Nuveen Floating Rate Income Fund
JFR- Exchange
- NYSE
- SEC CIK
- 0001276533
In the last 90 days, Nuveen Floating Rate Income Fund insiders filed 0 open-market purchases and 1 sale; 174 institutions reported holding it in 13F filings for Q2 2026, worth $458.0M in total; no superinvestor holds it.
13F holders, Q4 2023
Institutional positions in Nuveen Floating Rate Income Fund as of Dec 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 178
- +8 vs. Q3 2023
- Shares held
- 40.9M
- +224.6K (+0.6%) vs. Q3 2023
- Total value
- $336.4M
- +$2.37M (+0.7%) vs. Q3 2023
- New holders
- 32
- 62 more added
- Sold out
- 24
- 53 more reduced
1 institution that held it in Q3 2023 haven't filed for Q4 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting JFR on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 174 | $458.0M |
| Q1 2026 | 187 | $450.4M |
| Q4 2025 | 190 | $455.8M |
| Q3 2025 | 177 | $440.8M |
| Q2 2025 | 170 | $467.3M |
| Q1 2025 | 173 | $470.0M |
| Q4 2024 | 164 | $319.8M |
| Q3 2024 | 161 | $314.0M |
| Q2 2024 | 172 | $312.6M |
| Q1 2024 | 175 | $336.7M |
| Q4 2023 | 178 | $336.4M |
| Q3 2023 | 171 | $335.0M |
| Q2 2023 | 101 | $144.0M |
| Q1 2023 | 100 | $151.0M |
| Q4 2022 | 102 | $148.0M |
| Q3 2022 | 91 | $149.7M |
| Q2 2022 | 94 | $159.3M |
| Q1 2022 | 100 | $169.9M |
| Q4 2021 | 104 | $179.6M |
| Q3 2021 | 102 | $187.8M |
| Q2 2021 | 105 | $215.3M |
| Q1 2021 | 95 | $235.4M |
Institutions, Q4 2023
Shares, value and share of portfolio for each institution holding Nuveen Floating Rate Income Fund; share changes are against Q3 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Centurion Wealth Management LLC | 25,374 | $208.6K | 0.09% | +6,734+36.1% | Added |
| Nations Financial Group Inc, | 24,749 | $203.4K | 0.02% | −1,258−4.8% | Reduced |
| Charles Schwab Investment Advisory, Inc. | 24,303 | $199.8K | 0.00% | 00.0% | Unchanged |
| Robinson Capital Management, LLC | 23,342 | $192.3K | 0.07% | +23,154+12,316.0% | Added |
| Avantax Advisory Services, Inc. | 23,107 | $189.9K | 0.00% | +4,539+24.4% | Added |
| Shulman DeMeo Asset Management LLC | 22,568 | $185.5K | 0.05% | 00.0% | Unchanged |
| Jones Road Capital Management, L.P. | 21,325 | $175.3K | 0.19% | +1,593+8.1% | Added |
| HighTower Advisors, LLC | 21,212 | $173.0K | 0.00% | −123,524−85.3% | Reduced |
| Captrust Financial Advisors | 20,803 | $171.0K | 0.00% | −1,548−6.9% | Reduced |
| Klingman & Associates, LLC | 20,143 | $165.6K | 0.01% | 00.0% | Unchanged |
| MML Investors Services, LLC | 19,733 | $162.0K | 0.00% | −5,999−23.3% | Reduced |
| Jump Financial, LLC | 19,631 | $161.4K | 0.01% | +19,631 | New |
| ProVise Management Group, LLC | 18,572 | $152.7K | 0.01% | −2,664−12.5% | Reduced |
| Investment Advisory Group, LLC | 17,999 | $147.9K | 0.07% | +10.0% | Added |
| Level Four Advisory Services, LLC | 17,237 | $141.7K | 0.01% | +402+2.4% | Added |
| CTC Alternative Strategies, Ltd. | 16,996 | $139.7K | 0.29% | −8,667−33.8% | Reduced |
| Marex Group plc | 16,727 | $137.5K | 0.01% | +16,727 | New |
| QSV Equity Investors LLC | 16,576 | $136.3K | 0.13% | +16,576 | New |
| Cetera Investment Advisers | 15,550 | $127.8K | 0.00% | +153+1.0% | Added |
| Camelot Portfolios, LLC | 15,531 | $127.7K | 0.08% | 00.0% | Unchanged |
| Drive Wealth Management, LLC | 15,511 | $127.5K | 0.04% | +362+2.4% | Added |
| Transform Wealth, LLC | 15,380 | $126.4K | 0.01% | +68+0.4% | Added |
| Nomura Holdings Inc | 15,375 | $126.4K | 0.00% | +15,375 | New |
| NWF Advisory Services Inc. | 15,101 | $124.1K | 0.02% | +3,825+33.9% | Added |
| Wintrust Investments LLC | 14,956 | $123.0K | 0.01% | −483−3.1% | Reduced |
| MGB Wealth Management, LLC | 14,599 | $120.0K | 0.06% | +14,599 | New |
| Burford Brothers, Inc. | 14,570 | $119.8K | 0.08% | +14,570 | New |
| Snowden Capital Advisors LLC | 14,342 | $117.9K | 0.00% | 00.0% | Unchanged |
| First Financial Bankshares Inc | 13,481 | $110.8K | 0.00% | +13,481 | New |
| Farther Finance Advisors, LLC | 12,940 | $106.4K | 0.01% | −21,756−62.7% | Reduced |
| CWA Asset Management Group, LLC | 12,645 | $103.9K | 0.01% | +393+3.2% | Added |
| AE Wealth Management LLC | 12,358 | $103.7K | 0.00% | +1,747+16.5% | Added |
| IFG Advisory, LLC | 12,333 | $101.4K | 0.01% | 00.0% | Unchanged |
| Integrated Advisors Network LLC | 12,225 | $100.5K | 0.01% | +12,225 | New |
| Mariner, LLC | 12,201 | $100.3K | 0.00% | +12,201 | New |
| Verition Fund Management LLC | 12,128 | $99.7K | 0.00% | +12,128 | New |
| Cullen/Frost Bankers, Inc. | 11,840 | $97.3K | 0.00% | 00.0% | Unchanged |
| Wealth Alliance Advisory Group, LLC | 11,741 | $96.5K | 0.03% | 00.0% | Unchanged |
| StoneX Group Inc. | 11,736 | $96.5K | 0.01% | +11,736 | New |
| Stratos Wealth Partners, LTD. | 11,629 | $95.6K | 0.00% | −1,705−12.8% | Reduced |
| GSG Advisors LLC | 11,590 | $95.0K | 0.04% | 00.0% | Unchanged |
| Stratos Wealth Advisors, LLC | 11,314 | $93.0K | 0.01% | +467+4.3% | Added |
| Ieq Capital, LLC | 10,609 | $87.2K | 0.00% | −1,218−10.3% | Reduced |
| Cary Street Partner Investment Advisory LLC | 10,432 | $85.8K | 0.00% | 00.0% | Unchanged |
| CoreFirst Bank & Trust | 10,196 | $83.8K | 0.06% | 00.0% | Unchanged |
| The PNC Financial Services Group, Inc. | 10,024 | $82.4K | 0.00% | 00.0% | Unchanged |
| Principal Securities, Inc. | 9,113 | $74.9K | 0.00% | +9,113 | New |
| Benjamin F. Edwards & Company, Inc. | 9,000 | $74.0K | 0.00% | +2,000+28.6% | Added |
| Northwestern Mutual Wealth Management Co | 8,770 | $72.1K | 0.00% | +26+0.3% | Added |
| Signaturefd, LLC | 4,906 | $40.3K | 0.00% | +201+4.3% | Added |
| Barrett & Company, Inc. | 4,499 | $37.0K | 0.02% | 00.0% | Unchanged |
| Zazove Associates LLC | 4,387 | $36.0K | 0.00% | 00.0% | Unchanged |
| GPS Wealth Strategies Group, LLC | 4,341 | $35.7K | 0.01% | 00.0% | Unchanged |
| CWM, LLC | 3,965 | $33.0K | 0.00% | −13,592−77.4% | Reduced |
| Hollencrest Capital Management | 3,607 | $29.7K | 0.00% | −4,018−52.7% | Reduced |
| NBC Securities, Inc. | 3,557 | $29.0K | 0.00% | 00.0% | Unchanged |
| Coppell Advisory Solutions LLC | 3,420 | $28.1K | 0.01% | +3,420 | New |
| Highlander Capital Management, LLC | 3,400 | $27.9K | 0.01% | 00.0% | Unchanged |
| ICA Group Wealth Management, LLC | 3,000 | $24.7K | 0.01% | +3,000 | New |
| Gradient Investments LLC | 2,691 | $22.1K | 0.00% | 00.0% | Unchanged |
| Wolverine Asset Management LLC | 2,640 | $21.7K | 0.00% | +2,640 | New |
| Caldwell Sutter Capital, Inc. | 2,558 | $21.0K | 0.01% | 00.0% | Unchanged |
| Venturi Wealth Management, LLC | 2,400 | $19.7K | 0.00% | 00.0% | Unchanged |
| Baystate Wealth Management LLC | 2,029 | $16.7K | 0.00% | +2,029 | New |
| Truvestments Capital LLC | 1,973 | $16.2K | 0.01% | +1,973 | New |
| Global Retirement Partners, LLC | 1,680 | $13.7K | 0.00% | +52+3.2% | Added |
| Bogart Wealth, LLC | 1,578 | $13.0K | 0.00% | +1,578 | New |
| Raleigh Capital Management Inc. | 1,375 | $11.3K | 0.01% | +150+12.2% | Added |
| Focused Wealth Management, Inc | 1,356 | $11.1K | 0.00% | +43+3.3% | Added |
| Geneos Wealth Management Inc. | 1,220 | $10.0K | 0.00% | 00.0% | Unchanged |
| Coston, McIsaac & Partners | 958 | $7.00K | 0.00% | 00.0% | Unchanged |
| Beacon Capital Management, LLC | 470 | $3.86K | 0.00% | +470 | New |
| Assetmark, Inc | 257 | $2.11K | 0.00% | +216+526.8% | Added |
| American National Bank | 149 | $1.23K | 0.00% | +149 | New |
| Lindbrook Capital, LLC | 120 | $986 | 0.00% | 00.0% | Unchanged |
| IFP Advisors, Inc | 56 | $460 | 0.00% | −1,596−96.6% | Reduced |
| Huntington National Bank | – | $8 | 0.00% | – | – |
| FMR LLC | 1 | $8 | 0.00% | +1 | New |
| Hexagon Capital Partners LLC | 0 | $0 | 0.00% | −2,915−100.0% | Sold out |
| Oaktree Capital Management LPSuperinvestorOaktree Capital | 0 | $0 | 0.00% | −1,192,691−100.0% | Sold out |
| Saba Capital Management, L.P. | 0 | $0 | 0.00% | −1,096,352−100.0% | Sold out |
| Axxcess Wealth Management, LLC | 0 | $0 | 0.00% | −37,575−100.0% | Sold out |
| Jane Street Group, LLC | 0 | $0 | 0.00% | −30,854−100.0% | Sold out |
| Ameritas Advisory Services, LLC | 0 | $0 | 0.00% | −31,216−100.0% | Sold out |
| Samalin Investment Counsel, LLC | 0 | $0 | 0.00% | −27,817−100.0% | Sold out |
| Calton & Associates, Inc. | 0 | $0 | 0.00% | −26,450−100.0% | Sold out |
| Apollon Wealth Management, LLC | 0 | $0 | 0.00% | −17,769−100.0% | Sold out |
| Bank of New York Mellon Corp | 0 | $0 | 0.00% | −12,336−100.0% | Sold out |
| Flow State Investments, L.P. | 0 | $0 | 0.00% | −12,285−100.0% | Sold out |
| Change Path, LLC | 0 | $0 | 0.00% | −12,170−100.0% | Sold out |
| JPMorgan Chase & Co | 0 | $0 | 0.00% | −6,588−100.0% | Sold out |
| Optimum Investment Advisors | 0 | $0 | 0.00% | −5,200−100.0% | Sold out |
| Bessemer Group Inc | 0 | $0 | 0.00% | −2,927−100.0% | Sold out |
| McIlrath & Eck, LLC | 0 | $0 | 0.00% | −1,625−100.0% | Sold out |
| Pinnacle Financial Partners Inc | 0 | $0 | 0.00% | −1,280−100.0% | Sold out |
| SOA Wealth Advisors, LLC. | 0 | $0 | 0.00% | −1,108−100.0% | Sold out |
| FNY Investment Advisers, LLC | 0 | $0 | 0.00% | −1,200−100.0% | Sold out |
| Princeton Global Asset Management LLC | 0 | $0 | 0.00% | −1,026−100.0% | Sold out |
| CNB Bank | 0 | $0 | 0.00% | −635−100.0% | Sold out |
| National Bank of Canada | 0 | $0 | 0.00% | −592−100.0% | Sold out |