Nuveen Floating Rate Income Fund
JFR- Exchange
- NYSE
- SEC CIK
- 0001276533
In the last 90 days, Nuveen Floating Rate Income Fund insiders filed 0 open-market purchases and 1 sale; 174 institutions reported holding it in 13F filings for Q2 2026, worth $458.0M in total; no superinvestor holds it.
13F holders, Q1 2023
Institutional positions in Nuveen Floating Rate Income Fund as of Mar 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 100
- +2 vs. Q4 2022
- Shares held
- 18.4M
- +35.6K (+0.2%) vs. Q4 2022
- Total value
- $151.0M
- +$5.25M (+3.6%) vs. Q4 2022
- New holders
- 14
- 26 more added
- Sold out
- 12
- 37 more reduced
4 institutions that held it in Q4 2022 haven't filed for Q1 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting JFR on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 174 | $458.0M |
| Q1 2026 | 187 | $450.4M |
| Q4 2025 | 190 | $455.8M |
| Q3 2025 | 177 | $440.8M |
| Q2 2025 | 170 | $467.3M |
| Q1 2025 | 173 | $470.0M |
| Q4 2024 | 164 | $319.8M |
| Q3 2024 | 161 | $314.0M |
| Q2 2024 | 172 | $312.6M |
| Q1 2024 | 175 | $336.7M |
| Q4 2023 | 178 | $336.4M |
| Q3 2023 | 171 | $335.0M |
| Q2 2023 | 101 | $144.0M |
| Q1 2023 | 100 | $151.0M |
| Q4 2022 | 102 | $148.0M |
| Q3 2022 | 91 | $149.7M |
| Q2 2022 | 94 | $159.3M |
| Q1 2022 | 100 | $169.9M |
| Q4 2021 | 104 | $179.6M |
| Q3 2021 | 102 | $187.8M |
| Q2 2021 | 105 | $215.3M |
| Q1 2021 | 95 | $235.4M |
Institutions, Q1 2023
Shares, value and share of portfolio for each institution holding Nuveen Floating Rate Income Fund; share changes are against Q4 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Huntington National Bank | – | $8 | 0.00% | – | – |
| Bellevue Asset Management, LLC | 500 | $4.10K | 0.00% | 00.0% | Unchanged |
| US Bancorp | 800 | $6.56K | 0.00% | +800 | New |
| Ameritas Advisory Services, LLC | 1,000 | $8.29K | 0.00% | +1,000 | New |
| SOA Wealth Advisors, LLC. | 1,048 | $8.59K | 0.00% | +28+2.7% | Added |
| FNY Investment Advisers, LLC | 1,200 | $9.00K | 0.01% | +1,200 | New |
| Raleigh Capital Management Inc. | 1,100 | $9.02K | 0.00% | +1,100 | New |
| Hollencrest Capital Management | 1,170 | $9.59K | 0.00% | −900−43.5% | Reduced |
| Geneos Wealth Management Inc. | 1,220 | $10.0K | 0.00% | 00.0% | Unchanged |
| Focused Wealth Management, Inc | 1,242 | $10.2K | 0.00% | +22+1.8% | Added |
| Pinnacle Financial Partners Inc | 1,280 | $10.5K | 0.00% | 00.0% | Unchanged |
| Belpointe Asset Management LLC | 1,524 | $12.5K | 0.00% | −1,000−39.6% | Reduced |
| Cary Street Partner Investment Advisory LLC | 1,800 | $14.8K | 0.00% | 00.0% | Unchanged |
| Venturi Wealth Management, LLC | 2,400 | $19.7K | 0.00% | +2,400 | New |
| Elequin Capital LP | 2,690 | $22.1K | 0.02% | −15,797−85.4% | Reduced |
| IFP Advisors, Inc | 2,500 | $27.2K | 0.00% | +2,500 | New |
| Optimum Investment Advisors | 5,200 | $42.6K | 0.02% | 00.0% | Unchanged |
| Spire Wealth Management | 6,140 | $50.4K | 0.00% | +6,140 | New |
| CoreFirst Bank & Trust | 7,048 | $57.8K | 0.04% | 00.0% | Unchanged |
| Northwestern Mutual Wealth Management Co | 7,750 | $63.5K | 0.00% | −2,040−20.8% | Reduced |
| Ieq Capital, LLC | 10,378 | $85.1K | 0.00% | 00.0% | Unchanged |
| CTC Capital Management, LLC | 10,700 | $87.7K | 0.18% | 00.0% | Unchanged |
| HRT Financial LP | 10,763 | $88.0K | 0.00% | +10,763 | New |
| Fortitude Advisory Group L.L.C. | 10,850 | $89.0K | 0.07% | +514+5.0% | Added |
| Bank of Montreal | 10,000 | $90.8K | 0.00% | −1,665−14.3% | Reduced |
| Cetera Advisor Networks LLC | 12,385 | $101.6K | 0.00% | −3,018−19.6% | Reduced |
| Wilbanks Smith & Thomas Asset Management LLC | 12,600 | $103.3K | 0.00% | 00.0% | Unchanged |
| Stifel Financial Corp | 14,125 | $115.8K | 0.00% | +1,264+9.8% | Added |
| M Holdings Securities, Inc. | 14,293 | $117.0K | 0.01% | +59+0.4% | Added |
| Integrated Wealth Concepts LLC | 14,450 | $118.0K | 0.00% | 00.0% | Unchanged |
| Western Wealth Management, LLC | 16,005 | $131.2K | 0.01% | +289+1.8% | Added |
| Raymond James Financial Services Advisors, Inc. | 16,949 | $139.0K | 0.00% | −2,771−14.1% | Reduced |
| Jane Street Group, LLC | 17,125 | $140.4K | 0.00% | +17,125 | New |
| AE Wealth Management LLC | 17,250 | $141.4K | 0.00% | −1,364−7.3% | Reduced |
| Investment Advisory Group, LLC | 17,997 | $147.6K | 0.08% | 00.0% | Unchanged |
| Integrated Capital Management, Inc. | 13,678 | $152.1K | 0.15% | +13,678 | New |
| Shaker Financial Services, LLC | 18,473 | $163.8K | 0.07% | −178,800−90.6% | Reduced |
| Landscape Capital Management, L.L.C. | 20,589 | $168.8K | 0.02% | −20,215−49.5% | Reduced |
| Gill Capital Partners, LLC | 21,469 | $176.0K | 0.08% | 00.0% | Unchanged |
| Susquehanna International Group, LLP | 22,365 | $183.4K | 0.00% | +4,101+22.5% | Added |
| Shulman DeMeo Asset Management LLC | 22,750 | $186.6K | 0.06% | 00.0% | Unchanged |
| Steward Partners Investment Advisory, LLC | 23,814 | $195.3K | 0.00% | 00.0% | Unchanged |
| Aviance Capital Partners, LLC | 24,895 | $204.1K | 0.05% | 00.0% | Unchanged |
| HighTower Advisors, LLC | 25,975 | $212.0K | 0.00% | 00.0% | Unchanged |
| Kovack Advisors, Inc. | 27,400 | $224.7K | 0.03% | −1,000−3.5% | Reduced |
| Sigma Planning Corp | 27,607 | $226.4K | 0.01% | −877−3.1% | Reduced |
| National Asset Management, Inc. | 30,464 | $251.4K | 0.01% | −20,961−40.8% | Reduced |
| Sheets Smith Wealth Management | 32,000 | $262.4K | 0.04% | 00.0% | Unchanged |
| Lumature Wealth Partners, LLC | 33,000 | $270.6K | 0.15% | 00.0% | Unchanged |
| Wedbush Securities Inc | 33,000 | $271.0K | 0.01% | +1,000+3.1% | Added |
| Virtus ETF Advisers LLC | 36,606 | $300.2K | 0.17% | −2,594−6.6% | Reduced |
| Independent Financial Group, LLC | 38,257 | $313.7K | 0.03% | +20,686+117.7% | Added |
| 1607 Capital Partners, LLC | 40,382 | $331.1K | 0.02% | −74,200−64.8% | Reduced |
| Cerity Partners LLC | 44,283 | $363.1K | 0.00% | +5,000+12.7% | Added |
| Advisory Services Network, LLC | 44,649 | $366.1K | 0.01% | +5,707+14.7% | Added |
| Cetera Advisors LLC | 47,523 | $389.7K | 0.01% | −1,132−2.3% | Reduced |
| Janney Montgomery Scott LLC | 48,431 | $397.0K | 0.00% | −77,444−61.5% | Reduced |
| Samalin Investment Counsel, LLC | 50,341 | $412.8K | 0.25% | −11,173−18.2% | Reduced |
| Lindbrook Capital, LLC | 50,554 | $414.5K | 0.05% | −15,942−24.0% | Reduced |
| Conning Inc. | 54,000 | $442.8K | 0.01% | 00.0% | Unchanged |
| GWM Advisors LLC | 57,547 | $459.5K | 0.01% | −2,326−3.9% | Reduced |
| JPMorgan Chase & Co | 57,147 | $469.0K | 0.00% | +57,147 | New |
| Sit Investment Associates Inc | 64,532 | $529.0K | 0.01% | −13,000−16.8% | Reduced |
| Cambridge Investment Research Advisors, Inc. | 68,890 | $565.0K | 0.00% | −2,127−3.0% | Reduced |
| Edgemoor Investment Advisors, Inc. | 69,819 | $572.5K | 0.07% | 00.0% | Unchanged |
| CIBC World Markets Inc. | 70,000 | $574.0K | 0.00% | −5,725−7.6% | Reduced |
| First Trust Advisors LP | 74,780 | $613.2K | 0.00% | −950−1.3% | Reduced |
| Raymond James & Associates | 83,903 | $688.0K | 0.00% | +26,665+46.6% | Added |
| Congress Park Capital LLC | 85,000 | $697.0K | 0.42% | +10,000+13.3% | Added |
| Seelaus Asset Management LLC | 85,381 | $712.0K | 0.54% | −4,675−5.2% | Reduced |
| Koshinski Asset Management, Inc. | 88,002 | $721.6K | 0.07% | 00.0% | Unchanged |
| Gallagher Fiduciary Advisors, LLC | 100,617 | $825.1K | 0.07% | +100,617 | New |
| Advisor Group Holdings, Inc. | 113,431 | $930.1K | 0.00% | −42,563−27.3% | Reduced |
| Melfa Wealth Management, LLC | 113,534 | $931.0K | 0.93% | +605+0.5% | Added |
| Park Avenue Securities LLC | 132,966 | $1.09M | 0.02% | +132,966 | New |
| Thrivent Financial for Lutherans | 142,911 | $1.17M | 0.00% | +13,114+10.1% | Added |
| Envestnet Asset Management Inc | 149,892 | $1.23M | 0.00% | +137,935+1,153.6% | Added |
| Investment Management Associates Inc | 163,466 | $1.34M | 0.55% | 00.0% | Unchanged |
| Commonwealth Equity Services, LLC | 173,307 | $1.42M | 0.00% | +2,919+1.7% | Added |
| Kades & Cheifetz LLC | 198,457 | $1.63M | 1.28% | −871−0.4% | Reduced |
| Capital Investment Advisors, LLC | 230,455 | $1.89M | 0.06% | −9,163−3.8% | Reduced |
| Rockefeller Capital Management L.P. | 242,488 | $1.99M | 0.01% | +65,159+36.7% | Added |
| RFG Advisory, LLC | 249,788 | $2.05M | 0.10% | −8,886−3.4% | Reduced |
| Natixis | 324,622 | $2.69M | 0.02% | +324,622 | New |
| Ameriprise Financial Inc | 356,535 | $2.91M | 0.00% | −4,703−1.3% | Reduced |
| Baird Financial Group, Inc. | 394,382 | $3.23M | 0.01% | +11,715+3.1% | Added |
| Byrne Asset Management LLC | 394,647 | $3.24M | 2.31% | −36,750−8.5% | Reduced |
| Cohen & Steers, Inc. | 450,000 | $3.69M | 0.01% | +20,000+4.7% | Added |
| Advisors Asset Management, Inc. | 470,381 | $3.86M | 0.08% | +18,951+4.2% | Added |
| Goldman Sachs Group Inc | 504,036 | $4.13M | 0.00% | −911−0.2% | Reduced |
| UBS Group AG | 519,533 | $4.26M | 0.00% | −62,209−10.7% | Reduced |
| Royal Bank of Canada | 684,341 | $5.61M | 0.00% | +10,380+1.5% | Added |
| Bank of America Corp | 946,630 | $7.76M | 0.00% | −396,241−29.5% | Reduced |
| Oaktree Capital Management LPSuperinvestorOaktree Capital | 991,759 | $8.13M | 0.09% | −104,477−9.5% | Reduced |
| Guggenheim Capital LLC | 1,071,883 | $8.79M | 0.07% | +49,940+4.9% | Added |
| Invesco Ltd. | 1,112,266 | $9.12M | 0.00% | +1,193+0.1% | Added |
| Morgan Stanley | 1,188,107 | $9.74M | 0.00% | −307,293−20.5% | Reduced |
| Penserra Capital Management LLC | 1,196,326 | $9.81M | 0.20% | +583,891+95.3% | Added |
| Wells Fargo & Company | 1,655,133 | $13.6M | 0.00% | −49,306−2.9% | Reduced |
| LPL Financial LLC | 2,242,165 | $18.4M | 0.01% | +167,648+8.1% | Added |