Nuveen Floating Rate Income Fund
JFR- Exchange
- NYSE
- SEC CIK
- 0001276533
In the last 90 days, Nuveen Floating Rate Income Fund insiders filed 0 open-market purchases and 1 sale; 174 institutions reported holding it in 13F filings for Q2 2026, worth $458.0M in total; no superinvestor holds it.
13F holders, Q3 2023
Institutional positions in Nuveen Floating Rate Income Fund as of Sep 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 171
- +71 vs. Q2 2023
- Shares held
- 40.8M
- +22.6M (+123.9%) vs. Q2 2023
- Total value
- $335.0M
- +$191.3M (+133.1%) vs. Q2 2023
- New holders
- 81
- 71 more added
- Sold out
- 10
- 7 more reduced
1 institution that held it in Q2 2023 haven't filed for Q3 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting JFR on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 174 | $458.0M |
| Q1 2026 | 187 | $450.4M |
| Q4 2025 | 190 | $455.8M |
| Q3 2025 | 177 | $440.8M |
| Q2 2025 | 170 | $467.3M |
| Q1 2025 | 173 | $470.0M |
| Q4 2024 | 164 | $319.8M |
| Q3 2024 | 161 | $314.0M |
| Q2 2024 | 172 | $312.6M |
| Q1 2024 | 175 | $336.7M |
| Q4 2023 | 178 | $336.4M |
| Q3 2023 | 171 | $335.0M |
| Q2 2023 | 101 | $144.0M |
| Q1 2023 | 100 | $151.0M |
| Q4 2022 | 102 | $148.0M |
| Q3 2022 | 91 | $149.7M |
| Q2 2022 | 94 | $159.3M |
| Q1 2022 | 100 | $169.9M |
| Q4 2021 | 104 | $179.6M |
| Q3 2021 | 102 | $187.8M |
| Q2 2021 | 105 | $215.3M |
| Q1 2021 | 95 | $235.4M |
Institutions, Q3 2023
Shares, value and share of portfolio for each institution holding Nuveen Floating Rate Income Fund; share changes are against Q2 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Huntington National Bank | – | $8 | 0.00% | – | – |
| Tower Research Capital LLC (TRC) | 12 | $99 | 0.00% | +6+100.0% | Added |
| Assetmark, Inc | 41 | $337 | 0.00% | +41 | New |
| Lindbrook Capital, LLC | 120 | $985 | 0.00% | +66+122.2% | Added |
| Robinson Capital Management, LLC | 188 | $1.48K | 0.00% | +188 | New |
| Creative Financial Designs Inc | 340 | $2.79K | 0.00% | +340 | New |
| National Bank of Canada | 592 | $4.75K | 0.00% | +592 | New |
| CNB Bank | 635 | $5.21K | 0.00% | +635 | New |
| Coston, McIsaac & Partners | 958 | $7.00K | 0.00% | +958 | New |
| Princeton Global Asset Management LLC | 1,026 | $8.42K | 0.00% | +1,026 | New |
| FNY Investment Advisers, LLC | 1,200 | $9.00K | 0.01% | 00.0% | Unchanged |
| SOA Wealth Advisors, LLC. | 1,108 | $9.10K | 0.00% | +32+3.0% | Added |
| Geneos Wealth Management Inc. | 1,220 | $10.0K | 0.00% | 00.0% | Unchanged |
| Raleigh Capital Management Inc. | 1,225 | $10.1K | 0.01% | 00.0% | Unchanged |
| Pinnacle Financial Partners Inc | 1,280 | $10.5K | 0.00% | 00.0% | Unchanged |
| Focused Wealth Management, Inc | 1,313 | $10.8K | 0.00% | +37+2.9% | Added |
| Global Retirement Partners, LLC | 1,628 | $13.0K | 0.00% | +1,628 | New |
| McIlrath & Eck, LLC | 1,625 | $13.3K | 0.00% | +1,625 | New |
| IFP Advisors, Inc | 1,652 | $13.6K | 0.00% | +1,652 | New |
| Venturi Wealth Management, LLC | 2,400 | $19.7K | 0.00% | 00.0% | Unchanged |
| Caldwell Sutter Capital, Inc. | 2,558 | $21.0K | 0.01% | 00.0% | Unchanged |
| Gradient Investments LLC | 2,691 | $22.1K | 0.00% | +2,691 | New |
| Hexagon Capital Partners LLC | 2,915 | $23.9K | 0.01% | +2,915 | New |
| Bessemer Group Inc | 2,927 | $24.0K | 0.00% | +2,927 | New |
| Highlander Capital Management, LLC | 3,400 | $28.0K | 0.01% | +3,400 | New |
| NBC Securities, Inc. | 3,557 | $29.0K | 0.00% | +3,557 | New |
| GPS Wealth Strategies Group, LLC | 4,341 | $35.6K | 0.01% | +4,341 | New |
| Zazove Associates LLC | 4,387 | $36.0K | 0.00% | +4,387 | New |
| Barrett & Company, Inc. | 4,499 | $36.9K | 0.02% | +4,499 | New |
| Signaturefd, LLC | 4,705 | $38.6K | 0.00% | +4,705 | New |
| Optimum Investment Advisors | 5,200 | $42.7K | 0.02% | 00.0% | Unchanged |
| JPMorgan Chase & Co | 6,588 | $54.1K | 0.00% | +6,588 | New |
| Benjamin F. Edwards & Company, Inc. | 7,000 | $57.0K | 0.00% | +2,000+40.0% | Added |
| Hollencrest Capital Management | 7,625 | $62.6K | 0.01% | +6,455+551.7% | Added |
| Northwestern Mutual Wealth Management Co | 8,744 | $71.8K | 0.00% | +1,394+19.0% | Added |
| The PNC Financial Services Group, Inc. | 10,024 | $82.3K | 0.00% | +10,024 | New |
| Virtu Financial LLC | 10,159 | $83.0K | 0.01% | +10,159 | New |
| CoreFirst Bank & Trust | 10,196 | $83.7K | 0.06% | +3,148+44.7% | Added |
| Cary Street Partner Investment Advisory LLC | 10,432 | $85.6K | 0.00% | +8,632+479.6% | Added |
| AE Wealth Management LLC | 10,611 | $87.1K | 0.00% | +10,611 | New |
| Stratos Wealth Advisors, LLC | 10,847 | $89.1K | 0.01% | +10,847 | New |
| NWF Advisory Services Inc. | 11,276 | $92.6K | 0.02% | +11,276 | New |
| GSG Advisors LLC | 11,590 | $95.2K | 0.05% | +11,590 | New |
| Wealth Alliance Advisory Group, LLC | 11,741 | $96.4K | 0.03% | +11,741 | New |
| Ieq Capital, LLC | 11,827 | $97.1K | 0.00% | +1,449+14.0% | Added |
| Cullen/Frost Bankers, Inc. | 11,840 | $97.2K | 0.00% | +11,840 | New |
| Change Path, LLC | 12,170 | $100.0K | 0.01% | +12,170 | New |
| CWA Asset Management Group, LLC | 12,252 | $100.6K | 0.01% | +12,252 | New |
| Flow State Investments, L.P. | 12,285 | $100.9K | 0.04% | +12,285 | New |
| IFG Advisory, LLC | 12,333 | $101.3K | 0.01% | +12,333 | New |
| Bank of New York Mellon Corp | 12,336 | $101.3K | 0.00% | +12,336 | New |
| Stratos Wealth Partners, LTD. | 13,334 | $109.5K | 0.00% | +13,334 | New |
| Snowden Capital Advisors LLC | 14,342 | $117.7K | 0.01% | +14,342 | New |
| Drive Wealth Management, LLC | 15,149 | $125.7K | 0.05% | +15,149 | New |
| Cetera Investment Advisers | 15,397 | $126.4K | 0.00% | +15,397 | New |
| Wintrust Investments LLC | 15,439 | $127.0K | 0.01% | +15,439 | New |
| Transform Wealth, LLC | 15,312 | $127.0K | 0.01% | +15,312 | New |
| Camelot Portfolios, LLC | 15,531 | $127.5K | 0.12% | +15,531 | New |
| Level Four Advisory Services, LLC | 16,835 | $138.2K | 0.01% | +16,835 | New |
| CWM, LLC | 17,557 | $144.0K | 0.00% | +16,007+1,032.7% | Added |
| Apollon Wealth Management, LLC | 17,769 | $145.9K | 0.01% | +17,769 | New |
| Investment Advisory Group, LLC | 17,998 | $147.8K | 0.08% | +10.0% | Added |
| Elequin Capital LP | 18,310 | $150.3K | 0.03% | −15,005−45.0% | Reduced |
| Avantax Advisory Services, Inc. | 18,568 | $152.4K | 0.00% | +18,568 | New |
| Spire Wealth Management | 18,640 | $153.0K | 0.01% | +12,500+203.6% | Added |
| Centurion Wealth Management LLC | 18,640 | $153.0K | 0.07% | +18,640 | New |
| Jones Road Capital Management, L.P. | 19,732 | $162.0K | 0.20% | +19,732 | New |
| Klingman & Associates, LLC | 20,143 | $165.4K | 0.01% | +20,143 | New |
| ProVise Management Group, LLC | 21,236 | $174.3K | 0.02% | +21,236 | New |
| Captrust Financial Advisors | 22,351 | $183.5K | 0.00% | +22,351 | New |
| Shulman DeMeo Asset Management LLC | 22,568 | $185.3K | 0.06% | −20.0% | Reduced |
| Cetera Advisor Networks LLC | 24,037 | $197.3K | 0.00% | +9,080+60.7% | Added |
| Charles Schwab Investment Advisory, Inc. | 24,303 | $199.5K | 0.00% | +24,303 | New |
| CTC Alternative Strategies, Ltd. | 25,663 | $210.7K | 0.40% | +14,963+139.8% | Added |
| MML Investors Services, LLC | 25,732 | $211.0K | 0.00% | +25,732 | New |
| Nations Financial Group Inc, | 26,007 | $213.5K | 0.02% | +26,007 | New |
| Integrated Capital Management, Inc. | 26,116 | $214.4K | 0.19% | +4,225+19.3% | Added |
| Comerica Bank | 26,148 | $214.7K | 0.00% | +26,148 | New |
| Calton & Associates, Inc. | 26,450 | $217.2K | 0.32% | +26,450 | New |
| Matisse Capital | 26,646 | $218.8K | 0.15% | +26,646 | New |
| Samalin Investment Counsel, LLC | 27,817 | $228.4K | 0.13% | −12,821−31.5% | Reduced |
| RVW Wealth, LLC | 29,037 | $238.4K | 0.03% | +29,037 | New |
| Ameritas Advisory Services, LLC | 31,216 | $243.6K | 0.01% | +31,216 | New |
| Sheets Smith Wealth Management | 30,007 | $246.4K | 0.04% | +14,207+89.9% | Added |
| Future Financial Wealth Managment LLC | 30,274 | $248.6K | 0.28% | +30,274 | New |
| Jane Street Group, LLC | 30,854 | $253.3K | 0.00% | +30,854 | New |
| Western Wealth Management, LLC | 33,507 | $275.1K | 0.02% | +17,095+104.2% | Added |
| Farther Finance Advisors, LLC | 34,696 | $284.9K | 0.04% | +34,696 | New |
| Glass Jacobson Investment Advisors llc | 35,260 | $289.5K | 0.13% | 00.0% | Unchanged |
| Axxcess Wealth Management, LLC | 37,575 | $308.5K | 0.01% | +37,575 | New |
| Fortitude Advisory Group L.L.C. | 39,483 | $324.2K | 0.22% | +26,411+202.0% | Added |
| Walleye Capital LLC | 40,802 | $335.0K | 0.00% | −33,924−45.4% | Reduced |
| Private Advisor Group, LLC | 42,529 | $349.2K | 0.00% | +42,529 | New |
| D.A. Davidson & Co. | 42,686 | $350.5K | 0.00% | +42,686 | New |
| E&G Advisors, LP | 46,348 | $380.5K | 0.14% | +46,348 | New |
| Cetera Advisors LLC | 46,941 | $385.4K | 0.01% | +418+0.9% | Added |
| National Asset Management, Inc. | 53,432 | $443.2K | 0.01% | +22,421+72.3% | Added |
| Conning Inc. | 54,000 | $443.3K | 0.02% | 00.0% | Unchanged |
| Stifel Financial Corp | 55,017 | $451.7K | 0.00% | +41,562+308.9% | Added |
| Steward Partners Investment Advisory, LLC | 55,996 | $459.7K | 0.01% | +29,002+107.4% | Added |