Nuveen Floating Rate Income Fund
JFR- Exchange
- NYSE
- SEC CIK
- 0001276533
In the last 90 days, Nuveen Floating Rate Income Fund insiders filed 0 open-market purchases and 1 sale; 174 institutions reported holding it in 13F filings for Q2 2026, worth $458.0M in total; no superinvestor holds it.
13F holders, Q4 2022
Institutional positions in Nuveen Floating Rate Income Fund as of Dec 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 102
- +15 vs. Q3 2022
- Shares held
- 18.6M
- +646.3K (+3.6%) vs. Q3 2022
- Total value
- $148.0M
- +$1.85M (+1.3%) vs. Q3 2022
- New holders
- 21
- 28 more added
- Sold out
- 6
- 28 more reduced
4 institutions that held it in Q3 2022 haven't filed for Q4 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting JFR on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 174 | $458.0M |
| Q1 2026 | 187 | $450.4M |
| Q4 2025 | 190 | $455.8M |
| Q3 2025 | 177 | $440.8M |
| Q2 2025 | 170 | $467.3M |
| Q1 2025 | 173 | $470.0M |
| Q4 2024 | 164 | $319.8M |
| Q3 2024 | 161 | $314.0M |
| Q2 2024 | 172 | $312.6M |
| Q1 2024 | 175 | $336.7M |
| Q4 2023 | 178 | $336.4M |
| Q3 2023 | 171 | $335.0M |
| Q2 2023 | 101 | $144.0M |
| Q1 2023 | 100 | $151.0M |
| Q4 2022 | 102 | $148.0M |
| Q3 2022 | 91 | $149.7M |
| Q2 2022 | 94 | $159.3M |
| Q1 2022 | 100 | $169.9M |
| Q4 2021 | 104 | $179.6M |
| Q3 2021 | 102 | $187.8M |
| Q2 2021 | 105 | $215.3M |
| Q1 2021 | 95 | $235.4M |
Institutions, Q4 2022
Shares, value and share of portfolio for each institution holding Nuveen Floating Rate Income Fund; share changes are against Q3 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Huntington National Bank | – | $8 | 0.00% | – | New |
| FMR LLC | 1 | $8 | 0.00% | +1 | New |
| Bellevue Asset Management, LLC | 500 | $3.97K | 0.00% | 00.0% | Unchanged |
| Romano Brothers and Company | 1,000 | $7.92K | 0.00% | +1,000 | New |
| SOA Wealth Advisors, LLC. | 1,020 | $8.08K | 0.00% | +26+2.6% | Added |
| Geneos Wealth Management Inc. | 1,220 | $9.66K | 0.00% | 00.0% | Unchanged |
| Focused Wealth Management, Inc | 1,220 | $9.66K | 0.00% | +41+3.5% | Added |
| Pinnacle Financial Partners Inc | 1,280 | $10.1K | 0.00% | 00.0% | Unchanged |
| Cary Street Partner Investment Advisory LLC | 1,800 | $14.3K | 0.00% | +1,800 | New |
| Hollencrest Capital Management | 2,070 | $16.4K | 0.00% | +2,070 | New |
| Belpointe Asset Management LLC | 2,524 | $20.0K | 0.00% | +2,524 | New |
| Wolverine Asset Management LLC | 3,650 | $28.9K | 0.00% | −74−2.0% | Reduced |
| Accurate Wealth Management, LLC | 3,850 | $31.8K | 0.01% | +3,850 | New |
| Optimum Investment Advisors | 5,200 | $41.2K | 0.02% | −500−8.8% | Reduced |
| CoreFirst Bank & Trust | 7,048 | $55.8K | 0.04% | 00.0% | Unchanged |
| Lazard Asset Management LLC | – | $70.0K | 0.00% | – | – |
| Glassy Mountain Advisors, Inc. | 9,583 | $75.9K | 0.04% | +9,583 | New |
| Northwestern Mutual Wealth Management Co | 9,790 | $77.5K | 0.00% | −30,763−75.9% | Reduced |
| Fortitude Advisory Group L.L.C. | 10,336 | $81.9K | 0.07% | +10,336 | New |
| Ieq Capital, LLC | 10,378 | $82.2K | 0.00% | 00.0% | Unchanged |
| CTC Capital Management, LLC | 10,700 | $84.7K | 0.10% | 00.0% | Unchanged |
| Envestnet Asset Management Inc | 11,957 | $94.7K | 0.00% | +1,512+14.5% | Added |
| Wilbanks Smith & Thomas Asset Management LLC | 12,600 | $99.8K | 0.00% | 00.0% | Unchanged |
| Stifel Financial Corp | 12,861 | $101.9K | 0.00% | +1,041+8.8% | Added |
| Bank of Montreal | 11,665 | $105.2K | 0.00% | 00.0% | Unchanged |
| M Holdings Securities, Inc. | 14,234 | $113.0K | 0.01% | +114+0.8% | Added |
| Integrated Wealth Concepts LLC | 14,450 | $114.0K | 0.00% | 00.0% | Unchanged |
| Money Concepts Capital Corp | 14,762 | $116.9K | 0.01% | +14,762 | New |
| Cetera Advisor Networks LLC | 15,403 | $122.0K | 0.00% | +15,403 | New |
| Western Wealth Management, LLC | 15,716 | $124.5K | 0.01% | −2,874−15.5% | Reduced |
| Independent Financial Group, LLC | 17,571 | $139.2K | 0.01% | +5,945+51.1% | Added |
| Investment Advisory Group, LLC | 17,997 | $142.5K | 0.09% | −1,500−7.7% | Reduced |
| Susquehanna International Group, LLP | 18,264 | $144.7K | 0.00% | +18,264 | New |
| Elequin Capital LP | 18,487 | $146.4K | 0.04% | +18,487 | New |
| AE Wealth Management LLC | 18,614 | $147.4K | 0.00% | +1,439+8.4% | Added |
| Raymond James Financial Services Advisors, Inc. | 19,720 | $156.2K | 0.00% | +313+1.6% | Added |
| Gill Capital Partners, LLC | 21,469 | $170.0K | 0.08% | 00.0% | Unchanged |
| Shulman DeMeo Asset Management LLC | 22,750 | $180.2K | 0.06% | 00.0% | Unchanged |
| Steward Partners Investment Advisory, LLC | 23,814 | $188.6K | 0.00% | 00.0% | Unchanged |
| Aviance Capital Partners, LLC | 24,895 | $197.2K | 0.05% | 00.0% | Unchanged |
| HighTower Advisors, LLC | 25,975 | $207.0K | 0.00% | −3,665−12.4% | Reduced |
| Gladstone Institutional Advisory LLC | 27,825 | $220.4K | 0.02% | +27,825 | New |
| Kovack Advisors, Inc. | 28,400 | $224.9K | 0.03% | −10,200−26.4% | Reduced |
| Sigma Planning Corp | 28,484 | $225.6K | 0.01% | −3,913−12.1% | Reduced |
| Wedbush Securities Inc | 32,000 | $253.0K | 0.01% | −2,960−8.5% | Reduced |
| Sheets Smith Wealth Management | 32,000 | $253.4K | 0.04% | 00.0% | Unchanged |
| CoreCap Advisors, LLC | 32,096 | $254.2K | 0.02% | 00.0% | Unchanged |
| OTA Financial Group L.P. | 32,946 | $260.0K | 0.26% | −15,673−32.2% | Reduced |
| Lumature Wealth Partners, LLC | 33,000 | $261.4K | 0.15% | 00.0% | Unchanged |
| Advisory Services Network, LLC | 38,942 | $308.4K | 0.01% | −2,014−4.9% | Reduced |
| Virtus ETF Advisers LLC | 39,200 | $310.5K | 0.16% | −4,478−10.3% | Reduced |
| Cerity Partners LLC | 39,283 | $310.9K | 0.00% | +19,283+96.4% | Added |
| Glass Jacobson Investment Advisors llc | 39,315 | $311.4K | 0.15% | +39,315 | New |
| Landscape Capital Management, L.L.C. | 40,804 | $323.2K | 0.05% | −28,952−41.5% | Reduced |
| Weiss Asset Management LP | 48,507 | $384.2K | 0.02% | +48,507 | New |
| Cetera Advisors LLC | 48,655 | $385.3K | 0.01% | −5,970−10.9% | Reduced |
| National Asset Management, Inc. | 51,425 | $407.3K | 0.01% | +11,566+29.0% | Added |
| Conning Inc. | 54,000 | $427.7K | 0.01% | 00.0% | Unchanged |
| Raymond James & Associates | 57,238 | $453.3K | 0.00% | −191,692−77.0% | Reduced |
| GWM Advisors LLC | 59,873 | $463.5K | 0.01% | −2,055−3.3% | Reduced |
| Almitas Capital LLC | 59,595 | $472.0K | 0.22% | +59,595 | New |
| Samalin Investment Counsel, LLC | 61,514 | $487.2K | 0.31% | +1,264+2.1% | Added |
| Lindbrook Capital, LLC | 66,496 | $526.6K | 0.06% | 00.0% | Unchanged |
| Edgemoor Investment Advisors, Inc. | 69,819 | $553.0K | 0.07% | 00.0% | Unchanged |
| Cambridge Investment Research Advisors, Inc. | 71,017 | $562.0K | 0.00% | −5,329−7.0% | Reduced |
| Congress Park Capital LLC | 75,000 | $594.0K | 0.38% | +17,500+30.4% | Added |
| First Trust Advisors LP | 75,730 | $599.8K | 0.00% | +14,864+24.4% | Added |
| CIBC World Markets Inc. | 75,725 | $600.0K | 0.00% | 00.0% | Unchanged |
| Sit Investment Associates Inc | 77,532 | $614.0K | 0.02% | +31,983+70.2% | Added |
| Koshinski Asset Management, Inc. | 88,002 | $697.0K | 0.07% | −22,670−20.5% | Reduced |
| Seelaus Asset Management LLC | 90,056 | $713.0K | 0.53% | 00.0% | Unchanged |
| F3Logic, LLC | 104,018 | $823.8K | 0.17% | +29,939+40.4% | Added |
| Gallagher Benefit Services, Inc. | 104,018 | $823.8K | 0.17% | +104,018 | New |
| Logan Stone Capital, LLC | 108,457 | $859.0K | 0.32% | +83,565+335.7% | Added |
| Melfa Wealth Management, LLC | 112,929 | $894.4K | 0.93% | +112,929 | New |
| 1607 Capital Partners, LLC | 114,582 | $907.5K | 0.06% | +114,582 | New |
| Janney Montgomery Scott LLC | 125,875 | $997.0K | 0.00% | −125,580−49.9% | Reduced |
| Thrivent Financial for Lutherans | 129,797 | $1.03M | 0.00% | +18,662+16.8% | Added |
| Advisor Group Holdings, Inc. | 155,994 | $1.24M | 0.00% | +42,437+37.4% | Added |
| Investment Management Associates Inc | 163,466 | $1.29M | 0.54% | 00.0% | Unchanged |
| Commonwealth Equity Services, LLC | 170,388 | $1.35M | 0.00% | +53,116+45.3% | Added |
| Rockefeller Capital Management L.P. | 177,329 | $1.40M | 0.01% | +141,726+398.1% | Added |
| Shaker Financial Services, LLC | 197,273 | $1.56M | 0.73% | −4,341−2.2% | Reduced |
| Kades & Cheifetz LLC | 199,328 | $1.58M | 1.32% | +199,328 | New |
| Capital Investment Advisors, LLC | 239,618 | $1.90M | 0.06% | −839−0.3% | Reduced |
| RFG Advisory, LLC | 258,674 | $2.24M | 0.11% | +50,670+24.4% | Added |
| Ameriprise Financial Inc | 361,238 | $2.86M | 0.00% | +7,164+2.0% | Added |
| Baird Financial Group, Inc. | 382,667 | $3.03M | 0.01% | −4,461−1.2% | Reduced |
| Cohen & Steers, Inc. | 430,000 | $3.41M | 0.01% | 00.0% | Unchanged |
| Byrne Asset Management LLC | 431,397 | $3.42M | 2.48% | −93,235−17.8% | Reduced |
| Advisors Asset Management, Inc. | 451,430 | $3.58M | 0.07% | +66,082+17.1% | Added |
| Goldman Sachs Group Inc | 504,947 | $4.00M | 0.00% | 00.0% | Unchanged |
| UBS Group AG | 581,742 | $4.61M | 0.00% | −173,213−22.9% | Reduced |
| Penserra Capital Management LLC | 612,435 | $4.85M | 0.11% | +55,018+9.9% | Added |
| Royal Bank of Canada | 673,961 | $5.34M | 0.00% | +31,546+4.9% | Added |
| Guggenheim Capital LLC | 1,021,943 | $8.09M | 0.07% | −66,478−6.1% | Reduced |
| Oaktree Capital Management LPSuperinvestorOaktree Capital | 1,096,236 | $8.68M | 0.09% | +60,000+5.8% | Added |
| Invesco Ltd. | 1,111,073 | $8.80M | 0.00% | +29,641+2.7% | Added |
| Bank of America Corp | 1,342,871 | $10.6M | 0.00% | −125,222−8.5% | Reduced |
| Morgan Stanley | 1,495,400 | $11.8M | 0.00% | +386,038+34.8% | Added |