capital Investment Advisors, LLC | 303,650 | $2.65M | 0.06% | −9,207−2.9% | Reduced |
| Commonwealth Equity Services, LLC | 294,778 | $2.57M | 0.00% | +8,355+2.9% | Added |
| International Assets Investment Management, LLC | 259,474 | $2.27M | 0.24% | +22,113+9.3% | Added |
| Park Avenue Securities LLC | 248,629 | $2.17M | 0.03% | +4,110+1.7% | Added |
| Landscape Capital Management, L.L.C. | 240,304 | $2.10M | 0.18% | −417,270−63.5% | Reduced |
| Rivernorth Capital Management, LLC | 229,185 | $2.00M | 0.10% | −900−0.4% | Reduced |
| Cambridge Investment Research Advisors, Inc. | 218,667 | $1.91M | 0.01% | −16,126−6.9% | Reduced |
| Kades & Cheifetz LLC | 217,805 | $1.90M | 1.22% | +7,143+3.4% | Added |
| Byrne Asset Management LLC | 211,150 | $1.84M | 1.28% | −975−0.5% | Reduced |
| GWM Advisors LLC | 208,963 | $1.82M | 0.02% | −16,017−7.1% | Reduced |
| GraniteShares Advisors LLC | 207,714 | $1.81M | 0.96% | +26,432+14.6% | Added |
| Prevail Innovative Wealth Advisors, LLC | 171,284 | $1.50M | 0.56% | +39,141+29.6% | Added |
| Pathstone Holdings, LLC | 165,440 | $1.44M | 0.01% | +165,440 | New |
| Investment Management Associates Inc | 163,466 | $1.43M | 0.49% | 00.0% | Unchanged |
| Aviance Capital Partners, LLC | 161,763 | $1.41M | 0.21% | +1,782+1.1% | Added |
| Bank of Montreal | 139,032 | $1.30M | 0.00% | 00.0% | Unchanged |
| Vivaldi Capital Management, LLC | 148,066 | $1.29M | 0.38% | −20,527−12.2% | Reduced |
| Natixis | 134,034 | $1.18M | 0.01% | −1,457−1.1% | Reduced |
| Thrivent Financial for Lutherans | 131,433 | $1.15M | 0.00% | +389+0.3% | Added |
| Independent Financial Group, LLC | 129,345 | $1.13M | 0.05% | +1,054+0.8% | Added |
| Mission Wealth Management, LP | 129,340 | $1.13M | 0.03% | +1,874+1.5% | Added |
| Melfa Wealth Management, LLC | 125,826 | $1.10M | 0.79% | +552+0.4% | Added |
| Horizon Kinetics Asset Management LLC | 120,831 | $1.05M | 0.02% | 00.0% | Unchanged |
| RSM US Wealth Management LLC | 112,760 | $984.4K | 0.03% | +112,760 | New |
| Bramshill Investments, LLC | 106,640 | $931.0K | 0.11% | +106,640 | New |
| Cetera Investment Advisers | 106,380 | $928.7K | 0.00% | +90,830+584.1% | Added |
| Gill Capital Partners, LLC | 102,767 | $883.8K | 0.36% | −6,002−5.5% | Reduced |
| Janney Montgomery Scott LLC | 94,306 | $823.0K | 0.00% | −2,945−3.0% | Reduced |
| Sigma Planning Corp | 80,756 | $705.0K | 0.02% | +36,403+82.1% | Added |
| First Trust Advisors LP | 78,908 | $688.9K | 0.00% | +4,597+6.2% | Added |
| Virtus ETF Advisers LLC | 76,227 | $665.5K | 0.35% | +17,487+29.8% | Added |
| Oppenheimer & Co Inc | 73,310 | $640.0K | 0.01% | −2,661−3.5% | Reduced |
| Advisory Services Network, LLC | 68,642 | $599.2K | 0.01% | +3,894+6.0% | Added |
| Stifel Financial Corp | 68,401 | $597.1K | 0.00% | +20,980+44.2% | Added |
| Harbour Investments, Inc. | 66,941 | $584.4K | 0.02% | +3,057+4.8% | Added |
| Edgemoor Investment Advisors, Inc. | 66,447 | $580.1K | 0.05% | −3,172−4.6% | Reduced |
| Gladstone Institutional Advisory LLC | 63,865 | $557.5K | 0.03% | −315−0.5% | Reduced |
| Seelaus Asset Management LLC | 61,850 | $540.0K | 0.54% | −10,737−14.8% | Reduced |
| Koshinski Asset Management, Inc. | 61,623 | $538.0K | 0.06% | −46,099−42.8% | Reduced |
| Kestra Advisory Services, LLC | 59,764 | $521.7K | 0.00% | −9,151−13.3% | Reduced |
| Steward Partners Investment Advisory, LLC | 58,272 | $508.7K | 0.01% | −2,308−3.8% | Reduced |
| CoreCap Advisors, LLC | 57,331 | $500.5K | 0.03% | +6,000+11.7% | Added |
| Integrated Wealth Concepts LLC | 56,221 | $490.8K | 0.01% | −5,692−9.2% | Reduced |
| Conning Inc. | 54,000 | $471.4K | 0.02% | 00.0% | Unchanged |
| Wedbush Securities Inc | 51,714 | $451.0K | 0.02% | −10,246−16.5% | Reduced |
| National Asset Management, Inc. | 53,432 | $443.2K | 0.01% | +6,095+12.9% | Added |
| Concurrent Investment Advisors, LLC | 50,304 | $439.1K | 0.02% | −1,465−2.8% | Reduced |
| Kovack Advisors, Inc. | 50,042 | $436.9K | 0.05% | +1,297+2.7% | Added |
| E&G Advisors, LP | 43,220 | $377.3K | 0.12% | −470−1.1% | Reduced |
| Fortitude Advisory Group L.L.C. | 39,494 | $344.8K | 0.19% | 00.0% | Unchanged |
| Spire Wealth Management | 38,874 | $339.4K | 0.01% | 00.0% | Unchanged |
| Comerica Bank | 38,814 | $338.8K | 0.00% | +11,799+43.7% | Added |
| Northern Trust Corp | 38,616 | $337.1K | 0.00% | +38,616 | New |
| Private Advisor Group, LLC | 37,645 | $328.6K | 0.00% | −3,409−8.3% | Reduced |
| Integrated Capital Management, Inc. | 37,344 | $326.0K | 0.27% | +6,096+19.5% | Added |
| HBK Sorce Advisory LLC | 35,199 | $307.3K | 0.01% | +5,119+17.0% | Added |
| D.A. Davidson & Co. | 32,003 | $279.4K | 0.00% | −9,752−23.4% | Reduced |
| Avantax Advisory Services, Inc. | 31,754 | $277.2K | 0.00% | +8,647+37.4% | Added |
| Future Financial Wealth Managment LLC | 31,732 | $277.0K | 0.21% | +1,158+3.8% | Added |
| MML Investors Services, LLC | 31,357 | $274.0K | 0.00% | +11,624+58.9% | Added |
| Sheets Smith Wealth Management | 30,007 | $262.0K | 0.03% | 00.0% | Unchanged |
| RVW Wealth, LLC | 29,037 | $253.5K | 0.03% | 00.0% | Unchanged |
| Riverbridge Partners LLC | 28,636 | $250.0K | 0.00% | −45,302−61.3% | Reduced |
| Diversify Advisory Services, LLC | 26,625 | $233.0K | 0.01% | +26,625 | New |
| Quadcap Wealth Management, LLC | 26,663 | $232.8K | 0.05% | 00.0% | Unchanged |
| Centurion Wealth Management LLC | 25,374 | $221.5K | 0.09% | 00.0% | Unchanged |
| Captrust Financial Advisors | 24,551 | $214.3K | 0.00% | +3,748+18.0% | Added |
| Charles Schwab Investment Advisory, Inc. | 24,303 | $212.2K | 0.00% | 00.0% | Unchanged |
| Farther Finance Advisors, LLC | 23,578 | $206.3K | 0.01% | +10,638+82.2% | Added |
| Jane Street Group, LLC | 23,494 | $205.1K | 0.00% | +23,494 | New |