First Trust High Yield Opportunities 2027 Term Fund
FTHY- Exchange
- NYSE
- SEC CIK
- 0001810523
In the last 90 days, First Trust High Yield Opportunities 2027 Term Fund insiders filed 2 open-market purchases and 0 sales; 88 institutions reported holding it in 13F filings for Q2 2026, worth $234.2M in total; no superinvestor holds it.
13F holders, Q4 2021
Institutional positions in First Trust High Yield Opportunities 2027 Term Fund as of Dec 31, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 47
- +11 vs. Q3 2021
- Shares held
- 8.80M
- +901.4K (+11.4%) vs. Q3 2021
- Total value
- $178.3M
- +$15.9M (+9.8%) vs. Q3 2021
- New holders
- 13
- 22 more added
- Sold out
- 2
- 8 more reduced
1 institution that held it in Q3 2021 haven't filed for Q4 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting FTHY on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 88 | $234.2M |
| Q1 2026 | 90 | $219.9M |
| Q4 2025 | 96 | $222.1M |
| Q3 2025 | 88 | $216.4M |
| Q2 2025 | 85 | $225.9M |
| Q1 2025 | 89 | $226.3M |
| Q4 2024 | 89 | $206.1M |
| Q3 2024 | 81 | $189.5M |
| Q2 2024 | 81 | $181.2M |
| Q1 2024 | 80 | $198.2M |
| Q4 2023 | 84 | $206.7M |
| Q3 2023 | 80 | $191.9M |
| Q2 2023 | 75 | $189.7M |
| Q1 2023 | 74 | $188.3M |
| Q4 2022 | 81 | $183.4M |
| Q3 2022 | 62 | $155.9M |
| Q2 2022 | 69 | $160.5M |
| Q1 2022 | 60 | $161.0M |
| Q4 2021 | 47 | $178.3M |
| Q3 2021 | 37 | $162.5M |
| Q2 2021 | 39 | $148.5M |
| Q1 2021 | 38 | $132.1M |
Institutions, Q4 2021
Shares, value and share of portfolio for each institution holding First Trust High Yield Opportunities 2027 Term Fund; share changes are against Q3 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Morgan Stanley | 3,327,329 | $67.3M | 0.01% | +62,731+1.9% | Added |
| Penserra Capital Management LLC | 629,885 | $12.7M | 0.27% | +8,734+1.4% | Added |
| Private Advisory Group LLC | 521,013 | $10.5M | 2.16% | +6,102+1.2% | Added |
| Arete Wealth Advisors, LLC | 488,619 | $10.2M | 0.87% | +68,524+16.3% | Added |
| Punch & Associates Investment Management, Inc. | 419,705 | $8.49M | 0.44% | +12,952+3.2% | Added |
| Commonwealth Equity Services, LLC | 401,951 | $8.13M | 0.02% | +51,663+14.7% | Added |
| Envestnet Asset Management Inc | 377,893 | $7.64M | 0.00% | +12,307+3.4% | Added |
| Ameritas Advisory Services, LLC | 285,018 | $5.76M | 0.21% | +285,018 | New |
| Royal Bank of Canada | 277,632 | $5.61M | 0.00% | +4,825+1.8% | Added |
| Kestra Advisory Services, LLC | 262,566 | $5.31M | 0.05% | −30,973−10.6% | Reduced |
| Advisor Group Holdings, Inc. | 204,757 | $4.18M | 0.01% | +28,951+16.5% | Added |
| Cambridge Investment Research Advisors, Inc. | 202,179 | $4.09M | 0.02% | +3,473+1.7% | Added |
| Sterling Manor Financial, LLC | 178,555 | $3.61M | 2.82% | −217−0.1% | Reduced |
| Independent Financial Group, LLC | 162,493 | $3.29M | 0.27% | +26,088+19.1% | Added |
| Spire Wealth Management | 105,970 | $2.14M | 0.05% | +105,492+22,069.5% | Added |
| Axxcess Wealth Management, LLC | 101,432 | $2.05M | 0.16% | +101,432 | New |
| Kestra Private Wealth Services, LLC | 95,874 | $1.94M | 0.09% | 00.0% | Unchanged |
| International Assets Investment Management, LLC | 76,850 | $1.55M | 0.27% | −24,328−24.0% | Reduced |
| Ignite Planners, LLC | 68,375 | $1.36M | 0.88% | +68,375 | New |
| Thoroughbred Financial Services, LLC | 62,500 | $1.26M | 0.26% | 00.0% | Unchanged |
| Wedbush Securities Inc | 60,330 | $1.22M | 0.05% | +16,392+37.3% | Added |
| CoreCap Advisors, LLC | 56,686 | $1.15M | 0.08% | +56,686 | New |
| D.A. Davidson & Co. | 54,981 | $1.11M | 0.01% | +6,034+12.3% | Added |
| B. Riley Wealth Management, Inc. | 48,767 | $986.0K | 0.07% | +1,250+2.6% | Added |
| LPL Financial LLC | 40,487 | $819.0K | 0.00% | +27,048+201.3% | Added |
| Janney Montgomery Scott LLC | 34,437 | $696.0K | 0.00% | +975+2.9% | Added |
| Narwhal Capital Management | 32,745 | $662.0K | 0.08% | −9,753−22.9% | Reduced |
| National Asset Management, Inc. | 30,814 | $623.0K | 0.02% | −2,077−6.3% | Reduced |
| Transcend Wealth Collective, LLC | 25,000 | $506.0K | 0.04% | +25,000 | New |
| Invesco Ltd. | 20,902 | $423.0K | 0.00% | −31,086−59.8% | Reduced |
| Kovack Advisors, Inc. | 19,700 | $398.0K | 0.04% | −1,750−8.2% | Reduced |
| Proequities, Inc. | 19,400 | $395.0K | 0.02% | +600+3.2% | Added |
| Oppenheimer & Co Inc | 16,004 | $324.0K | 0.01% | +5,805+56.9% | Added |
| Arkadios Wealth Advisors | 15,373 | $311.0K | 0.04% | −1,248−7.5% | Reduced |
| Stifel Financial Corp | 11,989 | $242.0K | 0.00% | +11,989 | New |
| NovaPoint Capital, LLC | 11,304 | $229.0K | 0.08% | +11,304 | New |
| Truist Financial Corp | 11,154 | $226.0K | 0.00% | +40+0.4% | Added |
| Fortitude Advisory Group L.L.C. | 9,900 | $200.0K | 0.10% | +9,900 | New |
| Wells Fargo & Company | 9,752 | $197.0K | 0.00% | +1,000+11.4% | Added |
| JPMorgan Chase & Co | 9,500 | $192.0K | 0.00% | +9,500 | New |
| UBS Group AG | 6,000 | $121.0K | 0.00% | 00.0% | Unchanged |
| Bank of America Corp | 3,664 | $74.0K | 0.00% | +155+4.4% | Added |
| EverSource Wealth Advisors, LLC | 1,640 | $33.0K | 0.01% | +1,640 | New |
| Northwestern Mutual Wealth Management Co | 1,073 | $22.0K | 0.00% | 00.0% | Unchanged |
| Snowden Capital Advisors LLC | 900 | $18.0K | 0.00% | +900 | New |
| US Bancorp | 505 | $10.0K | 0.00% | +505 | New |
| Focused Wealth Management, Inc | 200 | $4.00K | 0.00% | +200 | New |
| City of London Investment Management Co Ltd | 0 | $0 | 0.00% | −30,733−100.0% | Sold out |
| Tower Research Capital LLC (TRC) | 0 | $0 | 0.00% | −32−100.0% | Sold out |
| Heritage Wealth Management, LLC | – | – | – | – | Not filed |