Nuveen Floating Rate Income Fund
JFR- Exchange
- NYSE
- SEC CIK
- 0001276533
In the last 90 days, Nuveen Floating Rate Income Fund insiders filed 0 open-market purchases and 1 sale; 174 institutions reported holding it in 13F filings for Q2 2026, worth $458.0M in total; no superinvestor holds it.
13F holders, Q2 2023
Institutional positions in Nuveen Floating Rate Income Fund as of Jun 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 101
- +2 vs. Q1 2023
- Shares held
- 18.2M
- −145.2K (−0.8%) vs. Q1 2023
- Total value
- $144.0M
- −$6.92M (−4.6%) vs. Q1 2023
- New holders
- 18
- 34 more added
- Sold out
- 16
- 27 more reduced
1 institution that held it in Q1 2023 haven't filed for Q2 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q1 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting JFR on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 174 | $458.0M |
| Q1 2026 | 187 | $450.4M |
| Q4 2025 | 190 | $455.8M |
| Q3 2025 | 177 | $440.8M |
| Q2 2025 | 170 | $467.3M |
| Q1 2025 | 173 | $470.0M |
| Q4 2024 | 164 | $319.8M |
| Q3 2024 | 161 | $314.0M |
| Q2 2024 | 172 | $312.6M |
| Q1 2024 | 175 | $336.7M |
| Q4 2023 | 178 | $336.4M |
| Q3 2023 | 171 | $335.0M |
| Q2 2023 | 101 | $144.0M |
| Q1 2023 | 100 | $151.0M |
| Q4 2022 | 102 | $148.0M |
| Q3 2022 | 91 | $149.7M |
| Q2 2022 | 94 | $159.3M |
| Q1 2022 | 100 | $169.9M |
| Q4 2021 | 104 | $179.6M |
| Q3 2021 | 102 | $187.8M |
| Q2 2021 | 105 | $215.3M |
| Q1 2021 | 95 | $235.4M |
Institutions, Q2 2023
Shares, value and share of portfolio for each institution holding Nuveen Floating Rate Income Fund; share changes are against Q1 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Huntington National Bank | – | $8 | 0.00% | – | – |
| FMR LLC | 1 | $8 | 0.00% | +1 | New |
| Harbor Investment Advisory, LLC | 3 | $24 | 0.00% | +3 | New |
| Tower Research Capital LLC (TRC) | 6 | $47 | 0.00% | +6 | New |
| Lindbrook Capital, LLC | 54 | $426 | 0.00% | −50,500−99.9% | Reduced |
| Bellevue Asset Management, LLC | 500 | $3.94K | 0.00% | 00.0% | Unchanged |
| SOA Wealth Advisors, LLC. | 1,076 | $8.49K | 0.00% | +28+2.7% | Added |
| FNY Investment Advisers, LLC | 1,200 | $9.00K | 0.01% | 00.0% | Unchanged |
| Hollencrest Capital Management | 1,170 | $9.23K | 0.00% | 00.0% | Unchanged |
| Geneos Wealth Management Inc. | 1,220 | $9.63K | 0.00% | 00.0% | Unchanged |
| Raleigh Capital Management Inc. | 1,225 | $9.66K | 0.00% | +125+11.4% | Added |
| Focused Wealth Management, Inc | 1,276 | $10.1K | 0.00% | +34+2.7% | Added |
| Pinnacle Financial Partners Inc | 1,280 | $10.1K | 0.00% | 00.0% | Unchanged |
| CWM, LLC | 1,550 | $12.0K | 0.00% | +1,550 | New |
| Cary Street Partner Investment Advisory LLC | 1,800 | $14.2K | 0.00% | 00.0% | Unchanged |
| Venturi Wealth Management, LLC | 2,400 | $18.9K | 0.00% | 00.0% | Unchanged |
| Caldwell Sutter Capital, Inc. | 2,558 | $20.2K | 0.01% | +2,558 | New |
| CarsonAllaria Wealth Management, Ltd. | 4,273 | $33.7K | 0.03% | +4,273 | New |
| Benjamin F. Edwards & Company, Inc. | 5,000 | $39.0K | 0.00% | +5,000 | New |
| Optimum Investment Advisors | 5,200 | $41.0K | 0.02% | 00.0% | Unchanged |
| Spire Wealth Management | 6,140 | $48.4K | 0.00% | 00.0% | Unchanged |
| CoreFirst Bank & Trust | 7,048 | $55.6K | 0.04% | 00.0% | Unchanged |
| Northwestern Mutual Wealth Management Co | 7,350 | $58.0K | 0.00% | −400−5.2% | Reduced |
| Ieq Capital, LLC | 10,378 | $81.9K | 0.00% | 00.0% | Unchanged |
| CTC Alternative Strategies, Ltd. | 10,700 | $84.4K | 0.11% | +10,700 | New |
| Almitas Capital LLC | 10,941 | $88.4K | 0.04% | +10,941 | New |
| Gladstone Institutional Advisory LLC | 11,310 | $89.2K | 0.01% | +11,310 | New |
| Fortitude Advisory Group L.L.C. | 13,072 | $103.1K | 0.08% | +2,222+20.5% | Added |
| Raymond James Financial Services Advisors, Inc. | 13,126 | $103.6K | 0.00% | −3,823−22.6% | Reduced |
| Stifel Financial Corp | 13,455 | $106.2K | 0.00% | −670−4.7% | Reduced |
| Integrated Wealth Concepts LLC | 14,200 | $112.0K | 0.00% | −250−1.7% | Reduced |
| Cetera Advisor Networks LLC | 14,957 | $118.0K | 0.00% | +2,572+20.8% | Added |
| Oppenheimer & Co Inc | 15,521 | $122.5K | 0.00% | +15,521 | New |
| Sheets Smith Wealth Management | 15,800 | $124.7K | 0.02% | −16,200−50.6% | Reduced |
| Western Wealth Management, LLC | 16,412 | $129.5K | 0.01% | +407+2.5% | Added |
| Investment Advisory Group, LLC | 17,997 | $142.0K | 0.07% | 00.0% | Unchanged |
| Gill Capital Partners, LLC | 21,469 | $169.4K | 0.07% | 00.0% | Unchanged |
| Integrated Capital Management, Inc. | 21,891 | $172.7K | 0.15% | +8,213+60.0% | Added |
| Wedbush Securities Inc | 22,408 | $177.0K | 0.01% | −10,592−32.1% | Reduced |
| Shulman DeMeo Asset Management LLC | 22,570 | $178.1K | 0.05% | −180−0.8% | Reduced |
| Aviance Capital Partners, LLC | 24,895 | $196.4K | 0.04% | 00.0% | Unchanged |
| HighTower Advisors, LLC | 25,975 | $204.0K | 0.00% | 00.0% | Unchanged |
| Steward Partners Investment Advisory, LLC | 26,994 | $213.0K | 0.00% | +3,180+13.4% | Added |
| Sigma Planning Corp | 27,737 | $218.9K | 0.01% | +130+0.5% | Added |
| Cerity Partners LLC | 29,283 | $231.0K | 0.00% | −15,000−33.9% | Reduced |
| CoreCap Advisors, LLC | 30,046 | $237.1K | 0.02% | +30,046 | New |
| National Asset Management, Inc. | 31,011 | $246.3K | 0.01% | +547+1.8% | Added |
| Lumature Wealth Partners, LLC | 33,000 | $260.4K | 0.15% | 00.0% | Unchanged |
| Kovack Advisors, Inc. | 33,300 | $262.7K | 0.03% | +5,900+21.5% | Added |
| Elequin Capital LP | 33,315 | $262.9K | 0.13% | +30,625+1,138.5% | Added |
| Glass Jacobson Investment Advisors llc | 35,260 | $278.2K | 0.13% | +35,260 | New |
| Virtus ETF Advisers LLC | 37,087 | $292.6K | 0.17% | +481+1.3% | Added |
| Samalin Investment Counsel, LLC | 40,638 | $320.6K | 0.17% | −9,703−19.3% | Reduced |
| Janney Montgomery Scott LLC | 40,667 | $321.0K | 0.00% | −7,764−16.0% | Reduced |
| Advisory Services Network, LLC | 43,328 | $341.9K | 0.01% | −1,321−3.0% | Reduced |
| Cetera Advisors LLC | 46,523 | $367.1K | 0.01% | −1,000−2.1% | Reduced |
| Koshinski Asset Management, Inc. | 50,202 | $396.1K | 0.04% | −37,800−43.0% | Reduced |
| Shaker Financial Services, LLC | 50,401 | $401.1K | 0.18% | +31,928+172.8% | Added |
| Conning Inc. | 54,000 | $426.1K | 0.01% | 00.0% | Unchanged |
| GWM Advisors LLC | 58,185 | $459.1K | 0.01% | +638+1.1% | Added |
| Seelaus Asset Management LLC | 59,781 | $472.0K | 0.37% | −25,600−30.0% | Reduced |
| Independent Financial Group, LLC | 64,711 | $510.6K | 0.04% | +26,454+69.1% | Added |
| Cambridge Investment Research Advisors, Inc. | 68,471 | $540.0K | 0.00% | −419−0.6% | Reduced |
| Edgemoor Investment Advisors, Inc. | 69,819 | $550.9K | 0.06% | 00.0% | Unchanged |
| Saba Capital Management, L.P. | 69,962 | $552.0K | 0.02% | +69,962 | New |
| Walleye Capital LLC | 74,726 | $589.6K | 0.01% | +74,726 | New |
| First Trust Advisors LP | 77,335 | $610.2K | 0.00% | +2,555+3.4% | Added |
| Wolverine Asset Management LLC | 84,844 | $669.4K | 0.01% | +84,844 | New |
| Kestra Advisory Services, LLC | 89,261 | $704.3K | 0.01% | +89,261 | New |
| Gallagher Fiduciary Advisors, LLC | 95,073 | $750.1K | 0.06% | −5,544−5.5% | Reduced |
| Logan Stone Capital, LLC | 106,006 | $836.4K | 0.28% | +106,006 | New |
| Congress Park Capital LLC | 110,000 | $867.9K | 0.49% | +25,000+29.4% | Added |
| Melfa Wealth Management, LLC | 110,754 | $873.8K | 0.89% | −2,780−2.4% | Reduced |
| Raymond James & Associates | 114,017 | $899.6K | 0.00% | +30,114+35.9% | Added |
| Landscape Capital Management, L.L.C. | 115,841 | $914.0K | 0.12% | +95,252+462.6% | Added |
| Park Avenue Securities LLC | 135,554 | $1.07M | 0.02% | +2,588+1.9% | Added |
| Thrivent Financial for Lutherans | 150,143 | $1.19M | 0.00% | +7,232+5.1% | Added |
| Commonwealth Equity Services, LLC | 151,365 | $1.19M | 0.00% | −21,942−12.7% | Reduced |
| Envestnet Asset Management Inc | 155,800 | $1.23M | 0.00% | +5,908+3.9% | Added |
| Advisor Group Holdings, Inc. | 161,231 | $1.27M | 0.00% | +47,800+42.1% | Added |
| Investment Management Associates Inc | 163,466 | $1.29M | 0.47% | 00.0% | Unchanged |
| Kades & Cheifetz LLC | 200,264 | $1.58M | 1.21% | +1,807+0.9% | Added |
| Capital Investment Advisors, LLC | 227,413 | $1.79M | 0.05% | −3,042−1.3% | Reduced |
| RFG Advisory, LLC | 241,776 | $1.91M | 0.08% | −8,012−3.2% | Reduced |
| Ameriprise Financial Inc | 369,403 | $2.91M | 0.00% | +12,868+3.6% | Added |
| Byrne Asset Management LLC | 392,552 | $3.10M | 2.01% | −2,095−0.5% | Reduced |
| Baird Financial Group, Inc. | 396,358 | $3.13M | 0.01% | +1,976+0.5% | Added |
| Natixis | 402,215 | $3.18M | 0.03% | +77,593+23.9% | Added |
| Advisors Asset Management, Inc. | 416,551 | $3.29M | 0.07% | −53,830−11.4% | Reduced |
| Cohen & Steers, Inc. | 450,000 | $3.55M | 0.01% | 00.0% | Unchanged |
| UBS Group AG | 499,015 | $3.94M | 0.00% | −20,518−3.9% | Reduced |
| Goldman Sachs Group Inc | 504,036 | $3.98M | 0.00% | 00.0% | Unchanged |
| Rockefeller Capital Management L.P. | 541,306 | $4.27M | 0.02% | +298,818+123.2% | Added |
| Royal Bank of Canada | 696,704 | $5.50M | 0.00% | +12,363+1.8% | Added |
| Bank of America Corp | 936,291 | $7.39M | 0.00% | −10,339−1.1% | Reduced |
| Guggenheim Capital LLC | 1,012,548 | $7.99M | 0.06% | −59,335−5.5% | Reduced |
| Invesco Ltd. | 1,052,146 | $8.30M | 0.00% | −60,120−5.4% | Reduced |
| Penserra Capital Management LLC | 1,275,855 | $10.1M | 0.20% | +79,529+6.6% | Added |
| Morgan Stanley | 1,292,309 | $10.2M | 0.00% | +104,202+8.8% | Added |
| Wells Fargo & Company | 1,688,025 | $13.3M | 0.00% | +32,892+2.0% | Added |