First Trust High Yield Opportunities 2027 Term Fund
FTHY- Exchange
- NYSE
- SEC CIK
- 0001810523
In the last 90 days, First Trust High Yield Opportunities 2027 Term Fund insiders filed 2 open-market purchases and 0 sales; 88 institutions reported holding it in 13F filings for Q2 2026, worth $234.2M in total; no superinvestor holds it.
13F holders, Q1 2026
Institutional positions in First Trust High Yield Opportunities 2027 Term Fund as of Mar 31, 2026. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 90
- −4 vs. Q4 2025
- Shares held
- 16.2M
- +465.1K (+2.9%) vs. Q4 2025
- Total value
- $219.9M
- −$2.13M (−1.0%) vs. Q4 2025
- New holders
- 7
- 28 more added
- Sold out
- 11
- 40 more reduced
2 institutions that held it in Q4 2025 haven't filed for Q1 2026 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2025: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting FTHY on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 88 | $234.2M |
| Q1 2026 | 90 | $219.9M |
| Q4 2025 | 96 | $222.1M |
| Q3 2025 | 88 | $216.4M |
| Q2 2025 | 85 | $225.9M |
| Q1 2025 | 89 | $226.3M |
| Q4 2024 | 89 | $206.1M |
| Q3 2024 | 81 | $189.5M |
| Q2 2024 | 81 | $181.2M |
| Q1 2024 | 80 | $198.2M |
| Q4 2023 | 84 | $206.7M |
| Q3 2023 | 80 | $191.9M |
| Q2 2023 | 75 | $189.7M |
| Q1 2023 | 74 | $188.3M |
| Q4 2022 | 81 | $183.4M |
| Q3 2022 | 62 | $155.9M |
| Q2 2022 | 69 | $160.5M |
| Q1 2022 | 60 | $161.0M |
| Q4 2021 | 47 | $178.3M |
| Q3 2021 | 37 | $162.5M |
| Q2 2021 | 39 | $148.5M |
| Q1 2021 | 38 | $132.1M |
Institutions, Q1 2026
Shares, value and share of portfolio for each institution holding First Trust High Yield Opportunities 2027 Term Fund; share changes are against Q4 2025.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Morgan Stanley | 3,301,107 | $44.7M | 0.00% | +375,015+12.8% | Added |
| Sit Investment Associates Inc | 2,782,412 | $37.6M | 0.76% | +362,441+15.0% | Added |
| Kennedy Investment Group | 1,172,638 | $15.9M | 6.21% | −6,947−0.6% | Reduced |
| Rivernorth Capital Management, LLC | 1,019,633 | $13.8M | 0.70% | +1,728+0.2% | Added |
| Punch & Associates Investment Management, Inc. | 886,745 | $12.0M | 0.69% | +59,669+7.2% | Added |
| Royal Bank of Canada | 707,693 | $9.58M | 0.00% | +27,126+4.0% | Added |
| Commonwealth Equity Services, LLC | 611,236 | $8.27M | 0.01% | −18,567−2.9% | Reduced |
| Penserra Capital Management LLC | 575,493 | $7.79M | 0.09% | +89,529+18.4% | Added |
| City of London Investment Management Co Ltd | 480,847 | $6.51M | 0.47% | +53,763+12.6% | Added |
| LPL Financial LLC | 328,304 | $4.44M | 0.00% | +14,512+4.6% | Added |
| D.A. Davidson & Co. | 325,719 | $4.41M | 0.03% | −27,797−7.9% | Reduced |
| GWM Advisors LLC | 291,934 | $3.95M | 0.01% | −25,851−8.1% | Reduced |
| Logan Stone Capital, LLC | 248,792 | $3.37M | 0.93% | +18,004+7.8% | Added |
| Aurora Private Wealth, Inc. | 196,255 | $2.76M | 1.97% | 00.0% | Unchanged |
| Winebrenner Capital Management LLC | 198,483 | $2.69M | 1.72% | −122,826−38.2% | Reduced |
| Narwhal Capital Management | 196,865 | $2.66M | 0.20% | +41,882+27.0% | Added |
| 1607 Capital Partners, LLC | 176,198 | $2.38M | 0.17% | +906+0.5% | Added |
| Cambridge Investment Research Advisors, Inc. | 175,859 | $2.38M | 0.01% | −15,639−8.2% | Reduced |
| Almitas Capital LLC | 166,264 | $2.25M | 0.51% | +110,938+200.5% | Added |
| Oder Investment Management, LLC | 149,955 | $2.03M | 1.56% | −4,906−3.2% | Reduced |
| Private Advisory Group LLC | 140,478 | $1.90M | 0.13% | −339−0.2% | Reduced |
| Kestra Advisory Services, LLC | 139,739 | $1.89M | 0.01% | +15,273+12.3% | Added |
| Advisor Group Holdings, Inc. | 135,859 | $1.84M | 0.00% | −55,293−28.9% | Reduced |
| Wedbush Securities Inc | 114,510 | $1.55M | 0.05% | −13,911−10.8% | Reduced |
| Independent Financial Group, LLC | 112,501 | $1.52M | 0.03% | −2,914−2.5% | Reduced |
| Transcend Wealth Collective, LLC | 95,177 | $1.29M | 0.10% | 00.0% | Unchanged |
| TFB Advisors LLC | 94,539 | $1.28M | 0.67% | −5,342−5.3% | Reduced |
| Integrated Wealth Concepts LLC | 78,327 | $1.06M | 0.01% | −16,392−17.3% | Reduced |
| Stifel Financial Corp | 74,238 | $1.00M | 0.00% | +215+0.3% | Added |
| Oppenheimer & Co Inc | 73,941 | $1.00M | 0.01% | +1,315+1.8% | Added |
| Noble Wealth Management PBC | 73,940 | $1.00M | 0.51% | −34,514−31.8% | Reduced |
| UBS Group AG | 73,843 | $999.1K | 0.00% | +4,330+6.2% | Added |
| Magnus Financial Group LLC | 69,389 | $938.8K | 0.08% | −13,986−16.8% | Reduced |
| Cohen & Steers, Inc. | 65,000 | $879.0K | 0.00% | +65,000 | New |
| CSS LLC | 53,630 | $725.6K | 0.04% | +9,449+21.4% | Added |
| Kestra Private Wealth Services, LLC | 48,906 | $661.7K | 0.01% | −770−1.6% | Reduced |
| Insight Advisors, LLC | 48,266 | $653.0K | 0.12% | −7,094−12.8% | Reduced |
| Arete Wealth Advisors, LLC | 44,863 | $604.0K | 0.05% | −28,183−38.6% | Reduced |
| Invesco Ltd. | 41,616 | $563.1K | 0.00% | −763−1.8% | Reduced |
| Cetera Investment Advisers | 34,071 | $461.0K | 0.00% | −603−1.7% | Reduced |
| TrueMark Investments, LLC | 33,934 | $459.1K | 0.09% | +1,728+5.4% | Added |
| World Equity Group, Inc. | 32,342 | $437.6K | 0.11% | −6,615−17.0% | Reduced |
| CoreCap Advisors, LLC | 32,334 | $437.5K | 0.01% | −3,210−9.0% | Reduced |
| Signature Equity Partners, LLC | 31,055 | $420.2K | 0.23% | +823+2.7% | Added |
| Huntleigh Advisors, Inc. | 30,803 | $416.8K | 0.07% | −3,027−8.9% | Reduced |
| First Financial Group Corp | 27,125 | $367.0K | 0.30% | −630−2.3% | Reduced |
| Colony Group, LLC | 26,571 | $359.5K | 0.00% | −2,124−7.4% | Reduced |
| Advisory Services Network, LLC | 26,076 | $352.8K | 0.00% | −945−3.5% | Reduced |
| Raymond James Financial Inc | 25,280 | $342.0K | 0.00% | −1,050−4.0% | Reduced |
| Focused Alpha, LLC | 24,542 | $332.1K | 0.10% | +377+1.6% | Added |
| Balboa Wealth Partners | 23,563 | $318.8K | 0.05% | 00.0% | Unchanged |
| Stratos Wealth Partners, LTD. | 21,781 | $294.7K | 0.00% | +80.0% | Added |
| Fortitude Advisory Group L.L.C. | 21,341 | $288.7K | 0.13% | 00.0% | Unchanged |
| Change Path, LLC | 19,000 | $257.1K | 0.01% | −600−3.1% | Reduced |
| Janney Montgomery Scott LLC | 18,725 | $253.0K | 0.00% | +750+4.2% | Added |
| Apollon Wealth Management, LLC | 17,876 | $241.9K | 0.00% | 00.0% | Unchanged |
| Brinker Capital Investments, LLC | 17,512 | $236.9K | 0.00% | −3,566−16.9% | Reduced |
| Bullseye Investment Management, LLC | 16,352 | $221.2K | 0.12% | −6,075−27.1% | Reduced |
| International Assets Investment Management, LLC | 16,444 | $220.8K | 0.02% | +183+1.1% | Added |
| PVG Asset Management Corp | 15,891 | $213.7K | 0.13% | −10,700−40.2% | Reduced |
| CWM, LLC | 14,922 | $201.9K | 0.00% | 00.0% | Unchanged |
| Daymark Wealth Partners, LLC | 14,866 | $201.1K | 0.01% | +3,984+36.6% | Added |
| Shaker Financial Services, LLC | 13,793 | $186.6K | 0.07% | −123,335−89.9% | Reduced |
| HRT Financial LP | 12,972 | $175.0K | 0.00% | +12,972 | New |
| Concurrent Investment Advisors, LLC | 12,790 | $173.0K | 0.00% | −29,392−69.7% | Reduced |
| Lido Advisors, LLC | 12,430 | $168.2K | 0.00% | 00.0% | Unchanged |
| Stablepoint Partners, LLC | 11,239 | $152.1K | 0.02% | −370−3.2% | Reduced |
| Perigon Wealth Management, LLC | 11,124 | $150.5K | 0.00% | 00.0% | Unchanged |
| XTX Topco Ltd | 10,840 | $146.7K | 0.00% | −12,484−53.5% | Reduced |
| Fulton Breakefield Broenniman LLC | 10,570 | $143.0K | 0.01% | 00.0% | Unchanged |
| N.E.W. Advisory Services LLC | 8,367 | $113.2K | 0.01% | +76+0.9% | Added |
| Fifth Third Bancorp | 6,672 | $90.3K | 0.00% | +6,672 | New |
| Sunbelt Securities, Inc. | 3,578 | $48.4K | 0.00% | +14+0.4% | Added |
| Golden State Equity Partners | 2,386 | $32.3K | 0.00% | +2,386 | New |
| CX Institutional | 2,016 | $27.0K | 0.00% | +20+1.0% | Added |
| Private Trust Co NA | 1,500 | $20.3K | 0.00% | 00.0% | Unchanged |
| Colonial Trust Advisors | 1,500 | $20.3K | 0.00% | 00.0% | Unchanged |
| Northwestern Mutual Wealth Management Co | 1,073 | $14.5K | 0.00% | 00.0% | Unchanged |
| Pinnacle Wealth Planning Services, Inc. | 1,057 | $14.3K | 0.00% | −481−31.3% | Reduced |
| Allworth Financial LP | 1,000 | $13.5K | 0.00% | 00.0% | Unchanged |
| Sofos Investments, Inc. | 776 | $10.5K | 0.00% | −453−36.9% | Reduced |
| Harbour Investments, Inc. | 718 | $9.72K | 0.00% | +718 | New |
| Assetmark, Inc | 714 | $9.66K | 0.00% | −984−58.0% | Reduced |
| SRS Capital Advisors, Inc. | 553 | $7.48K | 0.00% | 00.0% | Unchanged |
| Glass Jacobson Investment Advisors llc | 425 | $5.75K | 0.00% | 00.0% | Unchanged |
| Blue Bell Private Wealth Management, LLC | 70 | $947 | 0.00% | −550−88.7% | Reduced |
| EverSource Wealth Advisors, LLC | 53 | $716 | 0.00% | +2+3.9% | Added |
| Whittier Trust Co of Nevada Inc | 52 | $697 | 0.00% | +52 | New |
| Wells Fargo & Company | 13 | $176 | 0.00% | −39,000−100.0% | Reduced |
| Rockefeller Capital Management L.P. | 12 | $162 | 0.00% | +12 | New |
| BlueChip Wealth Advisors LLC | 0 | $0 | 0.00% | −38,850−100.0% | Sold out |
| Wolverine Asset Management LLC | 0 | $0 | 0.00% | −28,955−100.0% | Sold out |
| Readystate Asset Management LP | 0 | $0 | 0.00% | −28,623−100.0% | Sold out |
| Jane Street Group, LLC | 0 | $0 | 0.00% | −22,770−100.0% | Sold out |
| Merit Financial Group, LLC | 0 | $0 | 0.00% | −15,666−100.0% | Sold out |
| Nomura Holdings Inc | 0 | $0 | 0.00% | −13,937−100.0% | Sold out |
| Susquehanna International Group, LLP | 0 | $0 | 0.00% | −11,539−100.0% | Sold out |
| Camelot Portfolios, LLC | 0 | $0 | 0.00% | −7,000−100.0% | Sold out |
| Plante Moran Financial Advisors, LLC | 0 | $0 | 0.00% | −1,060−100.0% | Sold out |
| WPG Advisers, LLC | 0 | $0 | 0.00% | −86−100.0% | Sold out |