Nuveen Floating Rate Income Fund
JFR- Exchange
- NYSE
- SEC CIK
- 0001276533
In the last 90 days, Nuveen Floating Rate Income Fund insiders filed 0 open-market purchases and 1 sale; 174 institutions reported holding it in 13F filings for Q2 2026, worth $458.0M in total; no superinvestor holds it.
13F holders, Q4 2023
Institutional positions in Nuveen Floating Rate Income Fund as of Dec 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 178
- +8 vs. Q3 2023
- Shares held
- 40.9M
- +224.6K (+0.6%) vs. Q3 2023
- Total value
- $336.4M
- +$2.37M (+0.7%) vs. Q3 2023
- New holders
- 32
- 62 more added
- Sold out
- 24
- 53 more reduced
1 institution that held it in Q3 2023 haven't filed for Q4 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting JFR on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 174 | $458.0M |
| Q1 2026 | 187 | $450.4M |
| Q4 2025 | 190 | $455.8M |
| Q3 2025 | 177 | $440.8M |
| Q2 2025 | 170 | $467.3M |
| Q1 2025 | 173 | $470.0M |
| Q4 2024 | 164 | $319.8M |
| Q3 2024 | 161 | $314.0M |
| Q2 2024 | 172 | $312.6M |
| Q1 2024 | 175 | $336.7M |
| Q4 2023 | 178 | $336.4M |
| Q3 2023 | 171 | $335.0M |
| Q2 2023 | 101 | $144.0M |
| Q1 2023 | 100 | $151.0M |
| Q4 2022 | 102 | $148.0M |
| Q3 2022 | 91 | $149.7M |
| Q2 2022 | 94 | $159.3M |
| Q1 2022 | 100 | $169.9M |
| Q4 2021 | 104 | $179.6M |
| Q3 2021 | 102 | $187.8M |
| Q2 2021 | 105 | $215.3M |
| Q1 2021 | 95 | $235.4M |
Institutions, Q4 2023
Shares, value and share of portfolio for each institution holding Nuveen Floating Rate Income Fund; share changes are against Q3 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Huntington National Bank | – | $8 | 0.00% | – | – |
| FMR LLC | 1 | $8 | 0.00% | +1 | New |
| IFP Advisors, Inc | 56 | $460 | 0.00% | −1,596−96.6% | Reduced |
| Lindbrook Capital, LLC | 120 | $986 | 0.00% | 00.0% | Unchanged |
| American National Bank | 149 | $1.23K | 0.00% | +149 | New |
| Assetmark, Inc | 257 | $2.11K | 0.00% | +216+526.8% | Added |
| Beacon Capital Management, LLC | 470 | $3.86K | 0.00% | +470 | New |
| Coston, McIsaac & Partners | 958 | $7.00K | 0.00% | 00.0% | Unchanged |
| Geneos Wealth Management Inc. | 1,220 | $10.0K | 0.00% | 00.0% | Unchanged |
| Focused Wealth Management, Inc | 1,356 | $11.1K | 0.00% | +43+3.3% | Added |
| Raleigh Capital Management Inc. | 1,375 | $11.3K | 0.01% | +150+12.2% | Added |
| Bogart Wealth, LLC | 1,578 | $13.0K | 0.00% | +1,578 | New |
| Global Retirement Partners, LLC | 1,680 | $13.7K | 0.00% | +52+3.2% | Added |
| Truvestments Capital LLC | 1,973 | $16.2K | 0.01% | +1,973 | New |
| Baystate Wealth Management LLC | 2,029 | $16.7K | 0.00% | +2,029 | New |
| Venturi Wealth Management, LLC | 2,400 | $19.7K | 0.00% | 00.0% | Unchanged |
| Caldwell Sutter Capital, Inc. | 2,558 | $21.0K | 0.01% | 00.0% | Unchanged |
| Wolverine Asset Management LLC | 2,640 | $21.7K | 0.00% | +2,640 | New |
| Gradient Investments LLC | 2,691 | $22.1K | 0.00% | 00.0% | Unchanged |
| ICA Group Wealth Management, LLC | 3,000 | $24.7K | 0.01% | +3,000 | New |
| Highlander Capital Management, LLC | 3,400 | $27.9K | 0.01% | 00.0% | Unchanged |
| Coppell Advisory Solutions LLC | 3,420 | $28.1K | 0.01% | +3,420 | New |
| NBC Securities, Inc. | 3,557 | $29.0K | 0.00% | 00.0% | Unchanged |
| Hollencrest Capital Management | 3,607 | $29.7K | 0.00% | −4,018−52.7% | Reduced |
| CWM, LLC | 3,965 | $33.0K | 0.00% | −13,592−77.4% | Reduced |
| GPS Wealth Strategies Group, LLC | 4,341 | $35.7K | 0.01% | 00.0% | Unchanged |
| Zazove Associates LLC | 4,387 | $36.0K | 0.00% | 00.0% | Unchanged |
| Barrett & Company, Inc. | 4,499 | $37.0K | 0.02% | 00.0% | Unchanged |
| Signaturefd, LLC | 4,906 | $40.3K | 0.00% | +201+4.3% | Added |
| Northwestern Mutual Wealth Management Co | 8,770 | $72.1K | 0.00% | +26+0.3% | Added |
| Benjamin F. Edwards & Company, Inc. | 9,000 | $74.0K | 0.00% | +2,000+28.6% | Added |
| Principal Securities, Inc. | 9,113 | $74.9K | 0.00% | +9,113 | New |
| The PNC Financial Services Group, Inc. | 10,024 | $82.4K | 0.00% | 00.0% | Unchanged |
| CoreFirst Bank & Trust | 10,196 | $83.8K | 0.06% | 00.0% | Unchanged |
| Cary Street Partner Investment Advisory LLC | 10,432 | $85.8K | 0.00% | 00.0% | Unchanged |
| Ieq Capital, LLC | 10,609 | $87.2K | 0.00% | −1,218−10.3% | Reduced |
| Stratos Wealth Advisors, LLC | 11,314 | $93.0K | 0.01% | +467+4.3% | Added |
| GSG Advisors LLC | 11,590 | $95.0K | 0.04% | 00.0% | Unchanged |
| Stratos Wealth Partners, LTD. | 11,629 | $95.6K | 0.00% | −1,705−12.8% | Reduced |
| StoneX Group Inc. | 11,736 | $96.5K | 0.01% | +11,736 | New |
| Wealth Alliance Advisory Group, LLC | 11,741 | $96.5K | 0.03% | 00.0% | Unchanged |
| Cullen/Frost Bankers, Inc. | 11,840 | $97.3K | 0.00% | 00.0% | Unchanged |
| Verition Fund Management LLC | 12,128 | $99.7K | 0.00% | +12,128 | New |
| Mariner, LLC | 12,201 | $100.3K | 0.00% | +12,201 | New |
| Integrated Advisors Network LLC | 12,225 | $100.5K | 0.01% | +12,225 | New |
| IFG Advisory, LLC | 12,333 | $101.4K | 0.01% | 00.0% | Unchanged |
| AE Wealth Management LLC | 12,358 | $103.7K | 0.00% | +1,747+16.5% | Added |
| CWA Asset Management Group, LLC | 12,645 | $103.9K | 0.01% | +393+3.2% | Added |
| Farther Finance Advisors, LLC | 12,940 | $106.4K | 0.01% | −21,756−62.7% | Reduced |
| First Financial Bankshares Inc | 13,481 | $110.8K | 0.00% | +13,481 | New |
| Snowden Capital Advisors LLC | 14,342 | $117.9K | 0.00% | 00.0% | Unchanged |
| Burford Brothers, Inc. | 14,570 | $119.8K | 0.08% | +14,570 | New |
| MGB Wealth Management, LLC | 14,599 | $120.0K | 0.06% | +14,599 | New |
| Wintrust Investments LLC | 14,956 | $123.0K | 0.01% | −483−3.1% | Reduced |
| NWF Advisory Services Inc. | 15,101 | $124.1K | 0.02% | +3,825+33.9% | Added |
| Nomura Holdings Inc | 15,375 | $126.4K | 0.00% | +15,375 | New |
| Transform Wealth, LLC | 15,380 | $126.4K | 0.01% | +68+0.4% | Added |
| Drive Wealth Management, LLC | 15,511 | $127.5K | 0.04% | +362+2.4% | Added |
| Camelot Portfolios, LLC | 15,531 | $127.7K | 0.08% | 00.0% | Unchanged |
| Cetera Investment Advisers | 15,550 | $127.8K | 0.00% | +153+1.0% | Added |
| QSV Equity Investors LLC | 16,576 | $136.3K | 0.13% | +16,576 | New |
| Marex Group plc | 16,727 | $137.5K | 0.01% | +16,727 | New |
| CTC Alternative Strategies, Ltd. | 16,996 | $139.7K | 0.29% | −8,667−33.8% | Reduced |
| Level Four Advisory Services, LLC | 17,237 | $141.7K | 0.01% | +402+2.4% | Added |
| Investment Advisory Group, LLC | 17,999 | $147.9K | 0.07% | +10.0% | Added |
| ProVise Management Group, LLC | 18,572 | $152.7K | 0.01% | −2,664−12.5% | Reduced |
| Jump Financial, LLC | 19,631 | $161.4K | 0.01% | +19,631 | New |
| MML Investors Services, LLC | 19,733 | $162.0K | 0.00% | −5,999−23.3% | Reduced |
| Klingman & Associates, LLC | 20,143 | $165.6K | 0.01% | 00.0% | Unchanged |
| Captrust Financial Advisors | 20,803 | $171.0K | 0.00% | −1,548−6.9% | Reduced |
| HighTower Advisors, LLC | 21,212 | $173.0K | 0.00% | −123,524−85.3% | Reduced |
| Jones Road Capital Management, L.P. | 21,325 | $175.3K | 0.19% | +1,593+8.1% | Added |
| Shulman DeMeo Asset Management LLC | 22,568 | $185.5K | 0.05% | 00.0% | Unchanged |
| Avantax Advisory Services, Inc. | 23,107 | $189.9K | 0.00% | +4,539+24.4% | Added |
| Robinson Capital Management, LLC | 23,342 | $192.3K | 0.07% | +23,154+12,316.0% | Added |
| Charles Schwab Investment Advisory, Inc. | 24,303 | $199.8K | 0.00% | 00.0% | Unchanged |
| Nations Financial Group Inc, | 24,749 | $203.4K | 0.02% | −1,258−4.8% | Reduced |
| Centurion Wealth Management LLC | 25,374 | $208.6K | 0.09% | +6,734+36.1% | Added |
| Glass Jacobson Investment Advisors llc | 25,725 | $211.5K | 0.09% | −9,535−27.0% | Reduced |
| Virtu Financial LLC | 26,268 | $216.0K | 0.02% | +16,109+158.6% | Added |
| Quadcap Wealth Management, LLC | 26,663 | $219.2K | 0.06% | +26,663 | New |
| Comerica Bank | 27,015 | $222.1K | 0.00% | +867+3.3% | Added |
| RVW Wealth, LLC | 29,037 | $238.7K | 0.03% | 00.0% | Unchanged |
| Sheets Smith Wealth Management | 30,007 | $246.7K | 0.04% | 00.0% | Unchanged |
| Cetera Advisor Networks LLC | 30,044 | $247.0K | 0.00% | +6,007+25.0% | Added |
| HBK Sorce Advisory LLC | 30,080 | $247.3K | 0.01% | +30,080 | New |
| Future Financial Wealth Managment LLC | 30,574 | $251.3K | 0.25% | +300+1.0% | Added |
| Integrated Capital Management, Inc. | 31,248 | $256.9K | 0.22% | +5,132+19.7% | Added |
| Spire Wealth Management | 38,874 | $322.3K | 0.01% | +20,234+108.6% | Added |
| Western Wealth Management, LLC | 39,481 | $324.5K | 0.02% | +5,974+17.8% | Added |
| Fortitude Advisory Group L.L.C. | 39,494 | $324.6K | 0.20% | +110.0% | Added |
| Boothbay Fund Management, LLC | 40,000 | $328.8K | 0.01% | +40,000 | New |
| Private Advisor Group, LLC | 41,054 | $337.5K | 0.00% | −1,475−3.5% | Reduced |
| Eschler Asset Management LLP | 40,000 | $338.4K | 0.27% | +40,000 | New |
| D.A. Davidson & Co. | 41,755 | $343.2K | 0.00% | −931−2.2% | Reduced |
| E&G Advisors, LP | 43,690 | $359.1K | 0.13% | −2,658−5.7% | Reduced |
| Sigma Planning Corp | 44,353 | $364.6K | 0.03% | −36,843−45.4% | Reduced |
| Cetera Advisors LLC | 46,813 | $384.8K | 0.01% | −128−0.3% | Reduced |
| National Asset Management, Inc. | 47,337 | $389.1K | 0.01% | −6,095−11.4% | Reduced |
| Stifel Financial Corp | 47,421 | $389.8K | 0.00% | −7,596−13.8% | Reduced |