Nuveen Floating Rate Income Fund
JFR- Exchange
- NYSE
- SEC CIK
- 0001276533
In the last 90 days, Nuveen Floating Rate Income Fund insiders filed 0 open-market purchases and 1 sale; 174 institutions reported holding it in 13F filings for Q2 2026, worth $458.0M in total; no superinvestor holds it.
13F holders, Q3 2023
Institutional positions in Nuveen Floating Rate Income Fund as of Sep 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 171
- +71 vs. Q2 2023
- Shares held
- 40.8M
- +22.6M (+123.9%) vs. Q2 2023
- Total value
- $335.0M
- +$191.3M (+133.1%) vs. Q2 2023
- New holders
- 81
- 71 more added
- Sold out
- 10
- 7 more reduced
1 institution that held it in Q2 2023 haven't filed for Q3 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting JFR on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 174 | $458.0M |
| Q1 2026 | 187 | $450.4M |
| Q4 2025 | 190 | $455.8M |
| Q3 2025 | 177 | $440.8M |
| Q2 2025 | 170 | $467.3M |
| Q1 2025 | 173 | $470.0M |
| Q4 2024 | 164 | $319.8M |
| Q3 2024 | 161 | $314.0M |
| Q2 2024 | 172 | $312.6M |
| Q1 2024 | 175 | $336.7M |
| Q4 2023 | 178 | $336.4M |
| Q3 2023 | 171 | $335.0M |
| Q2 2023 | 101 | $144.0M |
| Q1 2023 | 100 | $151.0M |
| Q4 2022 | 102 | $148.0M |
| Q3 2022 | 91 | $149.7M |
| Q2 2022 | 94 | $159.3M |
| Q1 2022 | 100 | $169.9M |
| Q4 2021 | 104 | $179.6M |
| Q3 2021 | 102 | $187.8M |
| Q2 2021 | 105 | $215.3M |
| Q1 2021 | 95 | $235.4M |
Institutions, Q3 2023
Shares, value and share of portfolio for each institution holding Nuveen Floating Rate Income Fund; share changes are against Q2 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Shulman DeMeo Asset Management LLC | 22,568 | $185.3K | 0.06% | −20.0% | Reduced |
| Captrust Financial Advisors | 22,351 | $183.5K | 0.00% | +22,351 | New |
| ProVise Management Group, LLC | 21,236 | $174.3K | 0.02% | +21,236 | New |
| Klingman & Associates, LLC | 20,143 | $165.4K | 0.01% | +20,143 | New |
| Jones Road Capital Management, L.P. | 19,732 | $162.0K | 0.20% | +19,732 | New |
| Spire Wealth Management | 18,640 | $153.0K | 0.01% | +12,500+203.6% | Added |
| Centurion Wealth Management LLC | 18,640 | $153.0K | 0.07% | +18,640 | New |
| Avantax Advisory Services, Inc. | 18,568 | $152.4K | 0.00% | +18,568 | New |
| Elequin Capital LP | 18,310 | $150.3K | 0.03% | −15,005−45.0% | Reduced |
| Investment Advisory Group, LLC | 17,998 | $147.8K | 0.08% | +10.0% | Added |
| Apollon Wealth Management, LLC | 17,769 | $145.9K | 0.01% | +17,769 | New |
| CWM, LLC | 17,557 | $144.0K | 0.00% | +16,007+1,032.7% | Added |
| Level Four Advisory Services, LLC | 16,835 | $138.2K | 0.01% | +16,835 | New |
| Camelot Portfolios, LLC | 15,531 | $127.5K | 0.12% | +15,531 | New |
| Transform Wealth, LLC | 15,312 | $127.0K | 0.01% | +15,312 | New |
| Wintrust Investments LLC | 15,439 | $127.0K | 0.01% | +15,439 | New |
| Cetera Investment Advisers | 15,397 | $126.4K | 0.00% | +15,397 | New |
| Drive Wealth Management, LLC | 15,149 | $125.7K | 0.05% | +15,149 | New |
| Snowden Capital Advisors LLC | 14,342 | $117.7K | 0.01% | +14,342 | New |
| Stratos Wealth Partners, LTD. | 13,334 | $109.5K | 0.00% | +13,334 | New |
| Bank of New York Mellon Corp | 12,336 | $101.3K | 0.00% | +12,336 | New |
| IFG Advisory, LLC | 12,333 | $101.3K | 0.01% | +12,333 | New |
| Flow State Investments, L.P. | 12,285 | $100.9K | 0.04% | +12,285 | New |
| CWA Asset Management Group, LLC | 12,252 | $100.6K | 0.01% | +12,252 | New |
| Change Path, LLC | 12,170 | $100.0K | 0.01% | +12,170 | New |
| Cullen/Frost Bankers, Inc. | 11,840 | $97.2K | 0.00% | +11,840 | New |
| Ieq Capital, LLC | 11,827 | $97.1K | 0.00% | +1,449+14.0% | Added |
| Wealth Alliance Advisory Group, LLC | 11,741 | $96.4K | 0.03% | +11,741 | New |
| GSG Advisors LLC | 11,590 | $95.2K | 0.05% | +11,590 | New |
| NWF Advisory Services Inc. | 11,276 | $92.6K | 0.02% | +11,276 | New |
| Stratos Wealth Advisors, LLC | 10,847 | $89.1K | 0.01% | +10,847 | New |
| AE Wealth Management LLC | 10,611 | $87.1K | 0.00% | +10,611 | New |
| Cary Street Partner Investment Advisory LLC | 10,432 | $85.6K | 0.00% | +8,632+479.6% | Added |
| CoreFirst Bank & Trust | 10,196 | $83.7K | 0.06% | +3,148+44.7% | Added |
| Virtu Financial LLC | 10,159 | $83.0K | 0.01% | +10,159 | New |
| The PNC Financial Services Group, Inc. | 10,024 | $82.3K | 0.00% | +10,024 | New |
| Northwestern Mutual Wealth Management Co | 8,744 | $71.8K | 0.00% | +1,394+19.0% | Added |
| Hollencrest Capital Management | 7,625 | $62.6K | 0.01% | +6,455+551.7% | Added |
| Benjamin F. Edwards & Company, Inc. | 7,000 | $57.0K | 0.00% | +2,000+40.0% | Added |
| JPMorgan Chase & Co | 6,588 | $54.1K | 0.00% | +6,588 | New |
| Optimum Investment Advisors | 5,200 | $42.7K | 0.02% | 00.0% | Unchanged |
| Signaturefd, LLC | 4,705 | $38.6K | 0.00% | +4,705 | New |
| Barrett & Company, Inc. | 4,499 | $36.9K | 0.02% | +4,499 | New |
| Zazove Associates LLC | 4,387 | $36.0K | 0.00% | +4,387 | New |
| GPS Wealth Strategies Group, LLC | 4,341 | $35.6K | 0.01% | +4,341 | New |
| NBC Securities, Inc. | 3,557 | $29.0K | 0.00% | +3,557 | New |
| Highlander Capital Management, LLC | 3,400 | $28.0K | 0.01% | +3,400 | New |
| Bessemer Group Inc | 2,927 | $24.0K | 0.00% | +2,927 | New |
| Hexagon Capital Partners LLC | 2,915 | $23.9K | 0.01% | +2,915 | New |
| Gradient Investments LLC | 2,691 | $22.1K | 0.00% | +2,691 | New |
| Caldwell Sutter Capital, Inc. | 2,558 | $21.0K | 0.01% | 00.0% | Unchanged |
| Venturi Wealth Management, LLC | 2,400 | $19.7K | 0.00% | 00.0% | Unchanged |
| IFP Advisors, Inc | 1,652 | $13.6K | 0.00% | +1,652 | New |
| McIlrath & Eck, LLC | 1,625 | $13.3K | 0.00% | +1,625 | New |
| Global Retirement Partners, LLC | 1,628 | $13.0K | 0.00% | +1,628 | New |
| Focused Wealth Management, Inc | 1,313 | $10.8K | 0.00% | +37+2.9% | Added |
| Pinnacle Financial Partners Inc | 1,280 | $10.5K | 0.00% | 00.0% | Unchanged |
| Raleigh Capital Management Inc. | 1,225 | $10.1K | 0.01% | 00.0% | Unchanged |
| Geneos Wealth Management Inc. | 1,220 | $10.0K | 0.00% | 00.0% | Unchanged |
| SOA Wealth Advisors, LLC. | 1,108 | $9.10K | 0.00% | +32+3.0% | Added |
| FNY Investment Advisers, LLC | 1,200 | $9.00K | 0.01% | 00.0% | Unchanged |
| Princeton Global Asset Management LLC | 1,026 | $8.42K | 0.00% | +1,026 | New |
| Coston, McIsaac & Partners | 958 | $7.00K | 0.00% | +958 | New |
| CNB Bank | 635 | $5.21K | 0.00% | +635 | New |
| National Bank of Canada | 592 | $4.75K | 0.00% | +592 | New |
| Creative Financial Designs Inc | 340 | $2.79K | 0.00% | +340 | New |
| Robinson Capital Management, LLC | 188 | $1.48K | 0.00% | +188 | New |
| Lindbrook Capital, LLC | 120 | $985 | 0.00% | +66+122.2% | Added |
| Assetmark, Inc | 41 | $337 | 0.00% | +41 | New |
| Tower Research Capital LLC (TRC) | 12 | $99 | 0.00% | +6+100.0% | Added |
| Huntington National Bank | – | $8 | 0.00% | – | – |
| Logan Stone Capital, LLC | 0 | $0 | 0.00% | −106,006−100.0% | Sold out |
| Gallagher Fiduciary Advisors, LLC | 0 | $0 | 0.00% | −95,073−100.0% | Sold out |
| Kestra Advisory Services, LLC | 0 | $0 | 0.00% | −89,261−100.0% | Sold out |
| Wolverine Asset Management LLC | 0 | $0 | 0.00% | −84,844−100.0% | Sold out |
| Cerity Partners LLC | 0 | $0 | 0.00% | −29,283−100.0% | Sold out |
| Almitas Capital LLC | 0 | $0 | 0.00% | −10,941−100.0% | Sold out |
| CarsonAllaria Wealth Management, Ltd. | 0 | $0 | 0.00% | −4,273−100.0% | Sold out |
| Bellevue Asset Management, LLC | 0 | $0 | 0.00% | −500−100.0% | Sold out |
| Harbor Investment Advisory, LLC | 0 | $0 | 0.00% | −3−100.0% | Sold out |
| FMR LLC | 0 | $0 | 0.00% | −1−100.0% | Sold out |
| Lumature Wealth Partners, LLC | – | – | – | – | Not filed |